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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number             811-21719                        

INVESTMENT MANAGERS SERIES TRUST

(Exact name of registrant as specified in charter)

803 West Michigan Street, Milwaukee, WI
53233
(Address of principal executive offices)
(Zip code)

Constance Dye Shannon
803 West Michigan Street, Milwaukee, WI 53233

(Name and address of agent for service)
 
Registrant's telephone number, including area code:  (414) 299-2295

Date of fiscal year end:             June  30                                
 
Date of reporting period:           July 1, 2012 - June 30, 2013    
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
 
 
 

 
 

 
ITEM 1. PROXY VOTING RECORD.
 
Fund Name: AAM/Bahl & Gaynor Income Growth Fund
 
Reporting Period: 7/5/12 (commencement of operations) to 6/30/13
 
The Fund's subadvisor did not receive the related proxy statements for these matters because of a procedural error with a service provider.  As a result, the Fund's shares were not voted.
 
THE COCA-COLA COMPANY
       
Security:
191216100
 
Meeting Type:
Special
 
Ticker:
KO
 
Meeting Date:
10-Jul-2012
 
ISIN
US1912161007
 
Vote Deadline Date:
09-Jul-2012
 
Agenda
933646385
Management
   
Total Ballot Shares:
512714.0692
 
Last Vote Date:
15-Jun-2012
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
TO AMEND ARTICLE FOURTH OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK.
For
None
280
0
0
0
H.J. HEINZ COMPANY
       
Security:
423074103
 
Meeting Type:
Annual
 
Ticker:
HNZ
 
Meeting Date:
28-Aug-2012
 
ISIN
US4230741039
 
Vote Deadline Date:
27-Aug-2012
 
Agenda
933666010
Management
   
Total Ballot Shares:
402677
 
Last Vote Date:
08-Aug-2012
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: W.R. JOHNSON
For
None
590
0
0
0
2
ELECTION OF DIRECTOR: C.E. BUNCH
For
None
590
0
0
0
3
ELECTION OF DIRECTOR: L.S. COLEMAN, JR.
For
None
590
0
0
0
4
ELECTION OF DIRECTOR: J.G. DROSDICK
For
None
590
0
0
0
5
ELECTION OF DIRECTOR: E.E. HOLIDAY
For
None
590
0
0
0
6
ELECTION OF DIRECTOR: C. KENDLE
For
None
590
0
0
0
7
ELECTION OF DIRECTOR: D.R. O'HARE
For
None
590
0
0
0
8
ELECTION OF DIRECTOR: N. PELTZ
For
None
590
0
0
0
9
ELECTION OF DIRECTOR: D.H. REILLEY
For
None
590
0
0
0
10
ELECTION OF DIRECTOR: L.C. SWANN
For
None
590
0
0
0
11
ELECTION OF DIRECTOR: T.J. USHER
For
None
590
0
0
0
12
ELECTION OF DIRECTOR: M.F. WEINSTEIN
For
None
590
0
0
0
13
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
590
0
0
0
14
APPROVAL OF THE H.J. HEINZ COMPANY FY2013 STOCK INCENTIVE PLAN
For
None
590
0
0
0
15
RE-APPROVAL OF THE PERFORMANCE MEASURES INCLUDED IN THE H.J. HEINZ COMPANY FY03 STOCK INCENTIVE PLAN
For
None
590
0
0
0
16
ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION
For
None
590
0
0
0
DARDEN RESTAURANTS, INC.
       
Security:
237194105
 
Meeting Type:
Annual
 
Ticker:
DRI
 
Meeting Date:
18-Sep-2012
 
ISIN
US2371941053
 
Vote Deadline Date:
17-Sep-2012
 
Agenda
933673774
Management
   
Total Ballot Shares:
356893
 
Last Vote Date:
29-Aug-2012
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
MICHAEL W. BARNES
     
475
0
0
0
 
2
LEONARD L. BERRY
     
475
0
0
0
 
3
CHRISTOPHER J. FRALEIGH
     
475
0
0
0
 
4
VICTORIA D. HARKER
     
475
0
0
0
 
5
DAVID H. HUGHES
     
475
0
0
0
 
6
CHARLES A. LEDSINGER JR
     
475
0
0
0
 
7
WILLIAM M. LEWIS, JR.
     
475
0
0
0
 
8
SENATOR CONNIE MACK III
     
475
0
0
0
 
9
ANDREW H. MADSEN
     
475
0
0
0
 
10
CLARENCE OTIS, JR.
     
475
0
0
0
 
11
MICHAEL D. ROSE
     
475
0
0
0
 
12
MARIA A. SASTRE
     
475
0
0
0
 
13
WILLIAM S. SIMON
     
475
0
0
0
2
TO APPROVE A RESOLUTION PROVIDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.
For
None
475
0
0
0
3
TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 26, 2013.
For
None
475
0
0
0
RPM INTERNATIONAL INC.
       
Security:
749685103
 
Meeting Type:
Annual
 
Ticker:
RPM
 
Meeting Date:
04-Oct-2012
 
ISIN
US7496851038
 
Vote Deadline Date:
03-Oct-2012
 
Agenda
933682331
Management
   
Total Ballot Shares:
779024
 
Last Vote Date:
14-Sep-2012
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
JOHN P. ABIZAID
     
810
0
0
0
 
2
BRUCE A. CARBONARI
     
810
0
0
0
 
3
THOMAS S. GROSS
     
810
0
0
0
 
4
JOSEPH P. VIVIANO
     
810
0
0
0
2
APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.
For
None
0
810
0
0
3
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
For
None
810
0
0
0
4
CONSIDER A STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS.
Against
None
810
0
0
0
THE PROCTER & GAMBLE COMPANY
       
Security:
742718109
 
Meeting Type:
Annual
 
Ticker:
PG
 
Meeting Date:
09-Oct-2012
 
ISIN
US7427181091
 
Vote Deadline Date:
08-Oct-2012
 
Agenda
933681062
Management
   
Total Ballot Shares:
864500.4355
 
Last Vote Date:
18-Sep-2012
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: ANGELA F. BRALY
For
None
420
0
0
0
2
ELECTION OF DIRECTOR: KENNETH I. CHENAULT
For
None
420
0
0
0
3
ELECTION OF DIRECTOR: SCOTT D. COOK
For
None
420
0
0
0
4
ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN
For
None
420
0
0
0
5
ELECTION OF DIRECTOR: ROBERT A. MCDONALD
For
None
420
0
0
0
6
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.
For
None
420
0
0
0
7
ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS
For
None
420
0
0
0
8
ELECTION OF DIRECTOR: MARGARET C. WHITMAN
For
None
420
0
0
0
9
ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER
For
None
420
0
0
0
10
ELECTION OF DIRECTOR: PATRICIA A. WOERTZ
For
None
420
0
0
0
11
ELECTION OF DIRECTOR: ERNESTO ZEDILLO
For
None
420
0
0
0
12
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
420
0
0
0
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE)
For
None
420
0
0
0
14
SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
Against
None
0
420
0
0
15
SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT)
Against
None
0
420
0
0
16
SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
Against
None
420
0
0
0
AUTOMATIC DATA PROCESSING, INC.
       
Security:
053015103
 
Meeting Type:
Annual
 
Ticker:
ADP
 
Meeting Date:
13-Nov-2012
 
ISIN
US0530151036
 
Vote Deadline Date:
12-Nov-2012
 
Agenda
933691291
Management
   
Total Ballot Shares:
433678
 
Last Vote Date:
23-Oct-2012
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
ELLEN R. ALEMANY
     
380
0
0
0
 
2
GREGORY D. BRENNEMAN
     
380
0
0
0
 
3
LESLIE A. BRUN
     
380
0
0
0
 
4
RICHARD T. CLARK
     
380
0
0
0
 
5
ERIC C. FAST
     
380
0
0
0
 
6
LINDA R. GOODEN
     
380
0
0
0
 
7
R. GLENN HUBBARD
     
380
0
0
0
 
8
JOHN P. JONES
     
380
0
0
0
 
9
CARLOS A. RODRIGUEZ
     
380
0
0
0
 
10
ENRIQUE T. SALEM
     
380
0
0
0
 
11
GREGORY L. SUMME
     
380
0
0
0
2
APPOINTMENT OF DELOITTE & TOUCHE LLP.
For
None
380
0
0
0
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
For
None
380
0
0
0
REALTY INCOME CORPORATION
       
Security:
756109104
 
Meeting Type:
Special
 
Ticker:
O
 
Meeting Date:
16-Jan-2013
 
ISIN
US7561091049
 
Vote Deadline Date:
15-Jan-2013
 
Agenda
933718047
Management
   
Total Ballot Shares:
252431
 
Last Vote Date:
04-Jan-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
TO APPROVE THE ISSUANCE OF SHARES OF REALTY INCOME COMMON STOCK TO AMERICAN REALTY CAPITAL TRUST (ARCT) STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT.
For
None
265
0
0
0
2
TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF REALTY INCOME COMMON STOCK TO ARCT STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT.
For
None
265
0
0
0
EMERSON ELECTRIC CO.
       
