- Statement of Changes in Beneficial Ownership (4)
16 1월 2013 - 8:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Smith David E
|
2. Issuer Name
and
Ticker or Trading Symbol
IndiePub Entertainment, Inc.
[
IPUB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O COAST ASSET MANAGEMENT, LLC, 2450 COLORADO AVE., STE. 100, EAST TOWER
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/11/2013
|
(Street)
SANTA MONICA, CA 90404
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Convertible Loan
|
$0.15
|
1/11/2013
|
|
J
(1)
|
|
888887
|
|
(2)
|
3/31/2014
(3)
|
Common Stock
|
888887
|
$133333
(1)
|
46192818
(1)
|
I
|
Through MMB Holdings LLC
|
Explanation of Responses:
|
(
1)
|
On January 11, 2013, MMB Holdings LLC ("MMB") made an additional loan of $133,333 to indiePub Entertainment, Inc. (f/k/a Zoo Entertainment, Inc.) ("indiePub") and its subsidiaries (collectively, the "Borrowers") pursuant to the Loan and Security Agreement entered into among the Borrowers and MMB on March 9, 2012, as amended (the "Loan Agreement"). Under the Loan Agreement, MMB may, at any time and from time to time, convert all or any portion of the Borrowers' obligations thereunder into shares of indiePub common stock ("Common Stock") at the conversion price of $0.15 per share. If all of the current outstanding principal under the Loan Agreement were so converted, MMB would receive a total of 46,192,818 shares of Common Stock.
|
(
2)
|
Currently exercisable.
|
(
3)
|
The loans under the Loan Agreement mature on March 31, 2014, unless accelerated pursuant to the Loan Agreement.
|
Remarks:
Mojobear Capital LLC ("Mojobear") is the managing member of MMB. Mr. Smith is the sole member of Mojobear. Each of Mr. Smith, MMB and Mojobear (collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any Reporting Person is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose or that any transaction reported hereunder is subject to Section 16.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Smith David E
C/O COAST ASSET MANAGEMENT, LLC
2450 COLORADO AVE., STE. 100, EAST TOWER
SANTA MONICA, CA 90404
|
|
X
|
|
|
MMB HOLDINGS LLC
888 LINDA FLORA DRIVE
LOS ANGELES, CA 90049
|
|
X
|
|
|
Mojobear Capital LLC
C/O COAST ASSET MANAGEMENT, LLC
2450 COLORADO AVE., SUITE 100 E. TOWER
SANTA MONICA, CA 90404
|
|
X
|
|
|
Signatures
|
/s/ David E. Smith (on behalf of himself and the other Reporting Persons)
|
|
1/15/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
IndiePub Entertainment (CE) (USOTC:IPUB)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
IndiePub Entertainment (CE) (USOTC:IPUB)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024
IndiePub Entertainment Inc (CE) (OTC 시장)의 실시간 뉴스: 최근 기사 0
More Indiepub Entertainment, Inc. (QB) News Articles