Statement of Changes in Beneficial Ownership (4)
02 10월 2021 - 8:52AM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Newport Global Opportunities Fund I-A LP |
2. Issuer Name and Ticker or Trading Symbol
J. Alexander's Holdings, Inc.
[
JAX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
21 WATERWAY AVENUE, SUITE 150 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2021 |
(Street)
THE WOODLANDS, TX 77380
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 9/30/2021 | | U(1) | | 1627991 | D | $14 (1) | 0 | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Disposed of in connection with the merger (the "Merger") contemplated by the agreement and plan of merger, dated as of July 2, 2021 (the "Merger Agreement"), by and among the Issuer, SPB Hospitality LLC, a Delaware limited liability company ("Parent") and Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company. |
(2) | Mr. Timothy T. Janszen is the Chief Executive Officer of Newport Global Advisors LLC, which in turn is the general partner of Newport Global Advisors LP, and, as a result, Mr. Janszen may be deemed to have sole voting and investment power over the shares beneficially owned by the Reporting Person. Mr. Janszen disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Newport Global Opportunities Fund I-A LP 21 WATERWAY AVENUE, SUITE 150 THE WOODLANDS, TX 77380 |
| X |
|
|
Signatures
|
/s/ Timothy T. Janszen, as Chief Executive Officer of Newport Global Advisors LLC, the general partner of Newport Global Advisors LP, the Investment Manager to Newport Global Opportunities Fund I-A LP | | 10/1/2021 |
**Signature of Reporting Person | Date |
J Alexanders (NYSE:JAX)
과거 데이터 주식 차트
부터 2월(2) 2025 으로 3월(3) 2025
J Alexanders (NYSE:JAX)
과거 데이터 주식 차트
부터 3월(3) 2024 으로 3월(3) 2025
J Alexanders Holdings Inc (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
More J. Alexander's Holdings, Inc. News Articles