JPMorgan Securities Plc Form 8.5 (EPT/RI)-Smith (DS) plc Amend
28 6월 2024 - 11:19PM
RNS Regulatory News
RNS Number : 4264U
JPMorgan Securities Plc
28 June 2024
AMENDMENT
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
J.P. Morgan Securities
Plc
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Smith (DS)
plc
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
Corporate broker to Smith
(DS) plc
|
(d) Date dealing
undertaken:
|
26 June
2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
Yes, International Paper
Company
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
10p
ordinary
|
Purchase
Sale
|
3,783,497
4,127,215
|
3.7400 GBP
3.7400 GBP
|
3.6716 GBP
3.6680 GBP
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
10p
ordinary
|
Equity Swap
|
Decrease
Long
Decrease
Short
Increase
Long
Increase
Short
Opening a long
position
Opening a short
position
|
3,653
39
16,983
58
62,368
86,877
11,323
9,480
15,954
483
333
31,280
368
82,577
829
1,339
1,026
45,170
10,703
5,825
30,382
3,405
2,507
15,832
8,789
4,351
113
8,680
1,387
104,162
1,138
417
3,318
4,937
3,418
1,498
487
|
3.6863 GBP
3.6798 GBP
3.6799 GBP
3.6842 GBP
3.6844 GBP
3.6846 GBP
3.6851 GBP
3.6855 GBP
3.6832 GBP
3.6834 GBP
3.6837 GBP
3.6859 GBP
3.6895 GBP
3.6923 GBP
4.6535 GBP
3.6834 GBP
3.6839 GBP
3.6840 GBP
3.6849 GBP
3.6877 GBP
3.6882 GBP
3.6883 GBP
3.6899 GBP
3.6908 GBP
3.6918 GBP
3.6938 GBP
3.6952 GBP
3.6800 GBP
3.6841 GBP
3.6842 GBP
3.6848 GBP
3.6886 GBP
3.6916 GBP
3.6923 GBP
3.6981 GBP
3.7062 GBP
3.7101 GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no
such agreements, arrangements or understandings, state
"none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
None
|
Date of disclosure:
|
28 June
2024
|
Contact name:
|
Natasha
Mondon
|
Telephone number:
|
01202
325175
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact
rns@lseg.com or visit
www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our
Privacy
Policy.
END
FERFLFLSRTITFIS
Smith (ds) (LSE:SMDS)
과거 데이터 주식 차트
부터 8월(8) 2024 으로 10월(10) 2024
Smith (ds) (LSE:SMDS)
과거 데이터 주식 차트
부터 10월(10) 2023 으로 10월(10) 2024