FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Craig Jonathan M.

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/22/2018 

3. Issuer Name and Ticker or Trading Symbol

SCHWAB CHARLES CORP [SCHW]

(Last)        (First)        (Middle)

211 MAIN STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Senior EVP /

(Street)

SAN FRANCISCO, CA 94105       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Nonqualified Stock Option (right to buy)   10/1/2013   10/1/2022   Common Stock   77923.0000   $12.8800   D    
Nonqualified Stock Option (right to buy)   11/1/2011   11/1/2020   Common Stock   36459.0000   $15.4300   D    
Nonqualified Stock Option (right to buy)   3/1/2014   3/1/2023   Common Stock   20178.0000   $16.4000   D    
Nonqualified Stock Option (right to buy)   11/2/2010   11/2/2019   Common Stock   14760.0000   $17.3800   D    
Nonqualified Stock Option (right to buy)   8/1/2014   8/1/2023   Common Stock   12940.0000   $22.6700   D    
Nonqualified Stock Option (right to buy)   11/1/2014   11/1/2023   Common Stock   12008.0000   $23.1200   D    
Nonqualified Stock Option (right to buy)   3/3/2015   3/3/2024   Common Stock   17807.0000   $25.8600   D    
Nonqualified Stock Option (right to buy)   3/1/2017   3/1/2026   Common Stock   59953.0000   $26.3900   D    
Nonqualified Stock Option (right to buy)   8/1/2015   8/1/2024   Common Stock   16847.0000   $27.4500   D    
Nonqualified Stock Option (right to buy)   11/3/2015   11/3/2024   Common Stock   15587.0000   $28.4400   D    
Nonqualified Stock Option (right to buy)   3/2/2016   3/2/2025   Common Stock   51144.0000   $30.1700   D    
Nonqualified Stock Option (right to buy)   3/1/2018   3/1/2027   Common Stock   38227.0000   $42.9900   D    

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Craig Jonathan M.
211 MAIN STREET
SAN FRANCISCO, CA 94105


Senior EVP

Signatures
Jamal Modir, Attorney-in-fact 3/2/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Schwab (Charles) Corp. Prfd C (NYSE:SCHWPC)
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Schwab (Charles) Corp. Prfd C (NYSE:SCHWPC)
과거 데이터 주식 차트
부터 8월(8) 2023 으로 8월(8) 2024 Schwab (Charles) Corp. Prfd C 차트를 더 보려면 여기를 클릭.