The Gabelli Convertible & Income Securities Fund Inc.
John C. Ball
Form N-PX is to be used by a registered
management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file
reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent
twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose
the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond
to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”)
control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing
the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed
this collection of information under the clearance requirements of 44 U.S.C. § 3507.
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REMY
COINTREAU SA |
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Security |
F7725A100 |
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Meeting Type |
MIX |
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Ticker
Symbol |
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Meeting Date |
21-Jul-2022 |
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ISIN |
FR0000130395 |
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Agenda |
715798368
- Management |
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Item |
Proposal |
Proposed
by |
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Vote |
For/Against
Management |
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CMMT |
FOR
SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN
ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN
FOR LODGMENT. |
Non-Voting |
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CMMT |
FOR
FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION
WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE
OF YOUR CUSTODIAN. |
Non-Voting |
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CMMT |
VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting |
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CMMT |
DUE
TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING
IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting |
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CMMT |
FOR
SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING
FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT
YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. |
Non-Voting |
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CMMT |
15
JUN 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS
DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON
HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE
FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL-TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1-DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE-SPECIFIED, AND ONLY AFTER THE AGENT
HAS CONFIRMED AVAILABILIY OF THE-POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS
THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT
YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU |
Non-Voting |
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CMMT |
15
JUN 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202
2/0613/202206132202751-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting |
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1 |
APPROVAL OF THE COMPANY FINANCIAL
STATEMENTS FOR THE 2021/2022 FINANCIAL YEAR |
Management |
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No Action |
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2 |
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE 2021/2022 FINANCIAL YEAR |
Management |
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No Action |
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3 |
APPROPRIATION OF INCOME AND
SETTING OF THE DIVIDEND |
Management |
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No Action |
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4 |
OPTION FOR THE PAYMENT OF THE
EXCEPTIONAL DIVIDEND IN SHARES |
Management |
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No Action |
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5 |
AGREEMENTS COVERED BY ARTICLES
L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE AUTHORISED IN PREVIOUS FINANCIAL YEARS AND WHICH CONTINUED TO BE PERFORMED DURING
THE 2021/2022 FINANCIAL YEAR |
Management |
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No Action |
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6 |
REAPPOINTMENT OF MRS H L NE
DUBRULE AS A BOARD MEMBER |
Management |
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No Action |
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7 |
REAPPOINTMENT OF MR OLIVIER
JOLIVET AS A BOARD MEMBER |
Management |
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No Action |
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8 |
REAPPOINTMENT OF MRS MARIE-AM
LIE DE LEUSSE AS A BOARD MEMBER |
Management |
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No Action |
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9 |
REAPPOINTMENT OF ORPAR SA AS
A BOARD MEMBER |
Management |
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No Action |
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10 |
APPOINTMENT OF MR ALAIN LI AS
A BOARD MEMBER |
Management |
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No Action |
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11 |
APPROVAL OF THE INFORMATION
REGARDING THE COMPENSATION OF CORPORATE OFFICERS FOR THE 2021/2022 FINANCIAL YEAR REFERRED TO IN ARTICLE L. 22-10-9, I OF THE FRENCH
COMMERCIAL CODE |
Management |
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No Action |
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12 |
APPROVAL
OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, IN RESPECT OF THE FINANCIAL YEAR ENDED
31 MARCH 2022, TO MR MARC H RIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH
COMMERCIAL CODE |
Management |
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No Action |
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13 |
APPROVAL
OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, IN RESPECT OF THE FINANCIAL YEAR ENDED
31 MARCH 2022, TO MR RIC VALLAT, CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE |
Management |
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No Action |
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14 |
APPROVAL
OF THE PRINCIPLES AND CRITERIA USED TO DETERMINE, DISTRIBUTE AND ALLOCATE THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF
ANY KIND THAT MAY BE AWARDED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22- 10-8, II OF THE FRENCH
COMMERCIAL CODE |
Management |
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No Action |
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15 |
APPROVAL
OF THE PRINCIPLES AND CRITERIA USED TO DETERMINE, DISTRIBUTE AND ALLOCATE THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF
ANY KIND THAT MAY BE AWARDED TO THE CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L. 22-10-8, II OF THE FRENCH COMMERCIAL CODE |
Management |
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No Action |
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16 |
APPROVAL OF THE COMPENSATION
POLICY FOR BOARD MEMBERS FOR THE 2022/2023 FINANCIAL YEAR |
Management |
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No Action |
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17 |
COMPENSATION OF BOARD MEMBERS |
Management |
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No Action |
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18 |
AUTHORISATION FOR THE BOARD
OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES |
Management |
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No Action |
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19 |
AUTHORISATION ENABLING THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL VIA THE CANCELLATION OF TREASURY SHARES HELD BY THE COMPANY |
Management |
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No Action |
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20 |
DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE
CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH MAINTENANCE OF SHAREHOLDERS’ PREFERENTIAL
SUBSCRIPTION RIGHTS |
Management |
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No Action |
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21 |
DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE
CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL
SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING |
Management |
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No Action |
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22 |
DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR
MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION
RIGHTS, THROUGH PRIVATE PLACEMENTS |
Management |
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No Action |
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23 |
AUTHORISATION FOR THE BOARD
OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF EXCESS DEMAND, UP TO A LIMIT OF 15% OF THE INITIAL
ISSUE, WITH MAINTENANCE OR CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS |
Management |
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No Action |
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24 |
DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF THE SECURITIES TO BE ISSUED, WITH CANCELLATION OF SHAREHOLDERS’
PREFERENTIAL SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING OR BY PRIVATE PLACEMENT, UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR |
Management |
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No Action |
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25 |
DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR
MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION
