- Amended Statement of Beneficial Ownership (SC 13D/A)
11 6월 2009 - 5:51AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
Under the
Securities Exchange Act of 1934
(Amendment
No. 5)*
COUGAR
BIOTECHNOLOGY, INC.
(Name of
Issuer)
Common Stock,
par value $0.0001 per share
(Title of
Class of Securities)
222083 10
7
(CUSIP
Number)
Horizon
BioMedical Ventures, LLC
Lindsay
A. Rosenwald, M.D.
787
Seventh Avenue, 48
th
Floor
New York,
New York 10019
(212)
554 4300
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
June
9,
2009
(Date of
Event which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box:
o
Note:
Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to
whom copies are to be sent.
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
Item
1. Security and Issuer.
This
statement constitutes Amendment No. 5 to the Schedule 13D relating to the Common
Shares, $0.0001 par value, (the “Shares”), of Cougar Biotechnology, Inc., a
Delaware corporation (the “Issuer”), and amends the Schedule 13D relating to the
Shares jointly filed by Horizon BioMedical Ventures, LLC (“Horizon”), and
Lindsay A. Rosenwald, M.D., on April 13, 2006, as amended by Amendment No. 2
filed on February 13, 2008, Amendment No. 3 filed on February 3, 2009 and
Amendment No. 4 filed on June 2, 2009, on behalf of Horizon. The
Issuer did not file an Amendment No. 1 to the Schedule 13D relating to the
Shares. The address of Horizon’s principle executive offices is 787
Seventh Avenue, 48
th
Floor,
New York, NY 10019.
Item
5. Interest in Securities of Issuer.
Items
5(a) and (b) are hereby amended as follows:
As of the
date hereof, Horizon beneficially owns 3,184,903 Shares. Dr.
Rosenwald is the Managing Member of Horizon, and beneficially owns the 3,184,903
Shares held by Horizon. These Shares constitute approximately 15.32%
of the issued and outstanding shares of Issuer Common Stock, based on the
Issuer’s representation in the Merger Agreement, dated May 21, 2009, among
Issuer, Johnson & Johnson and Kite Merger Sub, Inc., that there were
20,791,368 shares of Issuer Common Stock issued and outstanding at the close of
business on May 18, 2009.
Item 5(c)
is hereby amended by inserting the following chart:
Date
|
Aggregate Number of Shares
|
Average Price per Share
|
Type
|
June
9, 2009
|
31,732
1
|
$33.61
2
|
Private
Sale Transaction
|
June
9, 2009
|
32,751
1
|
$33.61
2
|
Private
Sale Transaction
|
June
9, 2009
|
201,055
1
|
$36.94
2
|
Private
Sale Transaction
|
June
9, 2009
|
10,000
|
$42.90
|
Open
Market Sale
|
(1) Represents Shares underlying
certain warrants.
(2) Net of exercise price.
SIGNATURES
After
reasonable inquiry and to the best of its knowledge and belief, the undersigned
certifies that the information set forth in this Statement is true, complete and
correct.
Date: June
10, 2009
|
HORIZON
BIOMEDICAL VENTURES, LLC
|
|
|
|
|
|
|
By:
|
/s/
Lindsay A. Rosenwald, M.D.
|
|
|
Name:
|
Lindsay
A. Rosenwald, M.D.
|
|
|
Title:
|
Managing
Member
|
|
Cougar Biotechnology (MM) (NASDAQ:CGRB)
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