UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 18)*
Ivanhoe Mines
Ltd.
(Name of Issuer)
Common Shares,
without par value
(Title of class of securities)
46579N
(CUSIP Number)
Ben Mathews
Rio Tinto plc
2 Eastbourne Terrace
London W2 6LG
United Kingdom
+44 (0) 20 7781 2058
(Name, Address and Telephone Number of Person Authorised to Receive Notices and Communications)
with copy to:
Thomas B. Shropshire, Jr.
Linklaters LLP
One Silk Street
London EC2Y 8HQ
United Kingdom
+44 (0) 20 7456 3223
July 27, 2012
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of
§§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
¨
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.
See § 240.13d-7 for other parties to whom copies are to be sent.
|
*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
|
The information
required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
1
|
|
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON.
Rio Tinto plc
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
(See Item 4)
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
SOURCE OF FUNDS (SEE
INSTRUCTIONS)
WC
|
|
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨
|
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANISATION
England and
Wales
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
|
8
|
|
SHARED VOTING POWER
510,968,850 (see Items 3 and 5)
|
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
10
|
|
SHARED DISPOSITIVE POWER
510,968,850 (see Items 3 and 5)
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
510,968,850 (see Items 3 and 5)
|
|
12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
51.0 per cent (see Item
5)
|
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
HC, CO
|
2
|
|
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON.
Rio Tinto International Holdings Limited
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
(See Item 4)
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
SOURCE OF FUNDS (SEE
INSTRUCTIONS)
AF
|
|
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨
|
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANISATION
England and
Wales
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
|
8
|
|
SHARED VOTING POWER
510,968,850 (see Items 3 and 5)
|
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
10
|
|
SHARED DISPOSITIVE POWER
510,968,850 (see Items 3 and 5)
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
510,968,850 (see Items 3 and 5)
|
|
12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
51.0 per cent (see Item
5)
|
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
HC, CO
|
3
|
|
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON.
7999674 Canada Inc.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
¨
(b)
x
(See Item 4)
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
SOURCE OF FUNDS (SEE
INSTRUCTIONS)
AF
|
|
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨
|
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANISATION
Canada
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
|
8
|
|
SHARED VOTING POWER
510,968,850 (see Items 3 and 5)
|
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
10
|
|
SHARED DISPOSITIVE POWER
510,968,850 (see Items 3 and 5)
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
510,968,850 (see Items 3 and 5)
|
|
12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
51.0 per cent (see Item
5)
|
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
CO
|
4
|
|
|
|
|
|
|
|
|
1
|
|
NAME OF REPORTING PERSON.
46117 Yukon Inc.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (SEE INSTRUCTIONS)
(c)
¨
(d)
x
(See Item 4)
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
SOURCE OF FUNDS (SEE
INSTRUCTIONS)
AF
|
|
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨
|
|
6
|
|
CITIZENSHIP OR PLACE OF
ORGANISATION
Canada
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7
|
|
SOLE VOTING POWER
0
|
|
|
8
|
|
SHARED VOTING POWER
510,968,850 (see Items 3 and 5)
|
|
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
10
|
|
SHARED DISPOSITIVE POWER
510,968,850 (see Items 3 and 5)
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
510,968,850 (see Items 3 and 5)
|
|
12
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
¨
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
51.0 per cent (see Item
5)
|
|
14
|
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS)
CO
|
5
Item 1.
Security and Issuer
This Amendment No. 18 to Schedule 13D amends and supplements the statement on Schedule 13D originally filed by Rio Tinto plc (“
Rio Tinto
”) and Rio Tinto International Holdings
Limited (“
RTIH
”, and together with Rio Tinto, 7999674 Canada Inc. and 46117 Yukon Inc., the “
Rio Tinto Companies
”) on November 3, 2006, and amended on September 12, 2007, October 26,
2007, January 7, 2008, April 10, 2008, October 30, 2009, March 4, 2010, July 7, 2010, September 13, 2010, December 14, 2010, February 4, 2011, June 28,
2011, August 24, 2011, September 27, 2011, December 12, 2011, January 26, 2012, April 20, 2012 and May 24, 2012 (as amended and supplemented, the “
Schedule 13D
”) with the
Securities and Exchange Commission (the “
SEC
”), relating to the common shares, without par value (the “
Shares
”), of Ivanhoe Mines Ltd., a corporation continued under the laws of the Yukon Territory, Canada (the
“
Company
”).
