UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 16, 2019

 

REGIONAL BRANDS INC.

(Exact name of registrant as specified in its charter)

 

Delaware

  33-13110-NY   11-2831380
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

6060 Parkland Boulevard, Cleveland, Ohio

  44124
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (216) 825-4000

 
(Former name or former address, if changed since last report.)

 

Securities registered pursuant to Section 12(b) of the Exchange Act: None.

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On December 16, 2019, Jeff Anderson informed the Board of Directors (the “Board”) of Regional Brands Inc. (the “Company”) of his resignation as a director of the Company, effective immediately. Mr. Anderson’s resignation was not due to any disagreement with the Board or the Company.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

REGIONAL BRANDS INC.
     
     
Date:  December 18, 2019    
  By: /s/ Fred DiSanto
  Name: Fred DiSanto
  Title: Chief Executive Officer

 

 

 

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