Statement of Ownership (sc 13g)
24 9월 2022 - 5:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Act of 1934
NOCOPI TECHNOLOGIES,
INC.
(Name of Issuer)
Common Stock,
$0.01 par value
(Title of Class of Securities)
655213106
(CUSIP Number)
September 13,
2022
(Date of event which requires filing of this
statement)
Check the appropriate box
to designate the rule pursuant to which this Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)
*The remainder of this cover
page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on
the remainder of this cover page shall not be deemed to be “filed” for purpose of Section 18 of the Securities Exchange Act
of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
1 |
NAME OF REPORTING PERSON
Joseph S. Steinberg |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
of America |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
5 |
SOLE VOTING POWER
|
1,250,000 |
6 |
SHARED VOTING POWER
|
0 |
7 |
SOLE DISPOSITIVE POWER
|
1,250,000 |
8 |
SHARED DISPOSITIVE POWER
|
0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,250,000 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
|
☐ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
13.5%* |
12 |
TYPE OF REPORTING PERSON
IN |
|
|
|
|
|
|
* Percentage calculated based on 9,249,505 shares of
Common Stock, par value $0.01 per share, outstanding as of September 13, 2022.
The name of the issuer is Nocopi
Technologies, Inc., a Maryland corporation (the “Issuer”).
| Item 1(b) | Address of Issuer’s Principal Executive Offices: |
The address
of the principal executive office of the Issuer is 480 Shoemaker Road, Suite 104, King of Prussia, PA 19406.
| Item 2(a) | Name of Person Filing: |
This statement is filed on behalf
of Joseph S. Steinberg (the “Reporting Person”).
| Item 2(b) | Address or Principal Business Office or, if none, Residence: |
The principal business address of
the Reporting Person is c/o Jefferies Financial Group Inc., 520 Madison Avenue, New York, NY 10022.
United States of America
| Item 2(d) | Title of Class of Securities: |
Common Stock, par value $0.01
655213106
| Item 3 | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing
is a: |
Not applicable.
The information contained in Item
5 through and including Item 10 on the cover page of this Schedule 13G, including the footnotes thereto, is incorporated by reference
in this Item 4.
| Item 5 | Ownership of Five Percent or Less of a Class. |
If this statement is being filed
to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the
class of securities, check the following ☐
| Item 6 | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
| Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person. |
Not applicable.
| Item 8 | Identification and Classification of Members of the Group. |
Not applicable.
| Item 9 | Notice of Dissolution of Group. |
Not applicable.
By signing below I certify that,
to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURES
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 23, 2022 |
/s/ Joseph S. Steinberg |
|
Joseph S. Steinberg |
Nocopi Technologies Inc MD (QB) (USOTC:NNUP)
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Nocopi Technologies Inc MD (QB) (USOTC:NNUP)
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부터 2월(2) 2024 으로 2월(2) 2025