Item 2.
Identity and Background.
Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows:
This
Schedule 13D is being filed by Rio Tinto, a public limited company incorporated under the laws of England and Wales, RTIH, a company incorporated under the laws of England and Wales, 7999674 Canada Inc., a company incorporated under the laws of
Canada, and 46117 Yukon Inc., a company incorporated under the laws of the Yukon Territory, Canada.
Rio Tinto, through its group companies,
has mining operations around the world. RTIH is a wholly owned subsidiary of Rio Tinto and is a major investment holding company for the group. 7999674 Canada Inc. is a wholly owned subsidiary of Rio Tinto and is not engaged in any activities. 46117
Yukon Inc. is a wholly owned subsidiary of Rio Tinto and has not engaged in any activities except in connection with the acquisition of shares pursuant to the rights offering.
The principal executive office of Rio Tinto is located at 2 Eastbourne Terrace, London, W2 6LG, United Kingdom. The principal executive office of RTIH is located at 2 Eastbourne Terrace, London, W2 6LG,
United Kingdom. The principal executive office of 7999674 Canada Inc. is located at Suite 1300 - 777 Dunsmuir Street, Vancouver BC, V7Y 1K2, Canada. The principal executive office of 46117 Yukon Inc. is located at 200 - 204 Lambert Street,
Whitehorse, YT Y1A 3T2, Canada.
The name, business address, present principal occupation or employment and citizenship of each of the
executive officers and directors of each of the Rio Tinto Companies are set forth in Schedule A hereto and are incorporated by reference herein.
During the last five years, none of the Rio Tinto Companies nor, to the best of their knowledge, any of the persons listed in Schedule A hereto has been: (i) convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
The Rio Tinto Companies have entered into a Joint Filing Agreement, dated August 2, 2012, a copy of which is filed with this Schedule 13D as Exhibit A, pursuant to which they have agreed to file this
Schedule 13D jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “
Exchange Act
”).
6
Item 3.
Source and Amount of Funds or Other Consideration
Item 3 of the Schedule 13D is hereby amended and supplemented as follows:
On July 27, 2012, pursuant to a rights offering by the Company, RTIH and 46117 Yukon Inc. acquired an aggregate of 133,571,192 Shares, representing 51 per cent. of Shares offered under the
rights offering, for an aggregate consideration of US$934,998,344, representing a purchase price of US$7.00 per Share. The rights offering was fully subscribed. Of the 133,571,192 Shares acquired by Rio Tinto, 132,089,180 Shares were acquired
pursuant to the basic subscription right and 1,482,012 Shares were acquired pursuant to the additional subscription privilege.
The funds for
the purchase were obtained by RTIH and 46117 Yukon Inc. from the working capital of Rio Tinto.
Rio Tinto issued a press release announcing
the closing of the rights offering on July 30, 2012, which is filed as Exhibit P hereto and incorporated herein by reference.
Item 4.
Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended and supplemented as follows:
Except as
otherwise set forth in Item 4 of the Schedule 13D, as amended hereby, none of the Rio Tinto Companies has any present plan or proposal that would relate to, or result in, any of the matters set forth in paragraphs (a) through (j) of
Item 4 of Schedule 13D. Notwithstanding the foregoing, the Rio Tinto Companies reserve their rights in full to change their intentions with respect to any and all matters referred to in Item 4 of Schedule 13D as they deem appropriate.
Item 5.
Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended and supplemented as follows:
The responses of
the Rio Tinto Companies to Rows (11) through (13) of the cover pages of this Schedule 13D and the information set forth in Item 3 are hereby incorporated by reference in this Item 5.
Upon completion of the rights offering on July 27, 2012, each of the Rio Tinto Companies is deemed to beneficially own 510,968,850 Shares which
represents 51.0 per cent of the Company’s outstanding Shares on a fully diluted basis.
Rio Tinto also owns 74,247,460 Series D
Warrants of the Company after adjustment to give effect to the rights offering. If Rio Tinto were fully to exercise the Series D Warrants, Rio Tinto would acquire an additional 74,247,460 Shares. Following such issuance, Rio Tinto would beneficially
own 585,216,310 Shares representing 54.4 per cent. of the outstanding Shares.
Rio Tinto has anti-dilution rights that permit it to
acquire additional securities of the Company so as to maintain its proportional equity interest in the Company. Rio Tinto also has the right, until October 24, 2012, to acquire additional securities under its equity financing right of first
offer.