Security:
291011104
 
Meeting Type:
Annual
 
Ticker:
EMR
 
Meeting Date:
05-Feb-2013
 
ISIN
US2910111044
 
Vote Deadline Date:
04-Feb-2013
 
Agenda
933717261
Management
   
Total Ballot Shares:
1062308.7403
 
Last Vote Date:
17-Jan-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
C.A.H. BOERSIG*
     
560
0
0
0
 
2
J.B. BOLTEN*
     
560
0
0
0
 
3
M.S. LEVATICH*
     
560
0
0
0
 
4
R.L. STEPHENSON*
     
560
0
0
0
 
5
A.A. BUSCH III#
     
560
0
0
0
2
APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION.
For
None
560
0
0
0
3
RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
For
None
560
0
0
0
4
APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
For
None
560
0
0
0
5
APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT.
Against
None
0
560
0
0
NOVARTIS AG
       
Security:
66987V109
 
Meeting Type:
Annual
 
Ticker:
NVS
 
Meeting Date:
22-Feb-2013
 
ISIN
US66987V1098
 
Vote Deadline Date:
14-Feb-2013
 
Agenda
933730081
Management
   
Total Ballot Shares:
744734
 
Last Vote Date:
12-Feb-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2012
For
None
405
0
0
0
2
DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
For
None
405
0
0
0
3
APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND
For
None
405
0
0
0
4
CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM
For
None
405
0
0
0
5
ELECTION OF VERENA A. BRINER, M.D., FOR A THREE-YEAR TERM
For
None
405
0
0
0
6
ELECTION OF JOERG REINHARDT, PH.D., FOR A TERM OF OFFICE BEGINNING ON AUGUST 1, 2013 AND ENDING ON THE DAY OF AGM IN 2016
For
None
405
0
0
0
7
ELECTION OF CHARLES L. SAWYERS, M.D., FOR A THREE-YEAR TERM
For
None
0
405
0
0
8
ELECTION OF WILLIAM T. WINTERS FOR A THREE-YEAR TERM
For
None
0
405
0
0
9
APPOINTMENT OF THE AUDITOR
For
None
405
0
0
0
10
ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING
For
None
0
0
405
0
ANALOG DEVICES, INC.
       
Security:
032654105
 
Meeting Type:
Annual
 
Ticker:
ADI
 
Meeting Date:
13-Mar-2013
 
ISIN
US0326541051
 
Vote Deadline Date:
12-Mar-2013
 
Agenda
933730322
Management
   
Total Ballot Shares:
803432
 
Last Vote Date:
26-Feb-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: RAY STATA
For
None
715
0
0
0
2
ELECTION OF DIRECTOR: JERALD G. FISHMAN
For
None
715
0
0
0
3
ELECTION OF DIRECTOR: JAMES A. CHAMPY
For
None
715
0
0
0
4
ELECTION OF DIRECTOR: JOHN C. HODGSON
For
None
715
0
0
0
5
ELECTION OF DIRECTOR: YVES-ANDRE ISTEL
For
None
715
0
0
0
6
ELECTION OF DIRECTOR: NEIL NOVICH
For
None
715
0
0
0
7
ELECTION OF DIRECTOR: F. GRANT SAVIERS
For
None
715
0
0
0
8
ELECTION OF DIRECTOR: PAUL J. SEVERINO
For
None
715
0
0
0
9
ELECTION OF DIRECTOR: KENTON J. SICCHITANO
For
None
715
0
0
0
10
ELECTION OF DIRECTOR: LISA T. SU
For
None
715
0
0
0
11
TO APPROVE, BY NON-BINDING "SAY-ON- PAY" VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
For
None
0
715
0
0
12
TO APPROVE THE ANALOG DEVICES, INC. EXECUTIVE SECTION 162(M) PLAN.
For
None
715
0
0
0
13
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2, 2013.
For
None
715
0
0
0
THE BANK OF NOVA SCOTIA
       
Security:
064149107
 
Meeting Type:
Annual
 
Ticker:
BNS
 
Meeting Date:
09-Apr-2013
 
ISIN
CA0641491075
 
Vote Deadline Date:
05-Apr-2013
 
Agenda
933738075
Management
   
Total Ballot Shares:
628948
 
Last Vote Date:
21-Mar-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
RONALD A. BRENNEMAN
     
355
0
0
0
 
2
C.J. CHEN
     
355
0
0
0
 
3
DAVID A. DODGE
     
355
0
0
0
 
4
N. ASHLEIGH EVERETT
     
355
0
0
0
 
5
JOHN C. KERR
     
355
0
0
0
 
6
JOHN T. MAYBERRY
     
355
0
0
0
 
7
THOMAS C. O'NEILL
     
355
0
0
0
 
8
BRIAN J. PORTER
     
355
0
0
0
 
9
AARON W. REGENT
     
355
0
0
0
 
10
INDIRA V. SAMARASEKERA
     
355
0
0
0
 
11
SUSAN L. SEGAL
     
355
0
0
0
 
12
PAUL D. SOBEY
     
355
0
0
0
 
13
BARBARA S. THOMAS
     
355
0
0
0
 
14
RICHARD E. WAUGH
     
355
0
0
0
2
APPOINTMENT OF KPMG LLP AS AUDITORS.
For
None
355
0
0
0
3
ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH.
For
None
355
0
0
0
4
SHAREHOLDER PROPOSAL 1.
Against
None
0
355
0
0
5
SHAREHOLDER PROPOSAL 2.
Against
None
0
355
0
0
6
SHAREHOLDER PROPOSAL 3.
Against
None
0
355
0
0
GENUINE PARTS COMPANY
       
Security:
372460105
 
Meeting Type:
Annual
 
Ticker:
GPC
 
Meeting Date:
22-Apr-2013
 
ISIN
US3724601055
 
Vote Deadline Date:
19-Apr-2013
 
Agenda
933737554
Management
   
Total Ballot Shares:
391323
 
Last Vote Date:
15-Mar-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
DR. MARY B. BULLOCK
     
340
0
0
0
 
2
PAUL D. DONAHUE
     
340
0
0
0
 
3
JEAN DOUVILLE
     
340
0
0
0
 
4
THOMAS C. GALLAGHER
     
340
0
0
0
 
5
GEORGE C. "JACK" GUYNN
     
340
0
0
0
 
6
JOHN R. HOLDER
     
340
0
0
0
 
7
JOHN D. JOHNS
     
340
0
0
0
 
8
MICHAEL M.E. JOHNS, MD
     
340
0
0
0
 
9
R.C. LOUDERMILK, JR.
     
340
0
0
0
 
10
WENDY B. NEEDHAM
     
340
0
0
0
 
11
JERRY W. NIX
     
340
0
0
0
 
12
GARY W. ROLLINS
     
340
0
0
0
2
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
For
None
340
0
0
0
3
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.
For
None
340
0
0
0
PRAXAIR, INC.
       
Security:
74005P104
 
Meeting Type:
Annual
 
Ticker:
PX
 
Meeting Date:
23-Apr-2013
 
ISIN
US74005P1049
 
Vote Deadline Date:
22-Apr-2013
 
Agenda
933743088
Management
   
Total Ballot Shares:
489255
 
Last Vote Date:
27-Mar-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: STEPHEN F. ANGEL
For
None
220
0
0
0
2
ELECTION OF DIRECTOR: OSCAR BERNARDES
For
None
220
0
0
0
3
ELECTION OF DIRECTOR: BRET. K. CLAYTON
For
None
220
0
0
0
4
ELECTION OF DIRECTOR: NANCE K. DICCIANI
For
None
220
0
0
0
5
ELECTION OF DIRECTOR: EDWARD G. GALANTE
For
None
220
0
0
0
6
ELECTION OF DIRECTOR: CLAIRE W. GARGALLI
For
None
220
0
0
0
7
ELECTION OF DIRECTOR: IRA D. HALL
For
None
220
0
0
0
8
ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF
For
None
220
0
0
0
9
ELECTION OF DIRECTOR: LARRY D. MCVAY
For
None
220
0
0
0
10
ELECTION OF DIRECTOR: WAYNE T. SMITH
For
None
220
0
0
0
11
ELECTION OF DIRECTOR: ROBERT L. WOOD
For
None
220
0
0
0
12
TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS.
For
None
220
0
0
0
13
A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS.
Against
None
0
220
0
0
14
TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR.
For
None
220
0
0
0
GENERAL ELECTRIC COMPANY
       
