Report of Proposed Sale of Securities (144)
05 9월 2013 - 5:16AM
Edgar (US Regulatory)
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UNITED STATES
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OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB Number: 3235-0101
Expires:
February 28, 2014
Estimated average burden
hours per response.......2.0
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NOTICE OF PROPOSED SALE OF SECURITIES
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SEC USE ONLY
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PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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DOCUMENT SEQUENCE NO.
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CUSIP NUMBER
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WORK LOCATION
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ATTENTION:
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Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale
or executing a sale directly with a market maker
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1
(a)
NAME OF ISSUER
(Please type or print)
Guanwei Recycling Corp.
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(b)
IRS IDENT. NO.
98-0669936
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(c)
S.E.C. FILE NO.
001-34692
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1 (
d
) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE
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(e)
TELEPHONE NO.
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Rong Qiao Economic Zone, Fuqing City, Fujian Province, People’s Republic of China 350301
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AREA CODE
86-591
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NUMBER
8536 6197
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2
(a)
NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
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Chenxin International Limited
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(b)
RELATIONSHIP TO ISSUER
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(c)
ADDRESS STREET CITY STATE ZIP CODE
Unit 2209, Wuchung House, 213 Queen’s Rd. East , Wanchai, Hong Kong
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INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3
(a)
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(b)
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SEC USE ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title of the
Class of
Securities
To Be Sold
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Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
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Broker-Dealer
File Number
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Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
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Aggregate
Market
Value
(See instr. 3(d))
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Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
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Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
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Name of Each
Securities
Exchange
(See instr. 3(g))
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Common Stock
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Aegis Capital Corp
819 Seventh Avenue, 18
th
Floor
New York, NY 10019
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10,407,839 as of September 4, 2013
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NASDAQ
Capital Market
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Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
INSTRUCTIONS:
1. (a) Name of issuer
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3. (a) Title of the class of securities to be sold
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(b) Issuer’s I.R.S. Identification Number
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(b) Name and address of each broker through whom the securities are intended to be sold
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(c) Issuer’s S.E.C. file number, if any
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(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
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(d) Issuer’s address, including zip code
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(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
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(e) Issuer’s telephone number, including area code
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(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
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2. (a) Name of person for whose account the securities are to be sold
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(f) Approximate date on which the securities are to be sold
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(b) Such person’s I.R.S. identification number, if such person is an entity
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(g) Name of each securities exchange, if any, on which the securities are intended to be sold
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(c) Such person’s relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the foregoing)
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(d) Such person’s address, including zip code
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TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
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Date you Acquired
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Nature of Acquisition Transaction
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Name of Person from Whom Acquired
(If gift, also give date donor acquired)
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Amount of Securities Acquired
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Date of Payment
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Nature of Payment
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Common Stock
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April 20, 2012
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(2)
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Guanwei Recycling Corp.
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407,824 (post split)
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(2)
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(2)
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INSTRUCTIONS:
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1.
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If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
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2.
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If within two years after the acquisition of the securities
the person for whose account they are to be sold had any
short positions, put or other option to dispose of securities
referred to in paragraph (d)(3) of Rule 144, furnish full
information with respect thereto
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TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller
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Title of Securities Sold
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Date of Sale
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Amount of
Securities Sold
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Gross Proceeds
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Chenxin International Limited
Unit 2209, Wuchung House, 213 Queen’s Rd. East , Wanchai, Hong Kong
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Common Stock
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5/29/2013 – 7/8/2013
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102,000
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$
135,425.49
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EXPLANATION OF RESPONSES:
(1) Chenxin International Limited (“Chenxin”) is controlled by Mr. Rui Wang, who is a director of the Issuer.
(2) The Issuer entered into an Indebtedness Conversion Agreement with Chenxin, which is controlled by Mr. Rui Wang, pursuant to which the Issuer issued 407,824 shares of its common stock to Chenxin at $3.60 per share in consideration for the cancellation by Chenxin of certain advances equal to $1,468,167 from 2009 to 2012 (the number of shares and the price per share is based on a post stock split basis at a ratio of 1-for-2).
REMARKS:
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to
the person for whose account the securities are to be sold but also as to all other persons included
in that definition. In addition, information shall be given as to sales by all persons whose sales are
required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
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ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
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09/04/2013
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/s/ Rui Wang
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DATE OF NOTICE
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(SIGNATURE)
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The notice shall be
signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
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Guanwei Recycling (CE) (USOTC:GPRC)
과거 데이터 주식 차트
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Guanwei Recycling (CE) (USOTC:GPRC)
과거 데이터 주식 차트
부터 9월(9) 2023 으로 9월(9) 2024
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