The percentage of Shares is based on 1,001,288,734 outstanding Shares, following completion of the rights offering.
In addition, the Shares deemed beneficially owned by each of the Rio Tinto Companies with respect to which such person (i) has sole voting power,
(ii) shares voting power, (iii) has sole dispositive power and (iv) shares dispositive power are listed in the responses to Items 7, 8, 9 and 10, respectively, of the cover page of this Schedule 13D relating to such person.
7
Except as disclosed in this Schedule 13D, none of the Rio Tinto Companies nor, to the best of their
knowledge, any of the persons listed in Schedule A hereto, beneficially owns any Shares or has the right to acquire any Shares.
Except as
disclosed in this Schedule 13D, none of the Rio Tinto Companies nor, to the best of their knowledge, any of the persons listed in Schedule A hereto, presently has the power to vote or to direct the vote or to dispose or direct the disposition of any
other Shares which they may be deemed to beneficially own.
Except as disclosed in this Schedule 13D, none of the Rio Tinto Companies nor, to
the best of their knowledge, any of the persons listed in Schedule A hereto, has effected any transaction in the Shares during the past 60 days.
To the best respective knowledge of the Rio Tinto Companies, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares
beneficially owned by the Rio Tinto Companies.
Item 7.
Materials to be Filed as Exhibits
|
|
|
|
Exhibit
Number
|
|
Description
|
|
|
|
|
A
|
|
Joint Filing Agreement between Rio Tinto plc, Rio Tinto International Holdings Limited, 7999674 Canada Inc. and 46117 Yukon Inc.
|
|
|
|
|
B
|
|
Private Placement Agreement between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited*
|
|
|
|
|
C
|
|
Shareholders’ Agreement between Robert M Friedland and Rio Tinto International Holdings Limited*
|
|
|
|
|
D
|
|
Registration Rights Agreement by and between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited*
|
|
|
|
|
E
|
|
Amending Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.**
|
|
|
|
|
F
|
|
Heads of Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.**
|
|
|
|
|
G
|
|
Amending and Additional Rights Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.***
|
|
|
|
|
H
|
|
Credit Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.***
|
|
*
|
Filed as an exhibit to the original Schedule 13D on November 3, 2006.
|
|
**
|
Filed as an exhibit to the amended Schedule 13D on September 12, 2007.
|
|
***
|
Filed as an exhibit to the amended Schedule 13D on October 26, 2007.
|
|
****
|
Filed as an exhibit to the amended and restated Schedule 13D on December 14, 2010.
|
|
*****
|
Filed as an exhibit to the amended Schedule 13D on June 28, 2011.
|
|
******
|
Filed as an exhibit to the amended Schedule 13D on August 24, 2011.
|
|
*******
|
Filed as an exhibit to the amended Schedule 13 D on January 26, 2012.
|
8
|
|
|
|
Exhibit
Number
|
|
Description
|
|
|
|
|
I
|
|
Heads of Agreement between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited dated December 8, 2010****
|
|
|
|
|
J
|
|
Agreement between RTIH and the Government of Mongolia dated June 8, 2011*****
|
|
|
|
|
K
|
|
Press Release dated August 24, 2011******
|
|
|
|
|
L
|
|
Private Placement Agreement between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited dated January 18, 2012*******
|
|
|
|
|
M
|
|
Press Release dated January 24, 2012*******
|
|
|
|
|
N
|
|
Memorandum of Agreement between Rio Tinto plc and Ivanhoe Mines Ltd. dated April 17, 2012********
|
|
|
|
|
O
|
|
Amending Agreement between Rio Tinto plc and Ivanhoe Mines Ltd. dated May 22, 2012*********
|
|
|
|
|
P
|
|
Press Release dated July 30, 2012
|
|
********
|
Filed as an exhibit to the amended Schedule 13 D on April 20, 2012.
|
|
*********
|
Filed as an exhibit to the amended Schedule 13 D on May 24, 2012.