Security:
369604103
 
Meeting Type:
Annual
 
Ticker:
GE
 
Meeting Date:
24-Apr-2013
 
ISIN
US3696041033
 
Vote Deadline Date:
23-Apr-2013
 
Agenda
933750196
Management
   
Total Ballot Shares:
1981523
 
Last Vote Date:
09-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE
For
None
1695
0
0
0
2
ELECTION OF DIRECTOR: JOHN J. BRENNAN
For
None
1695
0
0
0
3
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
For
None
1695
0
0
0
4
ELECTION OF DIRECTOR: FRANCISCO D'SOUZA
For
None
1695
0
0
0
5
ELECTION OF DIRECTOR: MARIJN E. DEKKERS
For
None
1695
0
0
0
6
ELECTION OF DIRECTOR: ANN M. FUDGE
For
None
1695
0
0
0
7
ELECTION OF DIRECTOR: SUSAN HOCKFIELD
For
None
1695
0
0
0
8
ELECTION OF DIRECTOR: JEFFREY R. IMMELT
For
None
1695
0
0
0
9
ELECTION OF DIRECTOR: ANDREA JUNG
For
None
1695
0
0
0
10
ELECTION OF DIRECTOR: ROBERT W. LANE
For
None
1695
0
0
0
11
ELECTION OF DIRECTOR: RALPH S. LARSEN
For
None
1695
0
0
0
12
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
For
None
1695
0
0
0
13
ELECTION OF DIRECTOR: JAMES J. MULVA
For
None
1695
0
0
0
14
ELECTION OF DIRECTOR: MARY L. SCHAPIRO
For
None
1695
0
0
0
15
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA
For
None
1695
0
0
0
16
ELECTION OF DIRECTOR: JAMES S. TISCH
For
None
1695
0
0
0
17
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III
For
None
1695
0
0
0
18
ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION
For
None
1695
0
0
0
19
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
1695
0
0
0
20
CESSATION OF ALL STOCK OPTIONS AND BONUSES
Against
None
0
1695
0
0
21
DIRECTOR TERM LIMITS
Against
None
0
1695
0
0
22
INDEPENDENT CHAIRMAN
Against
None
1695
0
0
0
23
RIGHT TO ACT BY WRITTEN CONSENT
Against
None
1695
0
0
0
24
EXECUTIVES TO RETAIN SIGNIFICANT STOCK
Against
None
0
1695
0
0
25
MULTIPLE CANDIDATE ELECTIONS
Against
None
0
1695
0
0
THE COCA-COLA COMPANY
       
Security:
191216100
 
Meeting Type:
Annual
 
Ticker:
KO
 
Meeting Date:
24-Apr-2013
 
ISIN
US1912161007
 
Vote Deadline Date:
23-Apr-2013
 
Agenda
933739596
Management
   
Total Ballot Shares:
1315538.2141
 
Last Vote Date:
04-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: HERBERT A. ALLEN
For
None
730
0
0
0
2
ELECTION OF DIRECTOR: RONALD W. ALLEN
For
None
730
0
0
0
3
ELECTION OF DIRECTOR: HOWARD G. BUFFETT
For
None
730
0
0
0
4
ELECTION OF DIRECTOR: RICHARD M. DALEY
For
None
730
0
0
0
5
ELECTION OF DIRECTOR: BARRY DILLER
For
None
730
0
0
0
6
ELECTION OF DIRECTOR: HELENE D. GAYLE
For
None
730
0
0
0
7
ELECTION OF DIRECTOR: EVAN G. GREENBERG
For
None
730
0
0
0
8
ELECTION OF DIRECTOR: ALEXIS M. HERMAN
For
None
730
0
0
0
9
ELECTION OF DIRECTOR: MUHTAR KENT
For
None
730
0
0
0
10
ELECTION OF DIRECTOR: ROBERT A. KOTICK
For
None
730
0
0
0
11
ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO
For
None
730
0
0
0
12
ELECTION OF DIRECTOR: DONALD F. MCHENRY
For
None
730
0
0
0
13
ELECTION OF DIRECTOR: SAM NUNN
For
None
730
0
0
0
14
ELECTION OF DIRECTOR: JAMES D. ROBINSON III
For
None
730
0
0
0
15
ELECTION OF DIRECTOR: PETER V. UEBERROTH
For
None
730
0
0
0
16
ELECTION OF DIRECTOR: JACOB WALLENBERG
For
None
730
0
0
0
17
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.
For
None
730
0
0
0
18
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
For
None
730
0
0
0
19
APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS.
For
None
730
0
0
0
20
SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS.
Against
None
0
730
0
0
CANADIAN IMPERIAL BANK OF COMMERCE
       
Security:
136069101
 
Meeting Type:
Annual
 
Ticker:
CM
 
Meeting Date:
25-Apr-2013
 
ISIN
CA1360691010
 
Vote Deadline Date:
23-Apr-2013
 
Agenda
933746616
Management
   
Total Ballot Shares:
140193
 
Last Vote Date:
02-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
APPOINTMENT OF AUDITORS.
For
None
140
0
0
0
2
DIRECTOR
For
None
       
 
1
B.S. BELZBERG
     
140
0
0
0
 
2
G.F. COLTER
     
140
0
0
0
 
3
D. D'ALESSANDRO
     
140
0
0
0
 
4
P.D. DANIEL
     
140
0
0
0
 
5
L. DESJARDINS
     
140
0
0
0
 
6
G.D. GIFFIN
     
140
0
0
0
 
7
L.S. HASENFRATZ
     
140
0
0
0
 
8
K.J. KELLY
     
140
0
0
0
 
9
N.D. LE PAN
     
140
0
0
0
 
10
J.P. MANLEY
     
140
0
0
0
 
11
G.T. MCCAUGHEY
     
140
0
0
0
 
12
J.L. PEVERETT
     
140
0
0
0
 
13
L. RAHL
     
140
0
0
0
 
14
C. SIROIS
     
140
0
0
0
 
15
K.B. STEVENSON
     
140
0
0
0
 
16
R.W. TYSOE
     
140
0
0
0
3
ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH.
For
None
140
0
0
0
4
SHAREHOLDER PROPOSAL NUMBER 1
Against
None
0
140
0
0
5
SHAREHOLDER PROPOSAL NUMBER 2
Against
None
0
140
0
0
6
SHAREHOLDER PROPOSAL NUMBER 3
Against
None
0
140
0
0
7
SHAREHOLDER PROPOSAL NUMBER 4
Against
None
0
140
0
0
HCP, INC.
       
Security:
40414L109
 
Meeting Type:
Annual
 
Ticker:
HCP
 
Meeting Date:
25-Apr-2013
 
ISIN
US40414L1098
 
Vote Deadline Date:
24-Apr-2013
 
Agenda
933742327
Management
   
Total Ballot Shares:
534255
 
Last Vote Date:
28-Mar-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: JAMES F. FLAHERTY III
For
None
570
0
0
0
2
ELECTION OF DIRECTOR: CHRISTINE N. GARVEY
For
None
570
0
0
0
3
ELECTION OF DIRECTOR: DAVID B. HENRY
For
None
570
0
0
0
4
ELECTION OF DIRECTOR: LAURALEE E. MARTIN
For
None
570
0
0
0
5
ELECTION OF DIRECTOR: MICHAEL D. MCKEE
For
None
570
0
0
0
6
ELECTION OF DIRECTOR: PETER L. RHEIN
For
None
570
0
0
0
7
ELECTION OF DIRECTOR: KENNETH B. ROATH
For
None
570
0
0
0
8
ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN
For
None
570
0
0
0
9
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.
For
None
570
0
0
0
10
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
For
None
570
0
0
0
JOHNSON & JOHNSON
       
Security:
478160104
 
Meeting Type:
Annual
 
Ticker:
JNJ
 
Meeting Date:
25-Apr-2013
 
ISIN
US4781601046
 
Vote Deadline Date:
24-Apr-2013
 
Agenda
933745068
Management
   
Total Ballot Shares:
979938.9639
 
Last Vote Date:
08-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: MARY SUE COLEMAN
For
None
550
0
0
0
2
ELECTION OF DIRECTOR: JAMES G. CULLEN
For
None
550
0
0
0
3
ELECTION OF DIRECTOR: IAN E.L. DAVIS
For
None
550
0
0
0
4
ELECTION OF DIRECTOR: ALEX GORSKY
For
None
550
0
0
0
5
ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS
For
None
550
0
0
0
6
ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
For
None
550
0
0
0
7
ELECTION OF DIRECTOR: ANNE M. MULCAHY
For
None
550
0
0
0
8
ELECTION OF DIRECTOR: LEO F. MULLIN
For
None
550
0
0
0
9
ELECTION OF DIRECTOR: WILLIAM D. PEREZ
For
None
550
0
0
0
10
ELECTION OF DIRECTOR: CHARLES PRINCE
For
None
550
0
0
0
11
ELECTION OF DIRECTOR: A. EUGENE WASHINGTON
For
None
550
0
0
0
12
ELECTION OF DIRECTOR: RONALD A. WILLIAMS
For
None
550
0
0
0
13
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
For
None
550
0
0
0
14
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
For
None
550
0
0
0
15
SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK
Against
None
0
550
0
0
16
SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES
Against
None
0
550
0
0
17
SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN
Against
None
550
0
0
0
AT&T INC.
       
