Amended Statement of Ownership (sc 13g/a)
03 2월 2023 - 3:25AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)*
Evotec SE
(Name of Issuer)
Ordinary
Shares, no par value per share
(Title of Class of Securities)
30050E105
(CUSIP Number)
December 31, 2022
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.: 30050E105
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1. |
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Name of Reporting Person:
Novo Holdings A/S |
2. |
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Check the Appropriate Box
if a Member of Group (See Instructions):
(a) ☐ (b) ☐ |
3. |
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SEC Use Only:
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4. |
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Citizenship or Place of
Organization:
Denmark |
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Number of
Shares Beneficially
Owned By Each
Reporting Person
With: |
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5. |
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Sole Voting Power:
17,444,807 |
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6. |
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Shared Voting Power:
0 |
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7. |
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Sole Dispositive Power:
17,444,807 |
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8. |
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Shared Dispositive Power:
0 |
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9. |
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Aggregate Amount Beneficially Owned by Each Reporting Person:
17,444,807 |
10. |
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares: ☐ |
11. |
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Percent of Class
Represented By Amount In Row (9): 9.8 %(1) |
12. |
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Type of Reporting
Person: CO |
(1) |
Based upon 176,952,653 Ordinary Shares of the Issuer outstanding as of September 30, 2022, reported in the
Issuers Form 6-K filed with the Securities and Exchange Commission (SEC) on November 9, 2022. |
2
Item 1. (a) |
Name of Issuer: |
Evotec SE
(b) |
Address of Issuers Principal Executive Offices: |
Essener Bogen 7
22419 Hamburg
Germany
Item 2. (a) |
Name of Person Filing: |
Novo Holdings A/S, a Danish corporation, is an investment firm focused on life sciences and finance that is wholly owned by Novo Nordisk
Foundation (the Foundation), a Danish commercial foundation. Novo Holdings A/S is the holding company in the group of Novo companies (currently comprised of Novo Nordisk A/S and Novozymes A/S) and is responsible for managing the
Foundations assets, including its financial assets. Based on the governance structure of Novo Holdings A/S and the Foundation, the Foundation is not deemed to have any beneficial ownership of the securities of the Issuer held by Novo Holdings
A/S.
(b) |
Address or Principal Business Office or, if none, Residence: |
Tuborg Havnevej 19
2900
Hellerup, Denmark
(c) |
Citizenship or Place of Organization: |
Denmark
(d) |
Title of Class of Securities: |
Ordinary Shares
30050E105
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a) |
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Amount beneficially owned: |
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17,444,807 |
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(1 |
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(b) |
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Percent of class: |
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9.8 |
% |
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(2 |
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(c) |
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Number of shares as to which such person has: |
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(i) Sole power to vote or to direct the vote: |
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17,444,807 |
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(1 |
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(ii) Shared power to vote or to direct the vote: |
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0 |
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(iii) Sole power to dispose or to direct the disposition of: |
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17,444,807 |
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(1 |
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(iv) Shared power to dispose or to direct the disposition of: |
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0 |
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(1) |
Novo Holdings A/S has the sole power to vote and dispose of the shares, and no individual or other entity is
deemed to hold any beneficial ownership in the shares. |
(2) |
Based upon 176,952,653 Ordinary Shares of the Issuer outstanding as of September 30, 2022, reported in the
Issuers 6-K filed with the SEC on November 9, 2022. |
3
Item 5. |
Ownership of Five Percent or Less of a Class: |
Not applicable.
Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person: |
Not applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person: |
Not applicable.
Item 8. |
Identification and Classification of Members of the Group: |
Not applicable.
Item 9. |
Notice of Dissolution of Group: |
Not applicable.
Not applicable.
4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Dated: February 2, 2023 |
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Novo Holdings A/S |
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/s/ Barbara Fiorini Due |
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By: |
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Barbara Fiorini Due |
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Its: |
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General Counsel, Finance & Operations |
Evotec (PK) (USOTC:EVOTF)
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