Statement of Changes in Beneficial Ownership (4)
05 8월 2022 - 5:39AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SATTERFIELD THOMAS A JR |
2. Issuer Name and Ticker or Trading Symbol
ARK RESTAURANTS CORP
[
ARKR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
15 COLLEY COVE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2022 |
(Street)
GULF BREEZE, FL 32561
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/2/2022 | | A | | 1500 | A | $20.49 | 45000 | D (1) | |
Common Stock | 8/2/2022 | | A | | 1500 | A | $20.38 | 44000 | I | By Tomsat Investment & Trading Co., Inc. |
Common Stock | 8/2/2022 | | A | | 3021 | A | $20.51 | 140021 | I | By A.G. Family L.P. (2) |
Common Stock | 8/2/2022 | | A | | 8930 | A | $19.99 | 170000 | I | By Caldwell Mill Opportunity Fund |
Common Stock | 8/3/2022 | | A | | 1500 | A | $20.94 | 46500 | D (1) | |
Common Stock | 8/3/2022 | | A | | 6000 | A | $20.95 | 50000 | I | By Tomsat Investment & Trading Co., Inc. |
Common Stock | 8/3/2022 | | A | | 4979 | A | $20.91 | 145000 | I | By A.G. Family L.P. (2) |
Common Stock | 8/3/2022 | | A | | 10000 | A | $21.01 | 180000 | I | By Caldwell Mill Opportunity Fund |
Common Stock | | | | | | | | 1000 | I | By spouse |
Common Stock | | | | | | | | 102950 | I | By family members and related entities (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 7,500 shares held jointly with the reporting person's spouse. |
(2) | The reporting person controls the general partner of the partnership that owns the reported securities. |
(3) | The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (22,500 shares); the reporting person's brother (11,000 shares); the reporting person's sister (25,000 shares); the reporting person's brother-in-law (8,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (4,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SATTERFIELD THOMAS A JR 15 COLLEY COVE DRIVE GULF BREEZE, FL 32561 |
| X |
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Signatures
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/s/ Thomas A. Satterfield, Jr. | | 8/4/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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