RIGHTS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER |
Management |
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No Action |
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26 |
DELEGATION OF AUTHORITY TO THE
BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL IN CONSIDERATIONS FOR CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY, UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL |
Management |
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No Action |
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27 |
DELEGATION OF AUTHORITY TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS |
Management |
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No Action |
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28 |
DELEGATION OF AUTHORITY TO THE
BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR COMPANIES RELATED TO IT, WITH CANCELLATION
OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS |
Management |
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No Action |
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29 |
POWERS TO ACCOMPLISH FORMALITIES |
Management |
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No Action |
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KYNDRYL
HOLDINGS, INC. |
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Security |
50155Q100 |
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Meeting Type |
Annual |
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Ticker Symbol |
KD |
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Meeting Date |
28-Jul-2022 |
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ISIN |
US50155Q1004 |
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Agenda |
935676429 - Management |
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Item |
Proposal |
Proposed
by |
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| Vote |
For/Against
Management |
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1a. |
Election of Class I Director
for a three-year term: Janina Kugel |
Management |
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For |
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For |
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1b. |
Election of Class I Director
for a three-year term: Denis Machuel |
Management |
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For |
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For |
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1c. |
Election of Class I Director
for a three-year term: Rahul N. Merchant |
Management |
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For |
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For |
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2. |
Approval, in a non-binding vote,
of the compensation of the Company’s named executive officers. |
Management |
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For |
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For |
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3. |
Approval, in a non-binding vote,
of the frequency of future advisory votes on executive compensation. |
Management |
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1 Year |
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For |
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4. |
Approval of the amendment and
restatement of the Kyndryl 2021 Long-Term Performance Plan. |
Management |
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Against |
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Against |
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5. |
Ratification of the appointment
of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31,
2023. |
Management |
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For |
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For |
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GLOBAL
BLOOD THERAPEUTICS, INC. |
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Security |
37890U108 |
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Meeting Type |
Special |
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Ticker Symbol |
GBT |
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Meeting Date |
30-Sep-2022 |
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ISIN |
US37890U1088 |
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Agenda |
935705662 - Management |
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Item |
Proposal |
Proposed
by |
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| Vote |
For/Against
Management |
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1. |
To adopt the Agreement and Plan
of Merger, dated as of August 7, 2022, by and among Pfizer Inc., Ribeye Acquisition Corp. and Global Blood Therapeutics, Inc., as
it may be amended from time to time (the “Merger Agreement”). |
Management |
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For |
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For |
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2. |
To
approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Global Blood Therapeutics, Inc.’s
named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger
Agreement. |
Management |
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For |
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For |
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3. |
To
adjourn the special meeting of stockholders of Global Blood Therapeutics, Inc. (the “Special Meeting”), if necessary or
appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special
Meeting. |
Management |
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For |
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For |
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COVETRUS,
INC. |
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Security |
22304C100 |
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Meeting Type |
Special |
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Ticker Symbol |
CVET |
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Meeting Date |
11-Oct-2022 |
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ISIN |
US22304C1009 |
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Agenda |
935711970 - Management |
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Item |
Proposal |
Proposed
by |
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| Vote |
For/Against
Management |
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1. |
To
adopt the Agreement and Plan of Merger, dated as of May 24, 2022 (as the same may be amended from time to time, the “Merger
Agreement”), by and among Covetrus, Inc., a Delaware corporation, Corgi Bidco, Inc., a Delaware corporation (“Parent”),
and Corgi Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), a copy of which
is attached as Annex A to the accompanying proxy statement, pursuant to which Merger Sub will be merged with and into the Company. |
Management |
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For |
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For |
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2. |
To approve, by a non-binding
advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or
otherwise relates to the Transactions, including the Merger. |
Management |
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For |
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For |
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3. |
To
adjourn the special meeting to a later date or time if necessary or appropriate and for a minimum period of time reasonable under
the circumstances, to ensure that any necessary supplement or amendment to the accompanying proxy statement is provided to Company
stockholders a reasonable amount of time in advance of the special meeting or to solicit additional proxies in favor of the Merger
Agreement Proposal if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. |
Management |
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For |
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For |
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IROBOT
CORPORATION |
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Security |
462726100 |
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Meeting Type |
Special |
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Ticker Symbol |
IRBT |
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Meeting Date |
17-Oct-2022 |
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ISIN |
US4627261005 |
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Agenda |
935710598 - Management |
| |
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Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1. |
To
approve and adopt the Agreement and Plan of Merger, dated as of August 4, 2022 (as it may be amended from time to time, the “merger
agreement”), by and among Amazon.com, Inc., a Delaware corporation, Martin Merger Sub, Inc., a Delaware corporation and a wholly
owned subsidiary of Amazon. com (“Merger Sub”), and iRobot Corporation (“iRobot”), pursuant to which Merger Sub
will be merged with and into iRobot (the “merger”), with iRobot surviving the merger. |
Management |
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For |
|
For |
|
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| |
2. |
To approve, on an advisory (non-binding)
basis, certain compensation that may be paid or become payable to iRobot’s named executive officers in connection with the merger. |
Management |
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For |
|
For |
|
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| |
3. |
To
