Rydex Etf Trust - Securities Registration (section 12(b)) (8-A12B)
23 5월 2008 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(B) OR (G) OF THE
SECURITIES EXCHANGE ACT OF 1934
Rydex ETF Trust
(Exact name of registrant as specified in its charter)
Delaware See Below
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(State of incorporation or organization) (IRS Employer
Identification No.)
c/o Rydex Investments
9601 Blackwell Rd. Suite 500
Rockville, MD 20850
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(Address of principal executive offices) (Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each Name of exchange on which each I.R.S. Employer
class to be registered class is to be registered Identification Number
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Rydex 2x S&P Select Sector Energy ETF
(formerly, Rydex 2x Energy ETF) American Stock Exchange 26-2373022
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Rydex Inverse 2x S&P Select Sector Energy ETF
(formerly, Rydex Inverse 2x Energy ETF) American Stock Exchange 26-2372090
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Rydex 2x S&P Select Sector Financial ETF
(formerly, Rydex 2x Financials ETF) American Stock Exchange 26-2373528
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Rydex Inverse 2x S&P Select Sector Financial ETF
(formerly, Rydex Inverse 2x Financials ETF) American Stock Exchange 26-2372158
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Rydex 2x S&P Select Sector Health Care ETF
(formerly, Rydex 2x Health Care ETF) American Stock Exchange 26-2373761
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Rydex Inverse 2x S&P Select Sector Health Care ETF
(formerly, Rydex Inverse 2x Health Care ETF) American Stock Exchange 26-2372408
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Rydex 2x S&P Select Sector Technology ETF
(formerly, Rydex 2x Technology ETF) American Stock Exchange 26-2373594
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Rydex Inverse 2x S&P Select Sector Technology ETF
(formerly, Rydex Inverse 2x Technology ETF) American Stock Exchange 26-2372250
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If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates:
333-101625
Securities to be registered pursuant to Section 12(g) of the Act: None.
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
Reference is made to Post-Effective Amendment No. 10 to the Registrant's
Registration Statement on Form N-1A, as filed with the U.S. Securities and
Exchange Commission via EDGAR Accession No. 0000935069-08-000443 on February 28,
2008 (Securities Act file number 333-101625 and Investment Company Act file
number 811-21261), which is incorporated herein by reference.
ITEM 2. EXHIBITS
A. Registrant's Agreement and Declaration of Trust dated November 22, 2002 is
incorporated herein by reference to Exhibit (a)(1) of the Registrant's
Initial Registration Statement on Form N-1A, as filed with the U.S.
Securities and Exchange Commission via EDGAR Accession No.
0001047469-02-005491 on December 3, 2002. Further, an Amendment dated
November 21, 2005 to the Registrant's Agreement and Declaration of Trust
dated November 22, 2005 is incorporated herein by reference to Exhibit
(a)(3) of Post-Effective Amendment No. 6 to the Registrant's Registration
Statement on Form N-1A, as filed with the U.S. Securities and Exchange
Commission via EDGAR Accession No. 0000935069-06-000534 on March 1, 2006.
B. Registrant's Amended and Restated By-Laws are incorporated herein by
reference to Exhibit (b) of Post-Effective Amendment No. 6 to the
Registrant's Registration Statement on Form N-1A, as filed with the SEC via
EDGAR Accession No. 0000935069-06-000534 on March 1, 2006.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of
1934, the Registrant has duly caused this registration statement to be signed on
its behalf by the undersigned, thereto duly authorized.
Rydex ETF Trust
Date: May 22, 2008 By: /S/ CARL G. VERBONCOEUR
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Carl G. Verboncoeur
President
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