UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 23, 2020 (October 23, 2020)

Nuveen Core Equity Alpha Fund

(Exact name of registrant as specified in its charter)

 

Massachusetts   811-22003   20-8449001

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

333 West Wacker Drive

Chicago, Illinois

  60606
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (800) 257-8787

(Former name or former address, if changed since last report): N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 20e-4(c) under the Exchange Act (17 CFR 240.20e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading symbol(s)   Name of exchange of which registered

Common Shares of Beneficial

Interest

  JCE   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01.

Other Events.

On October 23, 2020, Nuveen Core Equity Alpha Fund (NYSE: JCE) (the “Fund”), a registered closed-end management investment company, issued a press release announcing the results of a special meeting of the Fund’s shareholders. At the meeting, the Fund’s shareholders voted to approve all items submitted for approval by shareholders, including the proposal changing the Fund’s sub-advisor for its equity portfolio to Nuveen Asset Management, LLC.

 

Item 9.01.

Financial Statements and Exhibits.

 

(d)

Exhibits

 

  99.1

Press Release, dated October 23, 2020.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NUVEEN CORE EQUITY ALPHA FUND
Date: October 23, 2020   By:  

/s/ Gifford R. Zimmerman

    Gifford R. Zimmerman
    Vice President and Secretary
Nuveen Core Equity Alpha (NYSE:JCE)
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