approve the adjournment from time to time of the special meeting, if necessary or appropriate, including to solicit additional proxies
if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement. |
Management |
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For |
|
For |
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| |
CHEMOCENTRYX,
INC. |
|
|
| |
Security |
16383L106 |
|
|
|
Meeting Type |
Special |
| |
Ticker Symbol |
CCXI |
|
|
|
Meeting Date |
18-Oct-2022 |
|
| |
ISIN |
US16383L1061 |
|
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Agenda |
935713532 - Management |
| |
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| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1. |
To
adopt the Agreement and Plan of Merger, dated as of August 3, 2022 (the “Merger Agreement”), by and among ChemoCentryx,
Inc. (“ChemoCentryx”), Amgen Inc. (“Amgen”) and Carnation Merger Sub, Inc., a wholly owned subsidiary of Amgen
(“Merger Sub”), pursuant to which Merger Sub will be merged with and into ChemoCentryx (the “Merger”) with ChemoCentryx
surviving the Merger as a wholly owned subsidiary of Amgen. |
Management |
|
For |
|
For |
|
|
| |
2. |
To approve, on a non-binding,
advisory basis, certain compensation that will or may be paid or become payable to ChemoCentryx’s named executive officers that is
based on or otherwise relates to the Merger. |
Management |
|
For |
|
For |
|
|
| |
3. |
To approve the adjournment of
the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt
the Merger Agreement at the time of the Special Meeting. |
Management |
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For |
|
For |
|
|
| |
CYBEROPTICS
CORPORATION |
|
|
| |
Security |
232517102 |
|
|
|
Meeting Type |
Special |
| |
Ticker Symbol |
CYBE |
|
|
|
Meeting Date |
02-Nov-2022 |
|
| |
ISIN |
US2325171021 |
|
|
|
Agenda |
935717807 - Management |
| |
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| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1. |
To adopt the Agreement and Plan
of Merger, dated as of August 7, 2022, as it may be amended from time to time, among CyberOptics Corporation, Nordson Corporation
and Meta Merger Company. |
Management |
|
For |
|
For |
|
|
| |
2. |
To approve, on a non-binding
advisory basis, the compensation that will or may become payable by CyberOptics to CyberOptics’ named executive officers in connection
with the merger. |
Management |
|
For |
|
For |
|
|
| |
3. |
To
approve any proposal to adjourn the special meeting, from time to time, to a later date or dates, if necessary or appropriate as
determined in good faith by the CyberOptics Board of Directors, to solicit additional proxies if there are insufficient votes to
adopt the merger agreement at the time of the Special Meeting. |
Management |
|
For |
|
For |
|
|
| |
PERNOD
RICARD SA |
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| |
Security |
F72027109 |
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Meeting Type |
Annual General Meeting |
| |
Ticker Symbol |
PRNDY |
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Meeting Date |
10-Nov-2022 |
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| |
ISIN |
FR0000120693 |
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Agenda |
716121176 - Management |
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Item |
Proposal |
Proposed
by |
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| Vote |
For/Against
Management |
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| |
CMMT |
FOR
SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN
ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN
FOR LODGMENT. |
Non-Voting |
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CMMT |
FOR
FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION
WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE
OF YOUR CUSTODIAN. |
Non-Voting |
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| |
CMMT |
VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting |
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CMMT |
DUE
TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING
IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting |
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CMMT |
FOR
SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING
FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT
YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. |
Non-Voting |
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1 |
APPROVE FINANCIAL STATEMENTS
AND STATUTORY REPORTS |
Management |
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No Action |
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| |
2 |
APPROVE CONSOLIDATED FINANCIAL
STATEMENTS AND STATUTORY REPORTS |
Management |
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No Action |
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| |
3 |
APPROVE ALLOCATION OF INCOME
AND DIVIDENDS OF EUR 4.12 PER SHARE |
Management |
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No Action |
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| |
4 |
REELECT PATRICIA BARBIZET AS
DIRECTOR |
Management |
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No Action |
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5 |
REELECT IAN GALLIENNE AS DIRECTOR |
Management |
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No Action |
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| |
6 |
RENEW APPOINTMENT OF KPMG SA
AS AUDITOR |
Management |
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No Action |
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| |
7 |
ACKNOWLEDGE END OF MANDATE OF
SALUSTRO REYDEL AS ALTERNATE AUDITOR AND DECISION NOT TO REPLACE AND RENEW |
Management |
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No Action |
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| |
8 |
APPROVE COMPENSATION OF ALEXANDRE
RICARD, CHAIRMAN AND CEO |
Management |
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No Action |
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| |
9 |
APPROVE REMUNERATION POLICY
OF ALEXANDRE RICARD, CHAIRMAN AND CEO |
Management |
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No Action |
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10 |
APPROVE COMPENSATION REPORT
OF CORPORATE OFFICERS |
Management |
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No Action |
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11 |
APPROVE REMUNERATION POLICY
OF CORPORATE OFFICERS |
Management |
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No Action |
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12 |
AUTHORIZE REPURCHASE OF UP TO
10 PERCENT OF ISSUED SHARE CAPITAL |
Management |
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No Action |
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13 |
APPROVE AUDITORS SPECIAL REPORT
ON RELATED-PARTY TRANSACTIONS |
Management |
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No Action |
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| |
14 |
AUTHORIZE FILING OF REQUIRED
DOCUMENTS/OTHER FORMALITIES |
Management |
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No Action |
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CMMT |
07
OCT 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202
2/1005/202210052204075-.pdf AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED-AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU- SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE- INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO-BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT-SERVICE
REPRESENTATIVE FOR ASSISTANCE. PLEASE NOTE THAT THIS IS A REVISION-DUE TO RECEIPT OF BALO LINK AND CHANGE OF THE RECORD DATE FROM
08 OCT 2022 TO-07 OCT 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU |
Non-Voting |
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| |
COSTCO
WHOLESALE CORPORATION |
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| |
Security |
22160K105 |
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Meeting Type |
Annual |
| |
Ticker Symbol |
COST |
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Meeting Date |
19-Jan-2023 |
|
| |
ISIN |
US22160K1051 |
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Agenda |
935745933 - Management |
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Item |
Proposal |
Proposed
by |
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| Vote |
For/Against
Management |
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| |
1a. |
Election of Director: Susan
L. Decker |
Management |
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For |
|
For |
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| |
1b. |
Election of Director: Kenneth
D. Denman |
Management |
|
For |
|
For |
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| |
1c. |
Election of Director: Richard
A. Galanti |
Management |
|
For |
|
For |
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| |
1d. |
Election of Director: Hamilton
E. James |
Management |
|
For |
|
For |
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| |
1e. |
Election of Director: W. Craig
Jelinek |
Management |
|
For |
|
For |
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1f. |
Election of Director: Sally
Jewell |
Management |
|
For |
|
For |
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1g. |
Election of Director: Charles
T. Munger |
Management |
|
For |
|
For |
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1h. |
Election of Director: Jeffrey
S. Raikes |
Management |
|
For |
|
For |
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| |
1i. |
Election of Director: John W.
Stanton |
Management |
|
For |
|
For |
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| |
1j. |
Election of Director: Ron M.
