Statement of Changes in Beneficial Ownership (4)
13 2월 2020 - 7:38AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PEIFFER CHARLES |
2. Issuer Name and Ticker or Trading Symbol
PAE Inc
[
PAE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & CFO |
(Last)
(First)
(Middle)
C/O PAE INCORPORATED, 7799 LEESBURG PIKE, SUITE 300 NORTH |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/10/2020 |
(Street)
FALLS CHURCH, VA 22043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 2/10/2020 | | A | | 26892 | A | (1) | 26892 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares acquired pursuant to the consummation of the transactions (collectively, the "Business Combination") contemplated by the Agreement and Plan of Merger by and among Gores Holdings III, Inc. ("Gores"), EAP Merger Sub, Inc., EAP Merger Sub II, LLC, Shay Holding Corporation ("Shay"), and Platinum Equity Advisors, LLC. At the effective time of the Business Combination, the equity interests held by the stockholders of Shay were automatically converted into the right to receive a combination of cash and shares of the Issuer's Class A Common Stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PEIFFER CHARLES C/O PAE INCORPORATED 7799 LEESBURG PIKE, SUITE 300 NORTH FALLS CHURCH, VA 22043 |
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| EVP & CFO |
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Signatures
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By: /s/ Paul W. Cobb, Jr., as attorney-in-fact for Charles D. Peiffer | | 2/12/2020 |
**Signature of Reporting Person | Date |
Gores Holdings III (NASDAQ:GRSHU)
과거 데이터 주식 차트
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Gores Holdings III (NASDAQ:GRSHU)
과거 데이터 주식 차트
부터 9월(9) 2023 으로 9월(9) 2024
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