Initial Statement of Beneficial Ownership (3)
30 4월 2022 - 6:41AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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EXXON MOBIL CORP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/23/2022
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3. Issuer Name and Ticker or Trading Symbol
Global Clean Energy Holdings, Inc. [GCEH]
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(Last)
(First)
(Middle)
5959 LAS COLINAS BOULEVARD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
IRVING, TX 75039
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Series C Preferred Stock | 125000 | I | Footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrant to Purchase Common Stock | 2/23/2022 | 2/23/2027 | Common Stock | 13530723 | $2.25 | I | Footnote (1) |
Warrant to Purchase Common Stock | (2) | 2/23/2028 | Common Stock | 6500000 | $3.75 | I | Footnote (1) |
Explanation of Responses: |
(1) | ExxonMobil Renewables LLC is the record holder of the securities reported herein. Exxon Mobil Corporation, in its capacity as the sole member of ExxonMobil Renewables LLC, shares voting and investment discretion with respect to the securities reported herein. |
(2) | The warrant becomes exercisable on the earlier of (i) the date on which Exxon Mobil Corporation's wholly-owned subsidiary, ExxonMobil Oil Corporation, extends the term of the Product Off-Take Agreement, dated effective April 10, 2019 (as amended), entered into between a subsidiary of Global Clean Energy Holdings, Inc. (the "Issuer") and ExxonMobil Oil Corporation, or (ii) a change of control or sale of the Issuer, or the dissolution of the Issuer |
Remarks: The securities reported in Table I and Table II were all acquired simultaneously in a private placement from the Issuer, which closed on February 23, 2022, for aggregate consideration of $125,000,000. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
EXXON MOBIL CORP 5959 LAS COLINAS BOULEVARD IRVING, TX 75039 | X | X |
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ExxonMobil Renewables LLC 22777 SPRINGWOODS VILLAGE PARKWAY SPRING, TX 77389 | X | X |
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Signatures
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/s/ James M. Spellings, Jr. for Exxon Mobil Corporation | | 4/29/2022 |
**Signature of Reporting Person | Date |
/s/ Gloria M. Moncada for ExxonMobil Renewables LLC | | 4/29/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Global Clean Energy (QB) (USOTC:GCEH)
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부터 1월(1) 2025 으로 2월(2) 2025
Global Clean Energy (QB) (USOTC:GCEH)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025
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