Vachris |
Management |
|
For |
|
For |
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| |
1k. |
Election of Director: Maggie
Wilderotter |
Management |
|
For |
|
For |
|
|
| |
2. |
Ratification of selection of
independent auditors. |
Management |
|
For |
|
For |
|
|
| |
3. |
Approval, on an advisory basis,
of executive compensation. |
Management |
|
For |
|
For |
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| |
4. |
Approval, on an advisory basis,
of frequency of future advisory votes on executive compensation. |
Management |
|
1 Year |
|
For |
|
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| |
5. |
Shareholder proposal regarding
report on risks of state policies restricting reproductive rights. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
SWISSCOM
AG |
|
|
| |
Security |
H8398N104 |
|
|
|
Meeting Type |
Annual General Meeting |
| |
Ticker Symbol |
|
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|
|
Meeting Date |
28-Mar-2023 |
|
| |
ISIN |
CH0008742519 |
|
|
|
Agenda |
716694270 - Management |
| |
|
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| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
CMMT |
VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. |
Non-Voting |
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| |
1.1 |
REPORT ON THE FINANCIAL YEAR
2022: APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE FINANCIAL STATEMENTS OF SWISSCOM LTD FOR THE
FINANCIAL YEAR 2022 |
Management |
|
No Action |
|
|
|
|
| |
1.2 |
REPORT ON THE FINANCIAL YEAR
2022: CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2022 |
Management |
|
No Action |
|
|
|
|
| |
2 |
APPROPRIATION OF THE RETAINED
EARNINGS 2022 AND DECLARATION OF DIVIDEND |
Management |
|
No Action |
|
|
|
|
| |
3 |
DISCHARGE OF THE MEMBERS OF
THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD |
Management |
|
No Action |
|
|
|
|
| |
4.1 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF ROLAND ABT |
Management |
|
No Action |
|
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| |
4.2 |
ELECTIONS TO THE BOARD OF DIRECTOR:
ELECTION OF MONIQUE BOURQUIN |
Management |
|
No Action |
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| |
4.3 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF ALAIN CARRUPT |
Management |
|
No Action |
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|
| |
4.4 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF GUUS DEKKERS |
Management |
|
No Action |
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| |
4.5 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF FRANK ESSER |
Management |
|
No Action |
|
|
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|
| |
4.6 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF SANDRA LATHION-ZWEIFEL |
Management |
|
No Action |
|
|
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| |
4.7 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF ANNA MOSSBERG |
Management |
|
No Action |
|
|
|
|
| |
4.8 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF MICHAEL RECHSTEINER |
Management |
|
No Action |
|
|
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| |
4.9 |
ELECTIONS TO THE BOARD OF DIRECTOR:
RE- ELECTION OF MICHAEL RECHSTEINER AS CHAIRMAN |
Management |
|
No Action |
|
|
|
|
| |
5.1 |
ELECTIONS TO THE COMPENSATION
COMMITTEE: RE-ELECTION OF ROLAND ABT |
Management |
|
No Action |
|
|
|
|
| |
5.2 |
ELECTIONS TO THE COMPENSATION
COMMITTEE: ELECTION OF MONIQUE BOURQUIN |
Management |
|
No Action |
|
|
|
|
| |
5.3 |
ELECTIONS TO THE COMPENSATION
COMMITTEE: RE-ELECTION OF FRANK ESSER |
Management |
|
No Action |
|
|
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|
| |
5.4 |
ELECTIONS TO THE COMPENSATION
COMMITTEE: RE-ELECTION OF MICHAEL RECHSTEINER |
Management |
|
No Action |
|
|
|
|
| |
6.1 |
REMUNERATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD: APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS
FOR 2024 |
Management |
|
No Action |
|
|
|
|
| |
6.2 |
REMUNERATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD: INCREASE OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE
BOARD FOR 2023 |
Management |
|
No Action |
|
|
|
|
| |
6.3 |
REMUNERATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD: APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE
BOARD FOR 2024 |
Management |
|
No Action |
|
|
|
|
| |
7 |
RE-ELECTION OF THE INDEPENDENT
PROXY: EBER RECHTSANWALTE, ZURICH |
Management |
|
No Action |
|
|
|
|
| |
8 |
RE-ELECTION OF THE STATUTORY
AUDITOR: PRICEWATERHOUSECOOPERS AG, ZURICH |
Management |
|
No Action |
|
|
|
|
| |
9.1 |
AMENDMENTS OF THE ARTICLES OF
INCORPORATION: PROVISION REGARDING SUSTAINABILITY |
Management |
|
No Action |
|
|
|
|
| |
9.2 |
AMENDMENTS OF THE ARTICLES OF
INCORPORATION: PROVISIONS REGARDING SHARE CAPITAL AND SHARES |
Management |
|
No Action |
|
|
|
|
| |
9.3 |
AMENDMENTS OF THE ARTICLES OF
INCORPORATION: PROVISIONS REGARDING THE SHAREHOLDER’S MEETING |
Management |
|
No Action |
|
|
|
|
| |
9.4 |
AMENDMENTS OF THE ARTICLES OF
INCORPORATION: SPECIAL QUORUMS FOR RESOLUTIONS |
Management |
|
No Action |
|
|
|
|
| |
9.5 |
AMENDMENTS OF THE ARTICLES OF
INCORPORATION: PROVISIONS REGARDING THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD |
Management |
|
No Action |
|
|
|
|
| |
9.6 |
AMENDMENTS OF THE ARTICLES OF
INCORPORATION: FURTHER AMENDMENTS OF THE ARTICLES OF INCORPORATION |
Management |
|
No Action |
|
|
|
|
| |
CMMT |
21
FEB 2023: PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING-ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR-OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET-REQUIREMENT FOR MEETINGS OF THIS TYPE THAT
THE SHARES ARE REGISTERED AND-MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT |
Non-Voting |
|
|
|
|
|
|
| |
|
THE-INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT-IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW
FOR-RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS-DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST-DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING-RIGHTS OF THOSE SHARES.
IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE-CONTACT YOUR CLIENT REPRESENTATIVE |
|
|
|
|
|
|
|
|
|
| |
CMMT |
21 FEB 2023: PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 7, 8 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting |
|
|
|
|
|
|
| |
THE
BANK OF NEW YORK MELLON CORPORATION |
|
|
| |
Security |
064058100 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
BK |
|
|
|
Meeting Date |
12-Apr-2023 |
|
| |
ISIN |
US0640581007 |
|
|
|
Agenda |
935771180 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Linda
Z. Cook |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Joseph
J. Echevarria |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: M. Amy
Gilliland |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Jeffrey
A. Goldstein |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: K. Guru
Gowrappan |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Ralph
Izzo |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Sandra
E. “Sandie” O’Connor |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Elizabeth
E. Robinson |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Frederick
O. Terrell |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Robin
Vince |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Alfred
W. “Al” Zollar |
Management |
|
For |
|
For |
|
|
| |
2. |
Advisory resolution to approve
the 2022 compensation of our named executive officers. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory vote recommending the
frequency with which we conduct a say-on-pay vote. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratify the appointment of KPMG
LLP as our independent auditor for 2023. |
Management |
|
For |
|
For |
|
|
| |
5. |
Approve the 2023 Long-Term Incentive
Plan. |
Management |
|
For |
|
For |
|
|
| |
6. |
Stockholder proposal regarding
stockholder ratification of certain executive severance payments, if properly presented. |
Shareholder |
|
Against |
|
For |
|
|
| |
JULIUS
BAER GRUPPE AG |
|
|
| |
Security |
H4414N103 |
|
|
|
Meeting Type |
Annual General Meeting |
| |
Ticker Symbol |
|
|
|
|
Meeting Date |
13-Apr-2023 |
|
| |
ISIN |
CH0102484968 |
|
|
|
Agenda |
716818212 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
CMMT |
VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. |
Non-Voting |
|
|
|
|
|
|
| |
1.1 |
ACCEPT FINANCIAL STATEMENTS
AND STATUTORY REPORTS |
Management |
|
No Action |
|
|
|
|
| |
1.2 |
APPROVE REMUNERATION REPORT |
Management |
|
No Action |
|
|
|
|
| |
2 |
APPROVE ALLOCATION OF INCOME
AND DIVIDENDS OF CHF 2.60 PER SHARE |
Management |
|
No Action |
|
|
|
|
| |
3 |
APPROVE DISCHARGE OF BOARD AND
SENIOR MANAGEMENT |
Management |
|
No Action |
|
|
|
|
| |
4.1 |
APPROVE REMUNERATION OF BOARD
OF DIRECTORS IN THE AMOUNT OF CHF 3.6 MILLION FROM 2023 AGM UNTIL 2024 AGM |
Management |
|
No Action |
|
|
|
|
| |
4.2.1 |
APPROVE VARIABLE CASH-BASED
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13.1 MILLION FOR FISCAL YEAR 2022 |
Management |
|
No Action |
|
|
|
|
| |
4.2.2 |
APPROVE VARIABLE SHARE-BASED
REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13.1 MILLION FOR FISCAL YEAR 2023 |
Management |
|
No Action |
|
|
|
|
| |
4.2.3 |
APPROVE FIXED REMUNERATION OF
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 10.1 MILLION FOR FISCAL YEAR 2024 |
Management |
|
No Action |
|
|
|
|
| |
5.1.1 |
REELECT ROMEO LACHER AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.2 |
REELECT GILBERT ACHERMANN AS
DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.3 |
REELECT RICHARD CAMPBELL-BREEDEN
AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.4 |
REELECT DAVID NICOL AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.5 |
REELECT KATHRYN SHIH AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.6 |
REELECT TOMAS MUINA AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.7 |
REELECT EUNICE ZEHNDER-LAI AS
DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.1.8 |
REELECT OLGA ZOUTENDIJK AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.2 |
ELECT JUERG HUNZIKER AS DIRECTOR |
Management |
|
No Action |
|
|
|
|
| |
5.3 |
REELECT ROMEO LACHER AS BOARD
CHAIRMAN |
Management |
|
No Action |
|
|
|
|
| |
5.4.1 |
REAPPOINT GILBERT ACHERMANN
AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE |
Management |
|
No Action |
|
|
|
|
| |
5.4.2 |
REAPPOINT RICHARD CAMPBELL-BREEDEN
AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE |
Management |
|
No Action |
|
|
|
|
| |
5.4.3 |
REAPPOINT KATHRYN SHIH AS MEMBER
OF THE NOMINATION AND COMPENSATION COMMITTEE |
Management |
|
No Action |
|
|
|
|
| |
5.4.4 |
REAPPOINT EUNICE ZEHNDER-LAI
AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE |
Management |
|
No Action |
|
|
|
|
| |
6 |
RATIFY KPMG AG AS AUDITORS |
Management |
|
No Action |
|
|
|
|
| |
7 |
DESIGNATE MARC NATER AS INDEPENDENT
PROXY |
Management |
|
No Action |
|
|
|
|
| |
8 |
APPROVE CHF 155,989.20 REDUCTION
IN SHARE CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES |
Management |
|
No Action |
|
|
|
|
| |
9.1 |
AMEND ARTICLES RE: SHARES AND
SHARE REGISTER |
Management |
|
No Action |
|
|
|
|
| |
9.2 |
AMEND ARTICLES RE: RESTRICTION
ON SHARE TRANSFERABILITY |
Management |
|
No Action |
|
|
|
|
| |
9.3 |
AMEND ARTICLES RE: GENERAL MEETINGS
(INCL. APPROVAL OF HYBRID SHAREHOLDER MEETINGS) |
Management |
|
No Action |
|
|
|
|
| |
9.4 |
APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS |
Management |
|
No Action |
|
|
|
|
| |
9.5 |
AMEND ARTICLES RE: BOARD OF
DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE |
Management |
|
No Action |
|
|
|
|
| |
CMMT |
PART
2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR
OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON
RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION
FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED
IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting |
|
|
|
|
|
|
| |
THE
BOEING COMPANY |
|
|
| |
Security |
097023105 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
BA |
|
|
|
Meeting Date |
18-Apr-2023 |
|
| |
ISIN |
US0970231058 |
|
|
|
Agenda |
935770063 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Robert
A. Bradway |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: David
L. Calhoun |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Lynne
M. Doughtie |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: David
L. Gitlin |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Lynn J.
Good |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Stayce
D. Harris |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Akhil
Johri |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: David
L. Joyce |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Lawrence
W. Kellner |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Steven
M. Mollenkopf |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: John M.
Richardson |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Sabrina
Soussan |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Ronald
A. Williams |
Management |
|
For |
|
For |
|
|
| |
2. |
Approve, on an Advisory Basis,
Named Executive Officer Compensation. |
Management |
|
For |
|
For |
|
|
| |
3. |
Approve, on an Advisory Basis,
the Frequency of Future Advisory Votes on Named Executive Officer Compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Approve The Boeing Company 2023
Incentive Stock Plan. |
Management |
|
For |
|
For |
|
|
| |
5. |
Ratify the Appointment of Deloitte
& Touche LLP as Independent Auditor for 2023. |
Management |
|
For |
|
For |
|
|
| |
6. |
China Report. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
7. |
Report on Lobbying Activities. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
8. |
Report on Climate Lobbying. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
9. |
Pay Equity Disclosure. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
INTERNATIONAL
BUSINESS MACHINES CORP. |
|
|
| |
Security |
459200101 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
IBM |
|
|
|
Meeting Date |
25-Apr-2023 |
|
| |
ISIN |
US4592001014 |
|
|
|
Agenda |
935775405 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director for a Term
of One Year: Thomas Buberl |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director for a Term
of One Year: David N. Farr |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director for a Term
of One Year: Alex Gorsky |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director for a Term
of One Year: Michelle J. Howard |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director for a Term
of One Year: Arvind Krishna |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director for a Term
of One Year: Andrew N. Liveris |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director for a Term
of One Year: F. William McNabb III |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director for a Term
of One Year: Martha E. Pollack |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director for a Term
of One Year: Joseph R. Swedish |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director for a Term
of One Year: Peter R. Voser |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director for a Term
of One Year: Frederick H. Waddell |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director for a Term
of One Year: Alfred W. Zollar |
Management |
|
For |
|
For |
|
|
| |
2. |
Ratification of Appointment
of Independent Registered Public Accounting Firm. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory Vote on Executive Compensation. |
Management |
|
For |
|
For |
|
|
| |
4. |
Advisory Vote Regarding the
Frequency of the Advisory Vote on Executive Compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
5. |
Stockholder Proposal to Have
an Independent Board Chairman. |
Shareholder |
|
Against |
|
For |
|
|
| |
6. |
Stockholder Proposal Requesting
a Public Report on Lobbying Activities. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
7. |
Stockholder Proposal Requesting
a Public Report on Congruency in China Business Operations and ESG Activities. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
8. |
Stockholder Proposal Requesting
a Public Report on Harassment and Discrimination Prevention Efforts. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