Security:
00206R102
 
Meeting Type:
Annual
 
Ticker:
T
 
Meeting Date:
26-Apr-2013
 
ISIN
US00206R1023
 
Vote Deadline Date:
25-Apr-2013
 
Agenda
933744016
Management
   
Total Ballot Shares:
586840.5442
 
Last Vote Date:
09-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: RANDALL L. STEPHENSON
For
None
525
0
0
0
2
ELECTION OF DIRECTOR: GILBERT F. AMELIO
For
None
525
0
0
0
3
ELECTION OF DIRECTOR: REUBEN V. ANDERSON
For
None
525
0
0
0
4
ELECTION OF DIRECTOR: JAMES H. BLANCHARD
For
None
525
0
0
0
5
ELECTION OF DIRECTOR: JAIME CHICO PARDO
For
None
525
0
0
0
6
ELECTION OF DIRECTOR: SCOTT T. FORD
For
None
525
0
0
0
7
ELECTION OF DIRECTOR: JAMES P. KELLY
For
None
525
0
0
0
8
ELECTION OF DIRECTOR: JON C. MADONNA
For
None
525
0
0
0
9
ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER
For
None
525
0
0
0
10
ELECTION OF DIRECTOR: JOHN B. MCCOY
For
None
525
0
0
0
11
ELECTION OF DIRECTOR: JOYCE M. ROCHE
For
None
525
0
0
0
12
ELECTION OF DIRECTOR: MATTHEW K. ROSE
For
None
525
0
0
0
13
ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON
For
None
525
0
0
0
14
RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.
For
None
525
0
0
0
15
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
For
None
525
0
0
0
16
APPROVE STOCK PURCHASE AND DEFERRAL PLAN.
For
None
525
0
0
0
17
POLITICAL CONTRIBUTIONS REPORT.
Against
None
0
525
0
0
18
LEAD BATTERIES REPORT.
Against
None
0
525
0
0
19
COMPENSATION PACKAGES.
Against
None
525
0
0
0
20
INDEPENDENT BOARD CHAIRMAN.
Against
None
525
0
0
0
UNITED TECHNOLOGIES CORPORATION
       
Security:
913017109
 
Meeting Type:
Annual
 
Ticker:
UTX
 
Meeting Date:
29-Apr-2013
 
ISIN
US9130171096
 
Vote Deadline Date:
26-Apr-2013
 
Agenda
933743684
Management
   
Total Ballot Shares:
431357
 
Last Vote Date:
09-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: LOUIS R. CHENEVERT
For
None
200
0
0
0
2
ELECTION OF DIRECTOR: JOHN V. FARACI
For
None
200
0
0
0
3
ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER
For
None
200
0
0
0
4
ELECTION OF DIRECTOR: JAMIE S. GORELICK
For
None
200
0
0
0
5
ELECTION OF DIRECTOR: EDWARD A. KANGAS
For
None
200
0
0
0
6
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
For
None
200
0
0
0
7
ELECTION OF DIRECTOR: MARSHALL O. LARSEN
For
None
200
0
0
0
8
ELECTION OF DIRECTOR: HAROLD MCGRAW III
For
None
200
0
0
0
9
ELECTION OF DIRECTOR: RICHARD B. MYERS
For
None
200
0
0
0
10
ELECTION OF DIRECTOR: H. PATRICK SWYGERT
For
None
200
0
0
0
11
ELECTION OF DIRECTOR: ANDRE VILLENEUVE
For
None
200
0
0
0
12
ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN
For
None
200
0
0
0
13
APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2013.
For
None
200
0
0
0
14
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
For
None
200
0
0
0
H.J. HEINZ COMPANY
       
Security:
423074103
 
Meeting Type:
Special
 
Ticker:
HNZ
 
Meeting Date:
30-Apr-2013
 
ISIN
US4230741039
 
Vote Deadline Date:
29-Apr-2013
 
Agenda
933766377
Management
   
Total Ballot Shares:
409884
 
Last Vote Date:
17-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
TO APPROVE AND ADOPT THE MERGER AGREEMENT DATED AS OF FEBRUARY 13, 2013, AS AMENDED BY THE AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 4, 2013, AND AS MAY BE FURTHER AMENDED FROM TIME TO TIME, AMONG H.J. HEINZ COMPANY, HAWK ACQUISITION HOLDING CORPORATION AND HAWK ACQUISITION SUB, INC.
For
None
335
0
0
0
2
TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE AND ADOPT PROPOSAL 1.
For
None
335
0
0
0
3
TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY H.J. HEINZ COMPANY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER.
For
None
335
0
0
0
DIGITAL REALTY TRUST, INC.
       
Security:
253868103
 
Meeting Type:
Annual
 
Ticker:
DLR
 
Meeting Date:
01-May-2013
 
ISIN
US2538681030
 
Vote Deadline Date:
30-Apr-2013
 
Agenda
933748874
Management
   
Total Ballot Shares:
538447
 
Last Vote Date:
05-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: DENNIS E. SINGLETON
For
None
400
0
0
0
2
ELECTION OF DIRECTOR: MICHAEL F. FOUST
For
None
400
0
0
0
3
ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN
For
None
400
0
0
0
4
ELECTION OF DIRECTOR: KATHLEEN EARLEY
For
None
400
0
0
0
5
ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D.
For
None
400
0
0
0
6
ELECTION OF DIRECTOR: KEVIN J. KENNEDY
For
None
400
0
0
0
7
ELECTION OF DIRECTOR: WILLIAM G. LAPERCH
For
None
400
0
0
0
8
ELECTION OF DIRECTOR: ROBERT H. ZERBST
For
None
400
0
0
0
9
RATIFYING THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
For
None
400
0
0
0
10
THE APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
For
None
400
0
0
0
GLAXOSMITHKLINE PLC
       
Security:
37733W105
 
Meeting Type:
Annual
 
Ticker:
GSK
 
Meeting Date:
01-May-2013
 
ISIN
US37733W1053
 
Vote Deadline Date:
22-Apr-2013
 
Agenda
933755716
Management
   
Total Ballot Shares:
499070
 
Last Vote Date:
09-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS
For
None
550
0
0
0
2
TO APPROVE THE REMUNERATION REPORT
For
None
550
0
0
0
3
TO ELECT LYNN ELSENHANS AS A DIRECTOR
For
None
550
0
0
0
4
TO ELECT JING ULRICH AS A DIRECTOR
For
None
550
0
0
0
5
TO ELECT HANS WIJERS AS A DIRECTOR
For
None
550
0
0
0
6
TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR
For
None
550
0
0
0
7
TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR
For
None
550
0
0
0
8
TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR
For
None
550
0
0
0
9
TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR
For
None
550
0
0
0
10
TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR
For
None
550
0
0
0
11
TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR
For
None
550
0
0
0
12
TO RE-ELECT JUDY LEWENT AS A DIRECTOR
For
None
550
0
0
0
13
TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR
For
None
550
0
0
0
14
TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR
For
None
550
0
0
0
15
TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR
For
None
550
0
0
0
16
TO RE-ELECT TOM DE SWAAN AS A DIRECTOR
For
None
550
0
0
0
17
TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR
For
None
550
0
0
0
18
TO RE-APPOINT AUDITORS
For
None
550
0
0
0
19
TO DETERMINE REMUNERATION OF AUDITORS
For
None
550
0
0
0
20
TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
For
None
550
0
0
0
21
TO AUTHORISE ALLOTMENT OF SHARES
For
None
550
0
0
0
22
TO DISAPPLY PRE-EMPTION RIGHTS
For
None
550
0
0
0
23
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES
For
None
550
0
0
0
24
TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR
For
None
550
0
0
0
25
TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM
For
None
0
550
0
0
HEALTH CARE REIT, INC.
       
