- Statement of Changes in Beneficial Ownership (4)
14 11월 2009 - 8:21AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ROSENTHALER ALBERT E
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2. Issuer Name
and
Ticker or Trading Symbol
LIBERTY MEDIA CORP
[
LCAPA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President
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(Last)
(First)
(Middle)
12300 LIBERTY BLVD.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/11/2009
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(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Series A Liberty Capital Common Stock
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11/11/2009
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M
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25640
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A
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$12.38
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44610
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D
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Series A Liberty Capital Common Stock
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11/11/2009
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M
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15000
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A
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$11.93
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59610
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D
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Series A Liberty Capital Common Stock
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11/11/2009
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M
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7910
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A
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$11.27
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67520
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D
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Series A Liberty Capital Common Stock
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11/11/2009
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M
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10560
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A
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$15.96
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78080
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D
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Series A Liberty Capital Common Stock
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11/11/2009
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M
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7497
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A
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$17.26
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85577
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D
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Series A Liberty Capital Common Stock
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11/11/2009
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M
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3154
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A
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$3.57
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88731
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D
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Series A Liberty Capital Common Stock
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11/11/2009
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S
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69761
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D
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$24.44
(1)
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18970
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D
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Series A Liberty Capital Common Stock
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880
(2)
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I
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By 401(k) Savings Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (right to buy)
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$12.38
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11/11/2009
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M
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25640
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(3)
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3/1/2012
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Series A Liberty Capital Common Stock
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25640
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$0
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0
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D
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Stock Option (right to buy)
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$11.93
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11/11/2009
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M
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15000
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(4)
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8/2/2012
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Series A Liberty Capital Common Stock
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15000
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$0
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0
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D
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Stock Option (right to buy)
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$11.27
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11/11/2009
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M
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7910
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(5)
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2/28/2013
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Series A Liberty Capital Common Stock
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7910
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$0
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1132
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D
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Stock Option (right to buy)
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$15.96
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11/11/2009
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M
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10560
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(6)
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3/29/2014
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Series A Liberty Capital Common Stock
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10560
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$0
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6340
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D
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Stock Option (right to buy)
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$17.26
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11/11/2009
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M
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7497
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(7)
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12/24/2014
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Series A Liberty Capital Common Stock
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7497
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$0
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9644
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D
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Stock Option (right to buy)
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$3.57
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11/11/2009
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M
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3154
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(8)
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12/16/2015
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Series A Liberty Capital Common Stock
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3154
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$0
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41004
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D
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Explanation of Responses:
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(
1)
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The price reflects a weighted average of sales made at prices ranging from $24.27 to $24.78. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
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(
2)
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The number of shares represents equivalent shares based on the fair market value of the shares of Series A Liberty Capital common stock held by the unitized stock fund under the Issuer's 401(k) Savings Plan based on a report from the Plan Administrator dated as of October 31, 2009. The Reporting Person has an interest in the unitized fund, which holds shares of the Issuer's Series A Liberty Capital common stock, Series A Liberty Interactive common stock, Series A Liberty Entertainment common stock and short-term investments.
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(
3)
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The stock option vested as to 25% of the total shares annually over 4 years beginning 03/01/04.
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(
4)
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The stock option vested quarterly in equal amounts over 4 years beginning 11/02/05.
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(
5)
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The stock option vests quarterly in equal amounts over 4 years beginning 05/28/06.
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(
6)
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The stock option vests quarterly in equal amounts over 4 years beginning 06/29/07.
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(
7)
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The stock option vests quarterly in equal amounts over 4 years beginning 03/24/08.
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(
8)
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The stock option vests quarterly in equal amounts over 4 years beginning 03/16/09.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ROSENTHALER ALBERT E
12300 LIBERTY BLVD.
ENGLEWOOD, CO 80112
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Senior Vice President
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Signatures
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/s/ Albert E. Rosenthaler
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11/13/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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