Statement of Changes in Beneficial Ownership (4)
20 11월 2015 - 8:42AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Carter Thomas L Jr
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2. Issuer Name
and
Ticker or Trading Symbol
Black Stone Minerals, L.P.
[
BSM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President, CEO & Chairman
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(Last)
(First)
(Middle)
1001 FANNIN STREET, SUITE 2020
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/17/2015
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(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common units representing limited partner interests
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11/17/2015
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P
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954
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A
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$14.0973
(1)
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20500
(2)
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I
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By Georgia Elizabeth Carter 1995 Trust
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Common units representing limited partner interests
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11/18/2015
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P
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3400
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A
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$14.1916
(3)
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23900
(2)
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I
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By Georgia Elizabeth Carter 1995 Trust
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Common units representing limited partner interests
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11/17/2015
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P
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2000
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A
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$13.9892
(4)
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20500
(2)
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I
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By Katherine Ross Carter 1995 Trust
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Common units representing limited partner interests
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11/18/2015
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P
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3400
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A
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$14.1987
(3)
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23900
(2)
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I
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By Katherine Ross Carter 1995 Trust
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Common units representing limited partner interests
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11/17/2015
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P
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2565
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A
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$14.0564
(5)
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20500
(2)
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I
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By Molly Leachman Carter 1995 Trust
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Common units representing limited partner interests
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11/18/2015
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P
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3400
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A
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$14.1941
(6)
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23900
(2)
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I
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By Molly Leachman Carter 1995 Trust
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Common units representing limited partner interests
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239111
(7)
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D
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Common units representing limited partner interests
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8118065
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I
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By Camden Energy Limited Partnership
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Common units representing limited partner interests
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22757
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I
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By Preference Partners LP
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.04 to $14.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.
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(
2)
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The trust also indirectly owns common and subordinated units through ownership of Camden Energy Limited Partnership and Preference Partners, L.P. Because Mr. Carter reports all units held by Camden Energy Limited Partnership and Preference Partners, the trust's indirect holdings through Camden and Preference Partners are not reported in Column 5.
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(
3)
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The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.125 to $14.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.
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(
4)
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The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $13.95 to $14.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.
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(
5)
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The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $13.99 to $14.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.
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(
6)
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The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.05 to $14.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in this footnote.
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(
7)
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Of the common units reported on this line, 112,439 common units are subject to a restricted unit award issued pursuant to the Black Stone Minerals, L.P. Long-Term Incentive Plan (the "LTIP"). Except as otherwise provided in the LTIP or the award agreement governing the award, a portion of the common units will vest on each of January 1, 2016, March 15, 2016, January 1, 2017, March 15, 2017, and March 15, 2018 so long as the Reporting Person remains continuously employed by the Issuer, Black Stone Minerals GP, L.L.C. (the "General Partner"), or any of their respective affiliates through each such vesting date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Carter Thomas L Jr
1001 FANNIN STREET, SUITE 2020
HOUSTON, TX 77002
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X
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President, CEO & Chairman
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Signatures
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/s/Steve Putman, Attorney-in-Fact for Thomas L.Carter, Jr.
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11/19/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Black Stone Minerals (NYSE:BSM)
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부터 9월(9) 2024 으로 10월(10) 2024
Black Stone Minerals (NYSE:BSM)
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부터 10월(10) 2023 으로 10월(10) 2024