Current Report Filing (8-k)
18 5월 2023 - 5:16AM
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):
May 17, 2023
_____________________
COEPTIS THERAPEUTICS HOLDINGS, INC.
(Exact name of registrant as specified in its
charter)
Delaware |
001-39669 |
98-1465952 |
(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(I.R.S. Employer
Identification No.) |
|
|
|
105 Bradford Rd, Suite 420
Wexford, Pennsylvania |
|
15090 |
(Address of principal executive offices) |
|
(Zip Code) |
724-934-6467
(Registrant’s telephone number, including area code)
____________________________________________________________
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange
on which registered |
Common Stock, par value $0.0001 per share |
|
COEP
|
|
Nasdaq Global Market |
Warrants,
each whole warrant exercisable for one-half of one share of Common Stock for $11.50 per whole share |
|
COEPW |
|
Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of
Certain Officers |
Departure of Christine Sheehy as Chief Financial Officer
On May 17, 2023, Coeptis Therapeutics, Inc. (NASDAQ GLOBAL: COEP) (the
“Company”) announced that Christine Sheehy is stepping down from her role as Chief Financial Officer of the Company, effective
immediately. Ms. Sheehy will remain with the Company to support the finance team and also in her new roles as Vice President of Compliance
and Corporate Secretary.
Appointment of Brian Cogley as New Chief Financial Officer
On May 17, 2023, the Company announced that Brian Cogley, age 37, was
appointed as the Company’s new Chief Financial Officer, effective immediately.
Mr. Cogley has over 15 years of accounting and finance experience,
having previously held positions of increasing authority at two “Big 4” accounting firms and served on the management teams
of multiple companies in diverse industries. An accountant by training, Mr. Cogley arrives at Coeptis with a 15-year career in corporate
finance and accounting during which he advised and led the financial operations for companies spanning multiple industries including life
sciences, pharmaceuticals, financial services, and manufacturing. Most recently, Mr. Cogley was a Senior Manager, Accounting Advisory
at CFGI, LLC where he served pharmaceutical and financial services clients in technical accounting implementations and execution, interim
Controller roles, interim SEC Reporting Manager roles, segment reporting and carve-out engagements. Prior to joining CFGI, Mr. Cogley
held the position of Vice President of Finance & Accounting at NexTier Bank where he was a member of the Company’s senior management
team and led its accounting and finance operations, including the general ledger, financial planning and analysis, internal and external
financial reporting, and human resources. Prior to NexTier, Mr. Cogley held the position of Global Cash Manager for Calgon Carbon Corporation,
where he was responsible for all daily cash decisions across the global enterprise. Before joining Calgon Carbon, Mr. Cogley was a Financial
Analyst at TriState Capital Bank where he was responsible for building its Sarbanes-Oxley control environment, SEC/regulatory reporting
and new system implementation, while also working on various process improvement projects. Mr. Cogley began his career at KPMG, LLP, providing
audit and assurance services to a variety of clients in the financial services industry. Mr. Cogley earned a B.A. with a concentration
in accounting and a Master of Business Administration with a concentration in finance from Duquesne University.
In connection with Mr. Cogley’s appointment as Chief Financial
Officer, the Company entered into an offer letter with Mr. Cogley which provides for, among other things, (i) an initial base salary of
$200,000 per year, (ii) eligibility for annual discretionary bonus, (iii) participation in the Company’s stock incentive plan with
the number of stock options to be determined and (iv) additional benefits generally available to other salaried employees of the Company.
Mr. Cogley’s employment is “at will”.
Other than as described in this Current Report, there are no other
arrangements or understandings between Mr. Cogley and any other persons pursuant to which he was appointed to the office described above,
no family relationship exists among any of the Company’s directors or executive officers and Mr. Cogley and Mr. Cogley does not
have any direct or indirect interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Item 8.01 Other Events
On May 17, 2023, the Company issued a press release announcing the
departure of Ms. Sheehy and the appointment of Mr. Cogley as the Company’s new Chief Financial Officer. A
copy of the press release is included with the Current Report on Form 8-K.
Item 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Coeptis Therapeutics Holdings, Inc. |
|
|
|
Date: May 17, 2023 |
By: |
/s/ David Mehalick |
|
|
David Mehalick
Chief Executive Officer |
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