Security:
42217K106
 
Meeting Type:
Annual
 
Ticker:
HCN
 
Meeting Date:
02-May-2013
 
ISIN
US42217K1060
 
Vote Deadline Date:
01-May-2013
 
Agenda
933765084
Management
   
Total Ballot Shares:
443944
 
Last Vote Date:
09-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.
For
None
460
0
0
0
2
ELECTION OF DIRECTOR: GEORGE L. CHAPMAN
For
None
460
0
0
0
3
ELECTION OF DIRECTOR: THOMAS J. DEROSA
For
None
460
0
0
0
4
ELECTION OF DIRECTOR: JEFFREY H. DONAHUE
For
None
460
0
0
0
5
ELECTION OF DIRECTOR: PETER J. GRUA
For
None
460
0
0
0
6
ELECTION OF DIRECTOR: FRED S. KLIPSCH
For
None
460
0
0
0
7
ELECTION OF DIRECTOR: SHARON M. OSTER
For
None
460
0
0
0
8
ELECTION OF DIRECTOR: JEFFREY R. OTTEN
For
None
460
0
0
0
9
ELECTION OF DIRECTOR: JUDITH C. PELHAM
For
None
460
0
0
0
10
ELECTION OF DIRECTOR: R. SCOTT TRUMBULL
For
None
460
0
0
0
11
APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC.
For
None
0
460
0
0
12
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.
For
None
0
460
0
0
KIMBERLY-CLARK CORPORATION
       
Security:
494368103
 
Meeting Type:
Annual
 
Ticker:
KMB
 
Meeting Date:
02-May-2013
 
ISIN
US4943681035
 
Vote Deadline Date:
01-May-2013
 
Agenda
933742214
Management
   
Total Ballot Shares:
415321
 
Last Vote Date:
11-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: JOHN R. ALM
For
None
400
0
0
0
2
ELECTION OF DIRECTOR: JOHN F. BERGSTROM
For
None
400
0
0
0
3
ELECTION OF DIRECTOR: ABELARDO E. BRU
For
None
400
0
0
0
4
ELECTION OF DIRECTOR: ROBERT W. DECHERD
For
None
400
0
0
0
5
ELECTION OF DIRECTOR: THOMAS J. FALK
For
None
400
0
0
0
6
ELECTION OF DIRECTOR: FABIAN T. GARCIA
For
None
400
0
0
0
7
ELECTION OF DIRECTOR: MAE C. JEMISON, M.D.
For
None
400
0
0
0
8
ELECTION OF DIRECTOR: JAMES M. JENNESS
For
None
400
0
0
0
9
ELECTION OF DIRECTOR: NANCY J. KARCH
For
None
400
0
0
0
10
ELECTION OF DIRECTOR: IAN C. READ
For
None
400
0
0
0
11
ELECTION OF DIRECTOR: LINDA JOHNSON RICE
For
None
400
0
0
0
12
ELECTION OF DIRECTOR: MARC J. SHAPIRO
For
None
400
0
0
0
13
RATIFICATION OF AUDITORS
For
None
400
0
0
0
14
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
For
None
400
0
0
0
ABBVIE INC.
       
Security:
00287Y109
 
Meeting Type:
Annual
 
Ticker:
ABBV
 
Meeting Date:
06-May-2013
 
ISIN
US00287Y1091
 
Vote Deadline Date:
03-May-2013
 
Agenda
933751869
Management
   
Total Ballot Shares:
1025386.6347
 
Last Vote Date:
14-Apr-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
WILLIAM H.L. BURNSIDE
     
525
0
0
0
 
2
EDWARD J. RAPP
     
525
0
0
0
 
3
ROY S. ROBERTS
     
525
0
0
0
2
RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS OF ABBVIE FOR 2013.
For
None
525
0
0
0
3
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
For
None
525
0
0
0
Item
Proposal
Recommendation
Default Vote
1 Year
2 Years
3 Years
Abstain
Take No Action
4
SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION.
 
None
525
0
0
0
0
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
5
APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK PROGRAM.
For
None
525
0
0
0
BAXTER INTERNATIONAL INC.
       
Security:
071813109
 
Meeting Type:
Annual
 
Ticker:
BAX
 
Meeting Date:
07-May-2013
 
ISIN
US0718131099
 
Vote Deadline Date:
06-May-2013
 
Agenda
933754916
Management
   
Total Ballot Shares:
434549
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: THOMAS F. CHEN
For
None
335
0
0
0
2
ELECTION OF DIRECTOR: BLAKE E. DEVITT
For
None
335
0
0
0
3
ELECTION OF DIRECTOR: JOHN D. FORSYTH
For
None
335
0
0
0
4
ELECTION OF DIRECTOR: GAIL D. FOSLER
For
None
335
0
0
0
5
ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN
For
None
335
0
0
0
6
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
335
0
0
0
7
APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION
For
None
335
0
0
0
8
AMENDMENT OF ARTICLE SIXTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS
For
None
335
0
0
0
9
AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GRANTING HOLDERS OF AT LEAST 25% OF OUTSTANDING COMMON STOCK THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS
For
None
335
0
0
0
BRISTOL-MYERS SQUIBB COMPANY
       
Security:
110122108
 
Meeting Type:
Annual
 
Ticker:
BMY
 
Meeting Date:
07-May-2013
 
ISIN
US1101221083
 
Vote Deadline Date:
06-May-2013
 
Agenda
933756794
Management
   
Total Ballot Shares:
1056443
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: L. ANDREOTTI
For
None
980
0
0
0
2
ELECTION OF DIRECTOR: L.B. CAMPBELL
For
None
980
0
0
0
3
ELECTION OF DIRECTOR: J.M. CORNELIUS
For
None
980
0
0
0
4
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.
For
None
980
0
0
0
5
ELECTION OF DIRECTOR: M. GROBSTEIN
For
None
980
0
0
0
6
ELECTION OF DIRECTOR: A.J. LACY
For
None
980
0
0
0
7
ELECTION OF DIRECTOR: V.L. SATO, PH.D.
For
None
980
0
0
0
8
ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D.
For
None
980
0
0
0
9
ELECTION OF DIRECTOR: G.L. STORCH
For
None
980
0
0
0
10
ELECTION OF DIRECTOR: T.D. WEST, JR.
For
None
980
0
0
0
11
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
For
None
980
0
0
0
12
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
For
None
980
0
0
0
KINDER MORGAN INC
       
Security:
49456B101
 
Meeting Type:
Annual
 
Ticker:
KMI
 
Meeting Date:
07-May-2013
 
ISIN
US49456B1017
 
Vote Deadline Date:
06-May-2013
 
Agenda
933761771
Management
   
Total Ballot Shares:
1492156
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
RICHARD D. KINDER
     
1060
0
0
0
 
2
C. PARK SHAPER
     
1060
0
0
0
 
3
STEVEN J. KEAN
     
1060
0
0
0
 
4
ANTHONY W. HALL, JR.
     
1060
0
0
0
 
5
DEBORAH A. MACDONALD
     
1060
0
0
0
 
6
MICHAEL MILLER
     
1060
0
0
0
 
7
MICHAEL C. MORGAN
     
1060
0
0
0
 
8
FAYEZ SAROFIM
     
1060
0
0
0
 
9
JOEL V. STAFF
     
1060
0
0
0
 
10
JOHN STOKES
     
1060
0
0
0
 
11
ROBERT F. VAGT
     
1060
0
0
0
2
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
For
None
1060
0
0
0
REALTY INCOME CORPORATION
       
Security:
756109104
 
Meeting Type:
Annual
 
Ticker:
O
 
Meeting Date:
07-May-2013
 
ISIN
US7561091049
 
Vote Deadline Date:
06-May-2013
 
Agenda
933772940
Management
   
Total Ballot Shares:
328959
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: KATHLEEN R. ALLEN, PHD.
For
None
265
0
0
0
2
ELECTION OF DIRECTOR: A. LARRY CHAPMAN
For
None
265
0
0
0
3
ELECTION OF DIRECTOR: PRIYA CHERIAN HUSKINS
For
None
265
0
0
0
4
ELECTION OF DIRECTOR: THOMAS A. LEWIS
For
None
265
0
0
0
5
ELECTION OF DIRECTOR: MICHAEL D. MCKEE
For
None
265
0
0
0
6
ELECTION OF DIRECTOR: GREGORY T. MCLAUGHLIN
For
None
265
0
0
0
7
ELECTION OF DIRECTOR: RONALD L. MERRIMAN
For
None
265
0
0
0
8
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2013.
For
None
265
0
0
0
9
NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
For
None
265
0
0
0
PHILIP MORRIS INTERNATIONAL INC.
       