WELLS
FARGO & COMPANY |
|
|
| |
Security |
949746101 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
WFC |
|
|
|
Meeting Date |
25-Apr-2023 |
|
| |
ISIN |
US9497461015 |
|
|
|
Agenda |
935776774 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Steven
D. Black |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Mark A.
Chancy |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Celeste
A. Clark |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Theodore
F. Craver, Jr. |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Richard
K. Davis |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Wayne
M. Hewett |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: CeCelia
(“CeCe”) G. Morken |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Maria
R. Morris |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Felicia
F. Norwood |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Richard
B. Payne, Jr. |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Ronald
L. Sargent |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Charles
W. Scharf |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Suzanne
M. Vautrinot |
Management |
|
For |
|
For |
|
|
| |
2. |
Advisory resolution to approve
executive compensation (Say on Pay). |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory resolution on the frequency
of future advisory votes to approve executive compensation (Say on Frequency). |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratify the appointment of KPMG
LLP as the Company’s independent registered public accounting firm for 2023. |
Management |
|
For |
|
For |
|
|
| |
5. |
Shareholder Proposal - Adopt
Simple Majority Vote. |
Shareholder |
|
Against |
|
For |
|
|
| |
6. |
Shareholder Proposal - Report
on Congruency of Political Spending. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
7. |
Shareholder Proposal - Climate
Lobbying Report. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
8. |
Shareholder Proposal - Climate
Transition Report. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
9. |
Shareholder Proposal - Fossil
Fuel Lending Policy. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
10. |
Shareholder Proposal - Annual
Report on Prevention of Workplace Harassment and Discrimination. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
11. |
Shareholder Proposal - Policy
on Freedom of Association and Collective Bargaining. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
BANK
OF AMERICA CORPORATION |
|
|
| |
Security |
060505104 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
BAC |
|
|
|
Meeting Date |
25-Apr-2023 |
|
| |
ISIN |
US0605051046 |
|
|
|
Agenda |
935779782 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Sharon
L. Allen |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: José
(Joe) E. Almeida |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Frank
P. Bramble, Sr. |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Pierre
J. P. de Weck |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Arnold
W. Donald |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Linda
P. Hudson |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Monica
C. Lozano |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Brian
T. Moynihan |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Lionel
L. Nowell III |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Denise
L. Ramos |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Clayton
S. Rose |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Michael
D. White |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Thomas
D. Woods |
Management |
|
For |
|
For |
|
|
| |
1n. |
Election of Director: Maria
T. Zuber |
Management |
|
For |
|
For |
|
|
| |
2. |
Approving our executive compensation
(an advisory, non- binding “Say on Pay” resolution) |
Management |
|
For |
|
For |
|
|
| |
3. |
A vote on the frequency of future
“Say on Pay” resolutions (an advisory, non-binding “Say on Frequency” resolution) |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratifying the appointment of
our independent registered public accounting firm for 2023 |
Management |
|
For |
|
For |
|
|
| |
5. |
Amending and restating the Bank
of America Corporation Equity Plan |
Management |
|
For |
|
For |
|
|
| |
6. |
Shareholder proposal requesting
an independent board chair |
Shareholder |
|
Against |
|
For |
|
|
| |
7. |
Shareholder proposal requesting
shareholder ratification of termination pay |
Shareholder |
|
Against |
|
For |
|
|
| |
8. |
Shareholder proposal requesting
greenhouse gas reduction targets |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
9. |
Shareholder proposal requesting
report on transition planning |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
10. |
Shareholder proposal requesting
adoption of policy to cease financing new fossil fuel supplies |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
11. |
Shareholder proposal requesting
a racial equity audit |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
CITIGROUP
INC. |
|
|
| |
Security |
172967424 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
C |
|
|
|
Meeting Date |
25-Apr-2023 |
|
| |
ISIN |
US1729674242 |
|
|
|
Agenda |
935781030 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Ellen
M. Costello |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Grace
E. Dailey |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Barbara
J. Desoer |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: John C.
Dugan |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Jane N.
