Form 8.5 (EPT/RI)
10 12월 2010 - 9:26PM
UK Regulatory
TIDMBRE TIDMBSY TIDMRPT TIDMBA59
RNS Number : 7570X
Bank of America Merrill Lynch
10 December 2010
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to |Brit Insurance Holdings NV |
| | whose | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Apollo |
| | which exempt | Management VII LP and |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | principal trader is connected: | CVC Capital Partners |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 09/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 8,540 | GBP 10.37 | GBP 10.37 |
| | NL0009347863 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 11,337 | GBP 10.38 | GBP 10.37 |
| | NL0009347863 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 6445 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1348 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 500 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 247 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 2064 |GBP 10.38 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 5437 |GBP 10.37 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-----------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------------+
| | (i) Writing, selling, purchasing or varying |
| | |
| | (d) Other dealings (including subscribing for new securities) |
| | Class of Nature of dealing Details Price per unit |
| | relevant (if |
| | security applicable) |
| | 3. OTHER INFORMATION |
| | (a) Indemnity and other dealing arrangements |
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
| | offer: |
| | NONE |
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
| | (i) the voting rights of any relevant securities under any option; or |
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
| | any derivative is referenced: |
| | NONE |
| | 10/12/2010 |
| | Date of disclosure: |
| | Contact name: |
| | Lucy Hayes |
| | Telephone number: |
| | 02079959850 |
| | |
+---+-----------------------------------------------------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | British Sky Broadcasting |
| | whose | Group Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to British Sky |
| | which exempt | Broadcasting Group |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | principal trader is connected: | Plc |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 09/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 23,095 | GBP 7.35 | GBP 7.34 |
| | GB0001411924 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 30,144 | GBP 7.36 | GBP 7.34 |
| | GB0001411924 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 3000 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 5090 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 627 | GBP 7.35 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1009 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 6400 | GBP 7.36 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 5787 | GBP 7.36 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 5090 | GBP 7.35 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1090 | GBP 7.35 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 46 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 810 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 764 | GBP 7.36 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---------------------------------------------------------------------------------------------+--------------------+
| | |
| (c) Options transactions in respect of existing securities | |
| (i) Writing, selling, purchasing or varying | |
| | |
| Class Product Writing, Number Exercise Type Expiry Option | |
| of of | |
| relevant description purchasing, securities price date money | |
| security selling, to which per paid/ | |
| unit | |
| varying option received | |
| etc. | |
| relates per | |
| unit | |
| (ii) Exercising | |
| Class of Product description Number of Exercise price | |
| relevant securities per unit | |
| security | |
| (d) Other dealings (including subscribing for new securities) | |
| Class of Nature of dealing Details Price per unit | |
| relevant (if | |
| security applicable) | |
| 3. OTHER INFORMATION | |
| (a) Indemnity and other dealing arrangements | |
| Details of any indemnity or option arrangement, or any agreement or | |
| understanding, | |
| formal or informal, relating to relevant securities which may be an | |
| inducement to deal | |
| or refrain from dealing entered into by the exempt principal trader making | |
| the | |
| disclosure and any party to the offer or any person acting in concert with | |
| a party to the | |
| offer: | |
| NONE | |
| (b) Agreements, arrangements or understandings relating to options or | |
| derivatives | |
| Details of any agreement, arrangement or understanding, formal or informal, | |
| between | |
| the exempt principal trader making the disclosure and any other person | |
| relating to: | |
| (i) the voting rights of any relevant securities under any option; or | |
| (ii) the voting rights or future acquisition or disposal of any relevant | |
| securities to which | |
| any derivative is referenced: | |
| NONE | |
| Date of disclosure: 10/12/2010 | |
| Contact name: | |
| Lucy Hayes | |
| Telephone number: | |
| 02079959850 | |
| | |
+---------------------------------------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | Capital Shopping Centres |
| | whose | Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Capital |
| | which exempt | Shopping Centres Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | principal trader is connected: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 09/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
| | |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 97,208 | GBP 3.90 | GBP 3.87 |
| | GB0006834344 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 95,384 | GBP 3.91 | GBP 3.86 |
| | GB0006834344 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 24225 | GBP 3.90 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 4965 | GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 4109 | GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 3283 | GBP 3.89 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1747 | GBP 3.88 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1474 | GBP 3.88 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 524 | GBP 3.87 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 3200 | GBP 3.88 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 344 | GBP 3.87 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 244 | GBP 3.87 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | |
+---+------------------------------------------------------------------------------+
| | |
+---+------------------------------------------------------------------------------+
| | |
| | (c) Options transactions in respect of existing securities |
| | (i) Writing, selling, purchasing or varying |
| | |
| | |
+---+------------------------------------------------------------------------------+
| | | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1235 | GBP 3.91 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 4077 | GBP 3.88 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 636 | GBP 7.33 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 592 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 449 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 178 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 3000 | GBP 7.34 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+--------+-+-----------+----------+----------+----------+----------+--------+---------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+-+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+-+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+-+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
| | |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
| | |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | | 10/12/2010 |
| | Date of disclosure: | |
+---+------------------------------------+--------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Contact name: |
| | Lucy Hayes |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Telephone number: |
| | 02079959850 |
+---+-----------------------------------------------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
| | |
| | |
| | |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | Regal Petroleum Plc |
| | whose | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with |Advisor to Regal Petroleum |
| | which exempt | Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | principal trader is connected: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 09/12/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 288,480 | GBP 0.19 | GBP 0.15 |
| | GB0031775819 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+--------------------+-+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 308,535 | GBP 0.19 | GBP 0.15 |
| | GB0031775819 | | | | | |
+---+--------------------+-+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 28480 | GBP 0.19 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+
| | security | eg. CFD | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 7217 | GBP 0.18 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 12545 | GBP 0.17 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 28773 | GBP 0.18 |
| | GB0031775819 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+----------+--------------------------------------------------------------------------------+
| | |
| | (c) Options transactions in respect of existing securities |
+----------+--------------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) Writing, selling, purchasing or varying |
| | |
+---+-----------------------------------------------------------------------------+
+---+--------+-+-----------+----------+----------+----------+----------+--------+---------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+-+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+-+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+-+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------+--------------------+-+--------------------+-----------------+
| | Class of | Nature of dealing | | Details | Price per unit |
| | relevant | | | | (if |
+---+-----------------+--------------------+-+--------------------+-----------------+
+---+-----------------+----------------------------------------+-----------------+
| | security | | applicable) |
+---+-----------------+----------------------------------------+-----------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 10/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Contact name: |
| | Lucy Hayes |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Telephone number: |
| | 02079959850 |
+---+-----------------------------------------------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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