Security:
718172109
 
Meeting Type:
Annual
 
Ticker:
PM
 
Meeting Date:
08-May-2013
 
ISIN
US7181721090
 
Vote Deadline Date:
07-May-2013
 
Agenda
933754182
Management
   
Total Ballot Shares:
599421.7043
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: HAROLD BROWN
For
None
405
0
0
0
2
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA
For
None
405
0
0
0
3
ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS
For
None
405
0
0
0
4
ELECTION OF DIRECTOR: LOUIS C. CAMILLERI
For
None
405
0
0
0
5
ELECTION OF DIRECTOR: J. DUDLEY FISHBURN
For
None
405
0
0
0
6
ELECTION OF DIRECTOR: JENNIFER LI
For
None
405
0
0
0
7
ELECTION OF DIRECTOR: GRAHAM MACKAY
For
None
405
0
0
0
8
ELECTION OF DIRECTOR: SERGIO MARCHIONNE
For
None
405
0
0
0
9
ELECTION OF DIRECTOR: KALPANA MORPARIA
For
None
405
0
0
0
10
ELECTION OF DIRECTOR: LUCIO A. NOTO
For
None
405
0
0
0
11
ELECTION OF DIRECTOR: ROBERT B. POLET
For
None
405
0
0
0
12
ELECTION OF DIRECTOR: CARLOS SLIM HELU
For
None
405
0
0
0
13
ELECTION OF DIRECTOR: STEPHEN M. WOLF
For
None
405
0
0
0
14
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
For
None
405
0
0
0
15
ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION
For
None
405
0
0
0
BCE INC.
       
Security:
05534B760
 
Meeting Type:
Annual
 
Ticker:
BCE
 
Meeting Date:
09-May-2013
 
ISIN
CA05534B7604
 
Vote Deadline Date:
07-May-2013
 
Agenda
933759598
Management
   
Total Ballot Shares:
644679
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
B.K. ALLEN
     
580
0
0
0
 
2
A. BÉRARD
     
580
0
0
0
 
3
R.A. BRENNEMAN
     
580
0
0
0
 
4
S. BROCHU
     
580
0
0
0
 
5
R.E. BROWN
     
580
0
0
0
 
6
G.A. COPE
     
580
0
0
0
 
7
D.F. DENISON
     
580
0
0
0
 
8
A.S. FELL
     
580
0
0
0
 
9
E.C. LUMLEY
     
580
0
0
0
 
10
T.C. O'NEILL
     
580
0
0
0
 
11
J. PRENTICE
     
580
0
0
0
 
12
R.C. SIMMONDS
     
580
0
0
0
 
13
C. TAYLOR
     
580
0
0
0
 
14
P.R. WEISS
     
580
0
0
0
2
APPOINTMENT OF DELOITTE LLP AS AUDITORS.
For
None
580
0
0
0
3
RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2013 MANAGEMENT PROXY CIRCULAR DATED MARCH 7, 2013 DELIVERED IN ADVANCE OF THE 2013 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE INC.
For
None
580
0
0
0
4
PROPOSAL NO. 1 EQUITY RATIO
Against
None
0
580
0
0
5
PROPOSAL NO. 2 CRITICAL MASS OF QUALIFIED WOMEN ON BOARD OF DIRECTORS
Against
None
0
580
0
0
6
PROPOSAL NO. 3 POST-EXECUTIVE COMPENSATION ADVISORY VOTE DISCLOSURE
Against
None
0
580
0
0
7
PROPOSAL NO. 4 RISK MANAGEMENT COMMITTEE
Against
None
0
580
0
0
8
PROPOSAL NO. 5 DIVERSITY POLICIES AND INITIATIVES
Against
None
0
580
0
0
MATTEL, INC.
       
Security:
577081102
 
Meeting Type:
Annual
 
Ticker:
MAT
 
Meeting Date:
10-May-2013
 
ISIN
US5770811025
 
Vote Deadline Date:
09-May-2013
 
Agenda
933753635
Management
   
Total Ballot Shares:
893401
 
Last Vote Date:
02-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: MICHAEL J. DOLAN
For
None
790
0
0
0
2
ELECTION OF DIRECTOR: TREVOR A. EDWARDS
For
None
790
0
0
0
3
ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON
For
None
790
0
0
0
4
ELECTION OF DIRECTOR: DOMINIC NG
For
None
790
0
0
0
5
ELECTION OF DIRECTOR: VASANT M. PRABHU
For
None
790
0
0
0
6
ELECTION OF DIRECTOR: DR. ANDREA L. RICH
For
None
790
0
0
0
7
ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH
For
None
790
0
0
0
8
ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR
For
None
790
0
0
0
9
ELECTION OF DIRECTOR: BRYAN G. STOCKTON
For
None
790
0
0
0
10
ELECTION OF DIRECTOR: DIRK VAN DE PUT
For
None
790
0
0
0
11
ELECTION OF DIRECTOR: KATHY WHITE LOYD
For
None
790
0
0
0
12
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT.
For
None
790
0
0
0
13
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
For
None
790
0
0
0
14
STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD.
Against
None
790
0
0
0
ARTHUR J. GALLAGHER & CO.
       
Security:
363576109
 
Meeting Type:
Annual
 
Ticker:
AJG
 
Meeting Date:
15-May-2013
 
ISIN
US3635761097
 
Vote Deadline Date:
14-May-2013
 
Agenda
933761113
Management
   
Total Ballot Shares:
555444
 
Last Vote Date:
03-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: WILLIAM L. BAX
For
None
515
0
0
0
2
ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR.
For
None
515
0
0
0
3
ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR.
For
None
515
0
0
0
4
ELECTION OF DIRECTOR: ELBERT O. HAND
For
None
515
0
0
0
5
ELECTION OF DIRECTOR: DAVID S. JOHNSON
For
None
515
0
0
0
6
ELECTION OF DIRECTOR: KAY W. MCCURDY
For
None
515
0
0
0
7
ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL
For
None
515
0
0
0
8
ELECTION OF DIRECTOR: JAMES R. WIMMER
For
None
515
0
0
0
9
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR
For
None
515
0
0
0
10
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
For
None
515
0
0
0
ALTRIA GROUP, INC.
       
Security:
02209S103
 
Meeting Type:
Annual
 
Ticker:
MO
 
Meeting Date:
16-May-2013
 
ISIN
US02209S1033
 
Vote Deadline Date:
15-May-2013
 
Agenda
933764979
Management
   
Total Ballot Shares:
755915
 
Last Vote Date:
03-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: GERALD L. BALILES
For
None
800
0
0
0
2
ELECTION OF DIRECTOR: MARTIN J. BARRINGTON
For
None
800
0
0
0
3
ELECTION OF DIRECTOR: JOHN T. CASTEEN III
For
None
800
0
0
0
4
ELECTION OF DIRECTOR: DINYAR S. DEVITRE
For
None
800
0
0
0
5
ELECTION OF DIRECTOR: THOMAS F. FARRELL II
For
None
800
0
0
0
6
ELECTION OF DIRECTOR: THOMAS W. JONES
For
None
800
0
0
0
7
ELECTION OF DIRECTOR: DEBRA J. KELLY- ENNIS
For
None
800
0
0
0
8
ELECTION OF DIRECTOR: W. LEO KIELY III
For
None
800
0
0
0
9
ELECTION OF DIRECTOR: KATHRYN B. MCQUADE
For
None
800
0
0
0
10
ELECTION OF DIRECTOR: GEORGE MUNOZ
For
None
800
0
0
0
11
ELECTION OF DIRECTOR: NABIL Y. SAKKAB
For
None
800
0
0
0
12
RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
800
0
0
0
13
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
For
None
800
0
0
0
14
SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES
Against
None
0
800
0
0
INTEL CORPORATION
       
Security:
458140100
 
Meeting Type:
Annual
 
Ticker:
INTC
 
Meeting Date:
16-May-2013
 
ISIN
US4581401001
 
Vote Deadline Date:
15-May-2013
 
Agenda
933758611
Management
   
Total Ballot Shares:
2675828
 
Last Vote Date:
03-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY
For
None
1450
0
0
0
2
ELECTION OF DIRECTOR: ANDY D. BRYANT
For
None
1450
0
0
0
3
ELECTION OF DIRECTOR: SUSAN L. DECKER
For
None
1450
0
0
0
4
ELECTION OF DIRECTOR: JOHN J. DONAHOE
For
None
1450
0
0
0
5
ELECTION OF DIRECTOR: REED E. HUNDT
For
None
1450
0
0
0
6
ELECTION OF DIRECTOR: JAMES D. PLUMMER
For
None
1450
0
0
0
7
ELECTION OF DIRECTOR: DAVID S. POTTRUCK
For
None
1450
0
0
0
8
ELECTION OF DIRECTOR: FRANK D. YEARY
For
None
1450
0
0
0
9
ELECTION OF DIRECTOR: DAVID B. YOFFIE
For
None
1450
0
0
0
10
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR
For
None
1450
0
0
0
11
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
For
None
1450
0
0
0
12
APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN
For
None
1450
0
0
0
13
STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK"
Against
None
0
1450
0
0
THE WILLIAMS COMPANIES, INC.
       