Fraser |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Duncan
P. Hennes |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Peter
B. Henry |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: S. Leslie
Ireland |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Renée
J. James |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Gary M.
Reiner |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Diana
L. Taylor |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: James
S. Turley |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Casper
W. von Koskull |
Management |
|
For |
|
For |
|
|
| |
2. |
Proposal to ratify the selection
of KPMG LLP as Citi’s independent registered public accountants for 2023. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory vote to Approve our
2022 Executive Compensation. |
Management |
|
For |
|
For |
|
|
| |
4. |
Approval of additional shares
for the Citigroup 2019 Stock Incentive Plan. |
Management |
|
For |
|
For |
|
|
| |
5. |
Advisory vote to Approve the
Frequency of Future Advisory Votes on Executive Compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
6. |
Stockholder proposal requesting
that shareholders ratify the termination pay of any senior manager. |
Shareholder |
|
Against |
|
For |
|
|
| |
7. |
Stockholder proposal requesting
an Independent Board Chairman. |
Shareholder |
|
Against |
|
For |
|
|
| |
8. |
Stockholder proposal requesting
a report on the effectiveness of Citi’s policies and practices in respecting Indigenous Peoples’ rights in Citi’s existing and proposed
financing. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
9. |
Stockholder proposal requesting
that the Board adopt a policy to phase out new fossil fuel financing. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
TEXTRON
INC. |
|
|
| |
Security |
883203101 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
TXT |
|
|
|
Meeting Date |
26-Apr-2023 |
|
| |
ISIN |
US8832031012 |
|
|
|
Agenda |
935772649 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Richard
F. Ambrose |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Kathleen
M. Bader |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: R. Kerry
Clark |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Scott
C. Donnelly |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Deborah
Lee James |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Thomas
A. Kennedy |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Lionel
L. Nowell III |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: James
L. Ziemer |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Maria
T. Zuber |
Management |
|
For |
|
For |
|
|
| |
2. |
Approval of the advisory (non-binding)
resolution to approve executive compensation. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory vote on frequency of
future advisory votes on executive compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of appointment
of independent registered public accounting firm. |
Management |
|
For |
|
For |
|
|
| |
THE
PNC FINANCIAL SERVICES GROUP, INC. |
|
|
| |
Security |
693475105 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
PNC |
|
|
|
Meeting Date |
26-Apr-2023 |
|
| |
ISIN |
US6934751057 |
|
|
|
Agenda |
935773324 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Joseph
Alvarado |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Debra
A. Cafaro |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Marjorie
Rodgers Cheshire |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: William
S. Demchak |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Andrew
T. Feldstein |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Richard
J. Harshman |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Daniel
R. Hesse |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Renu Khator |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Linda
R. Medler |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Robert
A. Niblock |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Martin
Pfinsgraff |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Bryan
S. Salesky |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Toni Townes-Whitley |
Management |
|
For |
|
For |
|
|
| |
2. |
Ratification of the Audit Committee’s
selection of PricewaterhouseCoopers LLP as PNC’s independent registered public accounting firm for 2023. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory vote to approve named
executive officer compensation. |
Management |
|
For |
|
For |
|
|
| |
4. |
Advisory vote on the frequency
of future advisory votes on executive compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
DANA
INCORPORATED |
|
|
| |
Security |
235825205 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
DAN |
|
|
|
Meeting Date |
26-Apr-2023 |
|
| |
ISIN |
US2358252052 |
|
|
|
Agenda |
935777978 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
| |
|
1 |
Ernesto M. Hernández |
|
|
|
For |
|
For |
|
|
| |
|
2 |
Gary Hu |
|
|
|
For |
|
For |
|
|
| |
|
3 |
Brett M. Icahn |
|
|
|
For |
|
For |
|
|
| |
|
4 |
James K. Kamsickas |
|
|
|
For |
|
For |
|
|
| |
|
5 |
Virginia A. Kamsky |
|
|
|
For |
|
For |
|
|
| |
|
6 |
Bridget E. Karlin |
|
|
|
For |
|
For |
|
|
| |
|
7 |
Michael J. Mack, Jr. |
|
|
|
For |
|
For |
|
|
| |
|
8 |
R. Bruce McDonald |
|
|
|
For |
|
For |
|
|
| |
|
9 |
Diarmuid B. O’Connell |
|
|
|
For |
|
For |
|
|
| |
|
10 |
Keith E. Wandell |
|
|
|
For |
|
For |
|
|
| |
2. |
Approval of a non-binding advisory
proposal approving executive compensation. |
Management |
|
For |
|
For |
|
|
| |
3. |
Approval of a non-binding advisory
vote on the frequency of the advisory vote to approve executive compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of the appointment
of PricewaterhouseCoopers LLP as the independent registered public accounting firm. |
Management |
|
For |
|
For |
|
|
| |
5. |
Shareholder proposal to require
an independent Board Chairman. |
Shareholder |
|
Against |
|
For |
|
|
| |
GRUPO
TELEVISA, S.A.B. |
|
|
| |
Security |
40049J206 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
TV |
|
|
|
Meeting Date |
26-Apr-2023 |
|
| |
ISIN |
US40049J2069 |
|
|
|
Agenda |
935818849 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
L1 |
Appointment
and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of
their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the
corporate By-laws. |
Management |
|
For |
|
For |
|
|
| |
L2 |
Appointment of special delegates
to formalize the resolutions adopted at the meeting. |
Management |
|
For |
|
For |
|
|
| |
D1 |
Appointment
and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of
their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the
corporate By-laws. |
Management |
|
For |
|
For |
|
|
| |
D2 |
Appointment of special delegates
to formalize the resolutions adopted at the meeting. |
Management |
|
For |
|
For |
|
|
| |
A |
Presentation
of the Co-Chief Executive Officers’ report drafted in accordance to article 172 of the General Law of Commercial Companies (Ley General
de Sociedades Mercantiles) and Article 44, section XI of the Securities Market Law (Ley del Mercado de Valores), accompanied by the
external audit report and the Board of Directors’ opinion on said report, as well as the financial statements for the year ended
on December 31, 2022. |
Management |
|
For |
|
For |
|
|
| |
B |
Presentation
