Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
14 8월 2014 - 2:41AM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
333-192374
(Commission File Number)
82662L 209
CUSIP Number
[ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q
[ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR
For period ended: June 30, 2014
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended: N/A
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
PART I - REGISTRANT INFORMATION
Signal Advance, Inc.
(Full Name of Registrant)
2520 County Road 81, Rosharon, Texas 77583
(Address of Principal Executive Office)
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PART II - RULES 12b-25 (b) AND (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed.
[X](a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
[X](b) The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, 11-K or Form N-SAR or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following
the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q, or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and
[ ](c) The accountant's statement or other exhibit required by Rule 12b-25(c)
has been attached, if applicable.
PART III - NARRATIVE
The Company could not complete the filing of its Quarterly Report on Form 10-Q
for the period ended June 30, 2013, due to the recent engagement of a new
registered independent auditor which resulted in a delay in obtaining and
compiling information required to be included in the Company's Form 10-Q, which
delay could not be eliminated by the Company without unreasonable effort and
expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934,
as amended, the Company will file its Form 10-Q no later than the fifth calendar
day following the prescribed due date.
PART IV - OTHER INFORMATION
(1)Name and telephone number of person to contact in regard to this
notification:
Chrie M. Hymel
(713)
510-7445
(Name)
(Area Code)
(Telephone Number)
(2)Have all other periodic reports required under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed?
If answer is no, identify report(s).
Yes [X] No [ ]
(3)Is it anticipated that any significant change in results of operations from
the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
Yes [X] No [ ]
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If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
Expenses related to Intellectual Property totaled $8,910 and $1,020,333,
respectively, during the six months ended June 30, 2014 and 2013. Intellectual
property expense in 2013 derived from a milestone payment (paid in common stock)
made under the terms of the assignment agreement Research and development
expense totaled $4,000 and $15,000, respectively, during the six months ended
June 30, 2014 and 2013 and professional services totaled $176,417 and $28,301,
respectively, during the same periods. This was due to company focusing its
resources on registering its common stock and becoming a reporting Company.
Signal Advance, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: August 13, 2014 By: /s/ Chris M. Hymel
-------------------
Chris M. Hymel
-------------------
President & CEO
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Signal Advance (PK) (USOTC:SIGL)
과거 데이터 주식 차트
부터 10월(10) 2024 으로 11월(11) 2024
Signal Advance (PK) (USOTC:SIGL)
과거 데이터 주식 차트
부터 11월(11) 2023 으로 11월(11) 2024