Security:
969457100
 
Meeting Type:
Annual
 
Ticker:
WMB
 
Meeting Date:
16-May-2013
 
ISIN
US9694571004
 
Vote Deadline Date:
15-May-2013
 
Agenda
933780303
Management
   
Total Ballot Shares:
1710400
 
Last Vote Date:
03-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: ALAN S. ARMSTRONG
For
None
1075
0
0
0
2
ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND
For
None
1075
0
0
0
3
ELECTION OF DIRECTOR: KATHLEEN B. COOPER
For
None
1075
0
0
0
4
ELECTION OF DIRECTOR: JOHN A. HAGG
For
None
1075
0
0
0
5
ELECTION OF DIRECTOR: JUANITA H. HINSHAW
For
None
1075
0
0
0
6
ELECTION OF DIRECTOR: RALPH IZZO
For
None
1075
0
0
0
7
ELECTION OF DIRECTOR: FRANK T. MACINNIS
For
None
1075
0
0
0
8
ELECTION OF DIRECTOR: STEVEN W. NANCE
For
None
1075
0
0
0
9
ELECTION OF DIRECTOR: MURRAY D. SMITH
For
None
1075
0
0
0
10
ELECTION OF DIRECTOR: JANICE D. STONEY
For
None
1075
0
0
0
11
ELECTION OF DIRECTOR: LAURA A. SUGG
For
None
1075
0
0
0
12
RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2013.
For
None
1075
0
0
0
13
APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION.
For
None
1075
0
0
0
KRAFT FOODS GROUP, INC.
       
Security:
50076Q106
 
Meeting Type:
Annual
 
Ticker:
KRFT
 
Meeting Date:
22-May-2013
 
ISIN
US50076Q1067
 
Vote Deadline Date:
21-May-2013
 
Agenda
933755499
Management
   
Total Ballot Shares:
642867
 
Last Vote Date:
07-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: ABELARDO E. BRU
For
None
565
0
0
0
2
ELECTION OF DIRECTOR: JEANNE P. JACKSON
For
None
565
0
0
0
3
ELECTION OF DIRECTOR: E. FOLLIN SMITH
For
None
565
0
0
0
4
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
For
None
565
0
0
0
Item
Proposal
Recommendation
Default Vote
1 Year
2 Years
3 Years
Abstain
Take No Action
5
ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE.
 
None
565
0
0
0
0
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
6
APPROVAL OF THE MATERIAL TERMS FOR PERFORMANCE-BASED AWARDS UNDER THE KRAFT FOODS GROUP, INC. 2012 PERFORMANCE INCENTIVE PLAN.
For
None
565
0
0
0
7
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013.
For
None
565
0
0
0
8
SHAREHOLDER PROPOSAL: LABEL GENETICALLY ENGINEERED PRODUCTS.
Against
None
0
565
0
0
ONEOK, INC.
       
Security:
682680103
 
Meeting Type:
Annual
 
Ticker:
OKE
 
Meeting Date:
22-May-2013
 
ISIN
US6826801036
 
Vote Deadline Date:
21-May-2013
 
Agenda
933777902
Management
   
Total Ballot Shares:
1326173
 
Last Vote Date:
08-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: JAMES C. DAY
For
None
790
0
0
0
2
ELECTION OF DIRECTOR: JULIE H. EDWARDS
For
None
790
0
0
0
3
ELECTION OF DIRECTOR: WILLIAM L. FORD
For
None
790
0
0
0
4
ELECTION OF DIRECTOR: JOHN W. GIBSON
For
None
790
0
0
0
5
ELECTION OF DIRECTOR: BERT H. MACKIE
For
None
790
0
0
0
6
ELECTION OF DIRECTOR: STEVEN J. MALCOLM
For
None
790
0
0
0
7
ELECTION OF DIRECTOR: JIM W. MOGG
For
None
790
0
0
0
8
ELECTION OF DIRECTOR: PATTYE L. MOORE
For
None
790
0
0
0
9
ELECTION OF DIRECTOR: GARY D. PARKER
For
None
790
0
0
0
10
ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ
For
None
790
0
0
0
11
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC.
For
None
790
0
0
0
12
A PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR OUR EQUITY COMPENSATION PLAN.
For
None
790
0
0
0
13
AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.
For
None
790
0
0
0
14
A SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS.
Against
None
0
790
0
0
THE SOUTHERN COMPANY
       
Security:
842587107
 
Meeting Type:
Annual
 
Ticker:
SO
 
Meeting Date:
22-May-2013
 
ISIN
US8425871071
 
Vote Deadline Date:
21-May-2013
 
Agenda
933789490
Management
   
Total Ballot Shares:
714694
 
Last Vote Date:
03-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: J.P. BARANCO
For
None
660
0
0
0
2
ELECTION OF DIRECTOR: J.A. BOSCIA
For
None
660
0
0
0
3
ELECTION OF DIRECTOR: H.A. CLARK III
For
None
660
0
0
0
4
ELECTION OF DIRECTOR: T.A. FANNING
For
None
660
0
0
0
5
ELECTION OF DIRECTOR: D.J. GRAIN
For
None
660
0
0
0
6
ELECTION OF DIRECTOR: H.W. HABERMEYER, JR.
For
None
660
0
0
0
7
ELECTION OF DIRECTOR: V.M. HAGEN
For
None
660
0
0
0
8
ELECTION OF DIRECTOR: W.A. HOOD, JR.
For
None
660
0
0
0
9
ELECTION OF DIRECTOR: D.M. JAMES
For
None
660
0
0
0
10
ELECTION OF DIRECTOR: D.E. KLEIN
For
None
660
0
0
0
11
ELECTION OF DIRECTOR: W.G. SMITH, JR.
For
None
660
0
0
0
12
ELECTION OF DIRECTOR: S.R. SPECKER
For
None
660
0
0
0
13
ELECTION OF DIRECTOR: E.J. WOOD III
For
None
660
0
0
0
14
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
For
None
660
0
0
0
15
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS' COMPENSATION
For
None
660
0
0
0
16
RATIFICATION OF BY-LAW AMENDMENT
For
None
660
0
0
0
17
AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE TWO- THIRDS SUPERMAJORITY REQUIREMENTS IN ARTICLE ELEVENTH TO A MAJORITY VOTE
For
None
660
0
0
0
18
AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE 75% SUPERMAJORITY REQUIREMENTS IN ARTICLE THIRTEENTH TO A TWO-THIRDS VOTE
For
None
660
0
0
0
MCDONALD'S CORPORATION
       
Security:
580135101
 
Meeting Type:
Annual
 
Ticker:
MCD
 
Meeting Date:
23-May-2013
 
ISIN
US5801351017
 
Vote Deadline Date:
22-May-2013
 
Agenda
933781999
Management
   
Total Ballot Shares:
884917.5206
 
Last Vote Date:
07-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: WALTER E. MASSEY
For
None
550
0
0
0
2
ELECTION OF DIRECTOR: JOHN W. ROGERS, JR.
For
None
550
0
0
0
3
ELECTION OF DIRECTOR: ROGER W. STONE
For
None
550
0
0
0
4
ELECTION OF DIRECTOR: MILES D. WHITE
For
None
550
0
0
0
5
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
For
None
550
0
0
0
6
ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013.
For
None
550
0
0
0
7
ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED.
Against
None
0
550
0
0
8
ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED.
Against
None
0
550
0
0
9
ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED.
Against
None
0
550
0
0
10
ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED.
Against
None
0
550
0
0
NATIONAL RETAIL PROPERTIES, INC.
       
Security:
637417106
 
Meeting Type:
Annual
 
Ticker:
NNN
 
Meeting Date:
23-May-2013
 
ISIN
US6374171063
 
Vote Deadline Date:
22-May-2013
 
Agenda
933773586
Management
   
Total Ballot Shares:
556352
 
Last Vote Date:
06-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
DIRECTOR
For
None
       
 
1
DON DEFOSSET
     
550
0
0
0
 
2
DAVID M. FICK
     
550
0
0
0
 
3
EDWARD J. FRITSCH
     
550
0
0
0
 
4
KEVIN B. HABICHT
     
550
0
0
0
 
5
RICHARD B. JENNINGS
     
550
0
0
0
 
6
TED B. LANIER
     
550
0
0
0
 
7
ROBERT C. LEGLER
     
550
0
0
0
 
8
CRAIG MACNAB
     
550
0
0
0
 
9
ROBERT MARTINEZ
     
550
0
0
0
2
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
For
None
550
0
0
0
3
RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
For
None
550
0
0
0
NEXTERA ENERGY, INC.
       
