Initial Statement of Beneficial Ownership (3)
03 3월 2018 - 7:35AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Craig Jonathan M.
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/22/2018
|
3. Issuer Name
and
Ticker or Trading Symbol
SCHWAB CHARLES CORP [SCHW]
|
(Last)
(First)
(Middle)
211 MAIN STREET
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Senior EVP /
|
(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Nonqualified Stock Option (right to buy)
|
10/1/2013
|
10/1/2022
|
Common Stock
|
77923.0000
|
$12.8800
|
D
|
|
Nonqualified Stock Option (right to buy)
|
11/1/2011
|
11/1/2020
|
Common Stock
|
36459.0000
|
$15.4300
|
D
|
|
Nonqualified Stock Option (right to buy)
|
3/1/2014
|
3/1/2023
|
Common Stock
|
20178.0000
|
$16.4000
|
D
|
|
Nonqualified Stock Option (right to buy)
|
11/2/2010
|
11/2/2019
|
Common Stock
|
14760.0000
|
$17.3800
|
D
|
|
Nonqualified Stock Option (right to buy)
|
8/1/2014
|
8/1/2023
|
Common Stock
|
12940.0000
|
$22.6700
|
D
|
|
Nonqualified Stock Option (right to buy)
|
11/1/2014
|
11/1/2023
|
Common Stock
|
12008.0000
|
$23.1200
|
D
|
|
Nonqualified Stock Option (right to buy)
|
3/3/2015
|
3/3/2024
|
Common Stock
|
17807.0000
|
$25.8600
|
D
|
|
Nonqualified Stock Option (right to buy)
|
3/1/2017
|
3/1/2026
|
Common Stock
|
59953.0000
|
$26.3900
|
D
|
|
Nonqualified Stock Option (right to buy)
|
8/1/2015
|
8/1/2024
|
Common Stock
|
16847.0000
|
$27.4500
|
D
|
|
Nonqualified Stock Option (right to buy)
|
11/3/2015
|
11/3/2024
|
Common Stock
|
15587.0000
|
$28.4400
|
D
|
|
Nonqualified Stock Option (right to buy)
|
3/2/2016
|
3/2/2025
|
Common Stock
|
51144.0000
|
$30.1700
|
D
|
|
Nonqualified Stock Option (right to buy)
|
3/1/2018
|
3/1/2027
|
Common Stock
|
38227.0000
|
$42.9900
|
D
|
|
Explanation of Responses:
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Craig Jonathan M.
211 MAIN STREET
SAN FRANCISCO, CA 94105
|
|
|
Senior EVP
|
|
Signatures
|
Jamal Modir, Attorney-in-fact
|
|
3/2/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Schwab (Charles) Corp. Prfd C (NYSE:SCHWPC)
과거 데이터 주식 차트
부터 7월(7) 2024 으로 8월(8) 2024
Schwab (Charles) Corp. Prfd C (NYSE:SCHWPC)
과거 데이터 주식 차트
부터 8월(8) 2023 으로 8월(8) 2024
Schwab (Charles) Corp. Prfd C (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
More Schwab Charles Corp News Articles