Initial Statement of Beneficial Ownership (3)
11 5월 2023 - 6:34AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Bartlett Steven |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/10/2023
|
3. Issuer Name and Ticker or Trading Symbol
Healing Co Inc. [HLCO]
|
(Last)
(First)
(Middle)
7 CHAPPEL LOFTS, 10 BELMONT STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
LONDON, X0 NW18HH
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock | 300000 | I | Flight Story Limited |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Seed preferred stock (1) | (1) | (1) | Common stock | 175000 | (1) | D | |
Stock option (right to buy) (2) | (2) | 9/1/2032 | Common stock | 125000 | $0.001 | D | |
Stock option (right to buy) (3) | (3) | 1/10/2027 | Common stock | 700000 | $0.001 | I | Flight Story Limited |
Explanation of Responses: |
(1) | Shares of Seed Preferred Stock are convertible on a 1:1 basis into shares of common stock at the election of the holder with no additional consideration at any time after issuance or up until the Mandatory Conversion Time. |
(2) | Non statutory stock option granted January 1, 2022 and vesting as to 1/8 per quarter, 78,125 vested as of the date of this Report. |
(3) | Non statutory stock option granted January 10, 2022 and vesting based on specific performance |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bartlett Steven 7 CHAPPEL LOFTS 10 BELMONT STREET LONDON, X0 NW18HH | X |
|
|
|
Signatures
|
/s/ Steven Bartlett | | 5/10/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Healing (CE) (USOTC:HLCO)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
Healing (CE) (USOTC:HLCO)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024
Healing Company Inc (CE) (OTC 시장)의 실시간 뉴스: 최근 기사 0
More Healing Co Inc. News Articles