Security:
65339F101
 
Meeting Type:
Annual
 
Ticker:
NEE
 
Meeting Date:
23-May-2013
 
ISIN
US65339F1012
 
Vote Deadline Date:
22-May-2013
 
Agenda
933777205
Management
   
Total Ballot Shares:
295825.0664
 
Last Vote Date:
07-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: SHERRY S. BARRAT
For
None
160
0
0
0
2
ELECTION OF DIRECTOR: ROBERT M. BEALL, II
For
None
160
0
0
0
3
ELECTION OF DIRECTOR: JAMES L. CAMAREN
For
None
160
0
0
0
4
ELECTION OF DIRECTOR: KENNETH B. DUNN
For
None
160
0
0
0
5
ELECTION OF DIRECTOR: LEWIS HAY, III
For
None
160
0
0
0
6
ELECTION OF DIRECTOR: TONI JENNINGS
For
None
160
0
0
0
7
ELECTION OF DIRECTOR: JAMES L. ROBO
For
None
160
0
0
0
8
ELECTION OF DIRECTOR: RUDY E. SCHUPP
For
None
160
0
0
0
9
ELECTION OF DIRECTOR: JOHN L. SKOLDS
For
None
160
0
0
0
10
ELECTION OF DIRECTOR: WILLIAM H. SWANSON
For
None
160
0
0
0
11
ELECTION OF DIRECTOR: MICHAEL H. THAMAN
For
None
160
0
0
0
12
ELECTION OF DIRECTOR: HANSEL E. TOOKES, II
For
None
160
0
0
0
13
RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
For
None
160
0
0
0
14
APPROVAL, AS REQUIRED BY INTERNAL REVENUE CODE SECTION 162(M), OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE NEXTERA ENERGY, INC. 2013 EXECUTIVE ANNUAL INCENTIVE PLAN.
For
None
160
0
0
0
15
APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
For
None
160
0
0
0
16
SHAREHOLDER PROPOSAL-POLICY REGARDING STORAGE OF NUCLEAR WASTE.
Against
None
0
160
0
0
TUPPERWARE BRANDS CORPORATION
       
Security:
899896104
 
Meeting Type:
Annual
 
Ticker:
TUP
 
Meeting Date:
24-May-2013
 
ISIN
US8998961044
 
Vote Deadline Date:
23-May-2013
 
Agenda
933775023
Management
   
Total Ballot Shares:
248235
 
Last Vote Date:
07-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: CATHERINE A. BERTINI
For
None
160
0
0
0
2
ELECTION OF DIRECTOR: SUSAN M. CAMERON
For
None
160
0
0
0
3
ELECTION OF DIRECTOR: KRISS CLONINGER, III
For
None
160
0
0
0
4
ELECTION OF DIRECTOR: E. V. GOINGS
For
None
160
0
0
0
5
ELECTION OF DIRECTOR: JOE R. LEE
For
None
160
0
0
0
6
ELECTION OF DIRECTOR: ANGEL R. MARTINEZ
For
None
160
0
0
0
7
ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO
For
None
160
0
0
0
8
ELECTION OF DIRECTOR: ROBERT J. MURRAY
For
None
160
0
0
0
9
ELECTION OF DIRECTOR: DAVID R. PARKER
For
None
160
0
0
0
10
ELECTION OF DIRECTOR: JOYCE M. ROCHE
For
None
160
0
0
0
11
ELECTION OF DIRECTOR: M. ANNE SZOSTAK
For
None
160
0
0
0
12
ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM
For
None
160
0
0
0
13
PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
160
0
0
0
MERCK & CO., INC.
       
Security:
58933Y105
 
Meeting Type:
Annual
 
Ticker:
MRK
 
Meeting Date:
28-May-2013
 
ISIN
US58933Y1055
 
Vote Deadline Date:
24-May-2013
 
Agenda
933782319
Management
   
Total Ballot Shares:
331862
 
Last Vote Date:
10-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: LESLIE A. BRUN
For
None
285
0
0
0
2
ELECTION OF DIRECTOR: THOMAS R. CECH
For
None
285
0
0
0
3
ELECTION OF DIRECTOR: KENNETH C. FRAZIER
For
None
285
0
0
0
4
ELECTION OF DIRECTOR: THOMAS H. GLOCER
For
None
285
0
0
0
5
ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR.
For
None
285
0
0
0
6
ELECTION OF DIRECTOR: C. ROBERT KIDDER
For
None
285
0
0
0
7
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
For
None
285
0
0
0
8
ELECTION OF DIRECTOR: CARLOS E. REPRESAS
For
None
285
0
0
0
9
ELECTION OF DIRECTOR: PATRICIA F. RUSSO
For
None
285
0
0
0
10
ELECTION OF DIRECTOR: CRAIG B. THOMPSON
For
None
285
0
0
0
11
ELECTION OF DIRECTOR: WENDELL P. WEEKS
For
None
285
0
0
0
12
ELECTION OF DIRECTOR: PETER C. WENDELL
For
None
285
0
0
0
13
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
For
None
285
0
0
0
14
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
For
None
285
0
0
0
15
SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.
Against
None
285
0
0
0
16
SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS.
Against
None
0
285
0
0
17
SHAREHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS.
Against
None
0
285
0
0
18
SHAREHOLDER PROPOSAL CONCERNING A REPORT ON LOBBYING ACTIVITIES.
Against
None
0
285
0
0
CHEVRON CORPORATION
       
Security:
166764100
 
Meeting Type:
Annual
 
Ticker:
CVX
 
Meeting Date:
29-May-2013
 
ISIN
US1667641005
 
Vote Deadline Date:
28-May-2013
 
Agenda
933786874
Management
   
Total Ballot Shares:
575538.4632
 
Last Vote Date:
16-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: L.F. DEILY
For
None
325
0
0
0
2
ELECTION OF DIRECTOR: R.E. DENHAM
For
None
325
0
0
0
3
ELECTION OF DIRECTOR: A.P. GAST
For
None
325
0
0
0
4
ELECTION OF DIRECTOR: E. HERNANDEZ
For
None
325
0
0
0
5
ELECTION OF DIRECTOR: G.L. KIRKLAND
For
None
325
0
0
0
6
ELECTION OF DIRECTOR: C.W. MOORMAN
For
None
325
0
0
0
7
ELECTION OF DIRECTOR: K.W. SHARER
For
None
325
0
0
0
8
ELECTION OF DIRECTOR: J.G. STUMPF
For
None
325
0
0
0
9
ELECTION OF DIRECTOR: R.D. SUGAR
For
None
325
0
0
0
10
ELECTION OF DIRECTOR: C. WARE
For
None
325
0
0
0
11
ELECTION OF DIRECTOR: J.S. WATSON
For
None
325
0
0
0
12
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For
None
325
0
0
0
13
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
For
None
325
0
0
0
14
APPROVAL OF AMENDMENTS TO LONG- TERM INCENTIVE PLAN
For
None
325
0
0
0
15
SHALE ENERGY OPERATIONS
Against
None
0
325
0
0
16
OFFSHORE OIL WELLS
Against
None
0
325
0
0
17
CLIMATE RISK
Against
None
0
325
0
0
18
LOBBYING DISCLOSURE
Against
None
0
325
0
0
19
CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES
Against
None
0
325
0
0
20
CUMULATIVE VOTING
Against
None
0
325
0
0
21
SPECIAL MEETINGS
Against
None
0
325
0
0
22
INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE
Against
None
0
325
0
0
23
COUNTRY SELECTION GUIDELINES
Against
None
0
325
0
0
BLACKROCK, INC.
       
Security:
09247X101
 
Meeting Type:
Annual
 
Ticker:
BLK
 
Meeting Date:
30-May-2013
 
ISIN
US09247X1019
 
Vote Deadline Date:
29-May-2013
 
Agenda
933791027
Management
   
Total Ballot Shares:
193894.397
 
Last Vote Date:
17-May-2013
               
Item
Proposal
Recommendation
Default Vote
For
Against
Abstain
Take No Action
1
ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD
For
None
125
0
0
0
2
ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA
For
None
125
0
0
0
3
ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN
For
None
125
0
0
0
4
ELECTION OF DIRECTOR: JESSICA P. EINHORN
For
None
125
0
0
0
5
ELECTION OF DIRECTOR: FABRIZIO FREDA
For
None
125
0
0
0
6
ELECTION OF DIRECTOR: DAVID H. KOMANSKY
For
None
125
0
0
0
7
ELECTION OF DIRECTOR: JAMES E. ROHR
For
None
125
0
0
0
8
ELECTION OF DIRECTOR: SUSAN L. WAGNER
For
None
125
0
0
0
9
APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.
For
None
0
125
0
0
10
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.
For
None
125
0
0
0
                         
 
 
 

 
 
Fund Name:  AAM/Cutwater Select Income Fund
 
Reporting Period: 4/18/13 (commencement of operations) to 6/30/2013
 
The Fund's subadvisor has not voted any proxies because the Fund invested in non-voting securities during the reporting period.
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
  
(Registrant)            Investment Managers Series Trust                                         
 
By (Signature and Title)*
/s/ John Zader
 
 
John Zader, President
 
Date
August 26, 2013
   
 
* Print the name and title of each signing officer under his or her signature.
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