|
9
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: August 2, 2012
|
|
|
|
|
Rio Tinto plc
|
|
|
|
|
By:
|
|
/s/ Ben Mathews
|
|
|
|
Signature
|
|
|
|
|
|
|
Ben Mathews / Company Secretary
|
|
|
|
Name/Title
|
|
|
|
Rio Tinto International Holdings Limited
|
|
|
|
|
By:
|
|
/s/ Ben Mathews
|
|
|
|
Signature
|
|
|
|
|
|
|
Ben Mathews / Director
|
|
|
|
Name/Title
|
|
|
|
7999674 Canada Inc.
|
|
|
|
|
By:
|
|
/s/ Ben Mathews
|
|
|
|
Signature
|
|
|
|
|
|
|
Ben Mathews / Assistant Corporate Secretary
|
|
|
|
Name/Title
|
10
|
|
|
|
|
46117 Yukon Inc.
|
|
|
|
|
By:
|
|
/s/ Julie Parent
|
|
|
|
Signature
|
|
|
|
|
|
|
Julie Parent / Secretary
|
|
|
|
Name/Title
|
11
SCHEDULE A
The response set forth in Schedule A of the Schedule 13D is hereby amended and restated in its entirety with the information below:
Rio Tinto plc
Directors and Executive Officers
|
|
|
|
|
|
|
|
|
Name
|
|
Present Principal
Occupation
|
|
Business Address
|
|
Citizenship
|
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
Jan du Plessis
|
|
Chairman of Rio Tinto
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Tom Albanese
|
|
Chief Executive of Rio Tinto
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United States of America
|
|
|
|
|
|
|
Guy Elliott
|
|
Finance Director of Rio Tinto
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Sam Walsh
|
|
Chief Executive of the Iron Ore Group
|
|
120 Collins Street
Melbourne
Victoria 3000
Australia
|
|
Australia
|
|
|
|
|
|
|
Robert Brown
|
|
Company Director
|
|
1188 Sherbrooke Street
West,
Montreal, Quebec
H3A 3G2, Canada
|
|
Canada
|
|
|
|
|
|
|
Vivienne Cox
|
|
Company Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Mike Fitzpatrick
|
|
Company Director
|
|
120 Collins Street
Melbourne
Victoria 3000
Australia
|
|
Australia
|
|
|
|
|
|
|
Ann Godbehere
|
|
Company Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
Canada and United Kingdom
|
|
|
|
|
|
|
Richard Goodmanson
|
|
Company Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United States of America
|
|
|
|
|
|
|
Lord Kerr
|
|
Company Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Christopher Lynch
|
|
Company Director
|
|
120 Collins Street
Melbourne
Victoria 3000
Australia
|
|
Australia
|
12
|
|
|
|
|
|
|
|
|
Name
|
|
Present Principal
Occupation
|
|
Business Address
|
|
Citizenship
|
|
|
|
|
|
|
Paul Tellier
|
|
Company Director
|
|
1188 Sherbrooke Street
West,
Montreal, Quebec
H3A 3G2, Canada
|
|
Canada
|
|
|
|
|
|
|
John Varley
|
|
Company Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Executive Officers
|
|
|
|
|
|
|
|
|
|
|
|
|
Hugo Bagué
|
|
Group Executive, People and Organisation
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
Belgium
|
|
|
|
|
|
|
Preston Chiaro
|
|
Group Executive, Technology & Innovation
|
|
4700 Daybreak Parkway
South
Jordan, Utah 84095
United States
|
|
United States of America
|
|
|
|
|
|
|
Bret Clayton
|
|
Group Executive, Business Support and Operations
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United States of America
|
|
|
|
|
|
|
Jacynthe Coté
|
|
Chief Executive of Rio Tinto Alcan
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
Canada
|
|
|
|
|
|
|
Andrew Harding
|
|
Chief Executive of Rio Tinto Copper
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
Australia
|
|
|
|
|
|
|
Harry Kenyon-Slaney
|
|
Chief Executive of Rio Tinto Diamonds & Minerals
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Doug Ritchie
|
|
Chief Executive of Rio Tinto Energy
|
|
3 West Tower
410 Ann
Street
Brisbane, QLD 4000
Australia
|
|
Australia
|
|
|
|
|
|
|
Debra Valentine
|
|
Group Executive, Legal and External Affairs
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United States of America
|
|
|
Rio Tinto International Holdings Limited
Directors and Executive Officer
|
|
|
|
|
|
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
Dan Larsen
|
|
Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United States of America
|
|
|
|
|
|
|
Janine Juggins
|
|
Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Ulf Quellmann
|
|
Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
Germany
|
13
|
|
|
|
|
|
|
|
|
Name
|
|
Present Principal
Occupation
|
|
Business Address
|
|
Citizenship
|
|
|
|
|
|
|
Ben Mathews
|
|
Director
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Executive Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
Gemma Aldridge
|
|
Secretary
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
7999674 Canada Inc.
Directors and Executive Officer
|
|
|
|
|
|
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
Jocelin Paradis
|
|
Director
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
|
|
|
|
|
|
Julie Parent
|
|
Director
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
|
|
|
|
|
|
Executive Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
Jocelin Paradis
|
|
President
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
|
|
|
|
|
|
Lawrence Tal
|
|
Vice President
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
|
|
|
|
|
|
Brett Salt
|
|
Vice President
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
Australia
|
|
|
|
|
|
|
Julie Parent
|
|
Corporate Secretary
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
|
|
|
|
|
|
Ben Mathews
|
|
Assistant Corporate Secretary
|
|
2 Eastbourne Terrace
London W2
6LG
United Kingdom
|
|
United Kingdom
|
14
|
|
|
|
|
|
|
|
|
Name
|
|
Present Principal
Occupation
|
|
Business Address
|
|
Citizenship
|
|
|
46117 Yukon Inc.
Directors and Executive Officer
|
|
|
|
|
|
|
Directors
|
|
|
|
|
|
|
|
|
|
|
|
|
Jocelin Paradis
|
|
Director
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
|
|
|
|
|
|
Executive Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
Jocelin Paradis
|
|
President
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
|
|
|
|
|
|
Julie Parent
|
|
Vice President
|
|
1188 Sherbrooke Street
West
Montreal QC H3A 3G2
Canada
|
|
Canada
|
15
EXHIBIT INDEX
|
|
|
|
Exhibit
Number
|
|
Description
|
|
|
|
|
A
|
|
Joint Filing Agreement between Rio Tinto plc, Rio Tinto International Holdings Limited, 7999674 Canada Inc. and 46117 Yukon Inc.
|
|
|
|
|
B
|
|
Private Placement Agreement between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited*
|
|
|
|
|
C
|
|
Shareholders’ Agreement between Robert M Friedland and Rio Tinto International Holdings Limited*
|
|
|
|
|
D
|
|
Registration Rights Agreement by and between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited*
|
|
|
|
|
E
|
|
Amending Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.**
|
|
|
|
|
F
|
|
Heads of Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.**
|
|
|
|
|
G
|
|
Amending and Additional Rights Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.***
|
|
|
|
|
H
|
|
Credit Agreement between Rio Tinto International Holdings Limited and Ivanhoe Mines Ltd.***
|
|
|
|
|
I
|
|
Heads of Agreement between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited dated December 8, 2010****
|
|
|
|
|
J
|
|
Agreement between RTIH and the Government of Mongolia dated June 8, 2011*****
|
|
|
|
|
K
|
|
Press Release dated August 24, 2011******
|
|
|
|
|
L
|
|
Private Placement Agreement between Ivanhoe Mines Ltd. and Rio Tinto International Holdings Limited dated January 18, 2012*******
|
|
|
|
|
M
|
|
Press Release dated January 24, 2012*******
|
|
|
|
|
N
|
|
Memorandum of Agreement between Rio Tinto plc and Ivanhoe Mines Ltd. dated April 17, 2012********
|
|
|
|
|
O
|
|
Amending Agreement between Rio Tinto plc and Ivanhoe Mines Ltd. dated May 22, 2012*********
|
|
*
|
Filed as an exhibit to the original Schedule 13D on November 3, 2006.
|
|
**
|
Filed as an exhibit to the amended Schedule 13D on September 12, 2007.
|
|
***
|
Filed as an exhibit to the amended Schedule 13D on October 26, 2007.
|
|
****
|
Filed as an exhibit to the amended and restated Schedule 13D on December 14, 2011.
|
|
*****
|
Filed as an exhibit to the amended Schedule 13D on June 28, 2011.
|
|
******
|
Filed as an exhibit to the amended Schedule 13D on August 24, 2011.
|
|
*******
|
Filed as an exhibit to the amended Schedule 13D on January 26, 2012.
|
|
********
|
Filed as an exhibit to the amended Schedule 13 D on April 20, 2012.
|
|
*********
|
Filed as an exhibit to the amended Schedule 13 D on May 24, 2012.
|
16
|
|
|
|
|
|
|
|
Exhibit
Number
|
|
Description
|
|
|
|
|
|
|
|
|
|
|
P
|
|
Press Release dated July 30, 2012
|
|
|
|
|
17
Ivanhoe Mines (NYSE:IVN)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Ivanhoe Mines (NYSE:IVN)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025