of the report referred to by article 172 section b) of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles)
including the main accounting policies, criteria and information used for the preparation of the financial information. |
Management |
|
For |
|
For |
|
|
| |
C |
Presentation of the report on
the operations and activities in which the Board of Directors intervened during the 2022 fiscal year. |
Management |
|
For |
|
For |
|
|
| |
D |
Presentation of the Audit Committee’s
annual report. |
Management |
|
For |
|
For |
|
|
| |
E |
Presentation of the Corporate
Practices Committee’s annual report. |
Management |
|
For |
|
For |
|
|
| |
F |
Presentation of the report regarding
certain fiscal obligations of the Company, pursuant to the applicable legislation. |
Management |
|
For |
|
For |
|
|
| |
G |
Resolutions regarding the allocation
of results for the fiscal year ended on December 31, 2022, including, if applicable, the approval and payment of dividends to the
shareholders. |
Management |
|
For |
|
For |
|
|
| |
H |
Presentation
of the report regarding the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition
and sale of the Company’s own shares as well as the amount that may be allocated to the repurchase of such shares pursuant to article
56, paragraph IV of the Securities Market Law (Ley del Mercado de Valores). |
Management |
|
For |
|
For |
|
|
| |
I |
Appointment and/or ratification,
as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company as well as
the ratification of acts carried out by them. |
Management |
|
For |
|
For |
|
|
| |
IAA |
Election of Series ‘A’ Director:
Emilio Fernando Azcárraga Jean |
Management |
|
For |
|
For |
|
|
| |
IAB |
Election of Series ‘A’ Director:
Alfonso de Angoitia Noriega |
Management |
|
For |
|
For |
|
|
| |
IAC |
Election of Series ‘A’ Director:
Eduardo Tricio Haro |
Management |
|
For |
|
For |
|
|
| |
IAD |
Election of Series ‘A’ Director:
Michael T. Fries |
Management |
|
For |
|
For |
|
|
| |
IAE |
Election of Series ‘A’ Director:
Fernando Senderos Mestre |
Management |
|
For |
|
For |
|
|
| |
IAF |
Election of Series ‘A’ Director:
Bernardo Gómez Martínez |
Management |
|
For |
|
For |
|
|
| |
IAG |
Election of Series ‘A’ Director:
Jon Feltheimer |
Management |
|
For |
|
For |
|
|
| |
IAH |
Election of Series ‘A’ Director:
Enrique Krauze Kleinbort |
Management |
|
For |
|
For |
|
|
| |
IAI |
Election of Series ‘A’ Director:
Guadalupe Phillips Margain |
Management |
|
For |
|
For |
|
|
| |
IAJ |
Election of Series ‘A’ Director:
Carlos Hank González |
Management |
|
For |
|
For |
|
|
| |
IAK |
Election of Series ‘A’ Director:
Denise Maerker Salmón |
Management |
|
For |
|
For |
|
|
| |
IBA |
Election of Series ‘B’ Director:
Lorenzo Alejandro Mendoza Giménez |
Management |
|
For |
|
For |
|
|
| |
IBB |
Election of Series ‘B’ Director:
Salvi Rafael Folch Viadero |
Management |
|
For |
|
For |
|
|
| |
IBC |
Election of Series ‘B’ Director:
Guillermo Garcia Naranjo Álvarez |
Management |
|
For |
|
For |
|
|
| |
IBD |
Election of Series ‘B’ Director:
Francisco José Chevez Robelo |
Management |
|
For |
|
For |
|
|
| |
IBE |
Election of Series ‘B’ Director:
José Luis Fernández Fernández |
Management |
|
For |
|
For |
|
|
| |
ICA |
Election of Series ‘D’ Director:
David M. Zaslav |
Management |
|
For |
|
For |
|
|
| |
ICB |
Election of Series ‘D’ Director:
Enrique Francisco José Senior Hernández |
Management |
|
For |
|
For |
|
|
| |
IDA |
Election of Series ‘L’ Director:
José Antonio Chedraui Eguía |
Management |
|
For |
|
For |
|
|
| |
IDB |
Election of Series ‘L’ Director:
Sebastián Mejía |
Management |
|
For |
|
For |
|
|
| |
IEA |
Election of Alternate Director:
Julio Barba Hurtado |
Management |
|
For |
|
For |
|
|
| |
IEB |
Election of Alternate Director:
Jorge Agustín Lutteroth Echegoyen |
Management |
|
For |
|
For |
|
|
| |
IEC |
Election of Alternate Director:
Joaquín Balcárcel Santa Cruz |
Management |
|
For |
|
For |
|
|
| |
IED |
Election of Alternate Director:
Luis Alejandro Bustos Olivares |
Management |
|
For |
|
For |
|
|
| |
IEE |
Election of Alternate Director:
Félix José Araujo Ramírez |
Management |
|
For |
|
For |
|
|
| |
IEF |
Election of Alternate Director:
Raúl Morales Medrano |
Management |
|
For |
|
For |
|
|
| |
IEG |
Election of Alternate Director:
Herbert Allen III (Alternate of Mr. Enrique Francisco José Senior Hernández) |
Management |
|
For |
|
For |
|
|
| |
IFA |
Election of Chairman: Emilio
F. Azcárraga Jean |
Management |
|
For |
|
For |
|
|
| |
IGA |
Election of Secretary: Ricardo
Maldonado Yáñez |
Management |
|
For |
|
For |
|
|
| |
JAA |
Appointment of the member of
the Executive Committee: Emilio Fernando Azcárraga Jean (Chairman) |
Management |
|
For |
|
For |
|
|
| |
JAB |
Appointment of the member of
the Executive Committee: Alfonso de Angoitia Noriega |
Management |
|
For |
|
For |
|
|
| |
JAC |
Appointment of the member of
the Executive Committee: Bernardo Gómez Martínez |
Management |
|
For |
|
For |
|
|
| |
JAD |
Appointment of the member of
the Executive Committee: Ricardo Maldonado Yáñez (Secretary, without being a member thereof) |
Management |
|
For |
|
For |
|
|
| |
KAA |
Appointment of the Chairman
of the Audit Committee: Guillermo García Naranjo Álvarez (Chairman) |
Management |
|
For |
|
For |
|
|
| |
KAB |
Appointment of the Chairman
of the Audit Committee: José Luís Fernández Fernández |
Management |
|
For |
|
For |
|
|
| |
KAC |
Appointment of the Chairman
of the Audit Committee: Francisco José Chevez Robelo |
Management |
|
For |
|
For |
|
|
| |
LAA |
Appointment of the Chairman
of the Corporate Practices Committee: José Luís Fernández Fernández (Chairman) |
Management |
|
For |
|
For |
|
|
| |
LAB |
Appointment of the Chairman
of the Corporate Practices Committee: Eduardo Tricio Haro |
Management |
|
For |
|
For |
|
|
| |
LAC |
Appointment of the Chairman
of the Corporate Practices Committee: Guillermo Garcia Naranjo Álvarez |
Management |
|
For |
|
For |
|
|
| |
M |
Compensation to the members
of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as
to their corresponding Secretaries. |
Management |
|
For |
|
For |
|
|
| |
N |
Appointment of special delegates
to formalize the resolutions adopted at the meeting. |
Management |
|
For |
|
For |
|
|
| |
E1 |
Resolution on the cancellation
of shares and on the consequent capital reduction. |
Management |
|
Abstain |
|
Against |
|
|
| |
E2 |
Presentation,
discussion and, if applicable, approval of the proposal to carry out a partial spin-off of Grupo Televisa, S.A.B., as original company,
and without being extinguished and, consequently, the incorporation of a publicly traded company (sociedad anónima bursátil),
as a spin-off company. Resolutions in this regard. |
Management |
|
Abstain |
|
Against |
|
|
| |
E3 |
Presentation, discussion and,
if applicable, approval of the amendment to article Sixth of the corporate By-laws of Grupo Televisa, S.A.B. by virtue of the resolutions,
if any, adopted by the Meeting in connection with the preceding items on the Agenda. |
Management |
|
Abstain |
|
Against |
|
|
| |
E4 |
Appointment of special delegates
to formalize the resolutions adopted by this meeting. |
Management |
|
For |
|
For |
|
|
| |
JOHNSON
& JOHNSON |
|
|
| |
Security |
478160104 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
JNJ |
|
|
|
Meeting Date |
27-Apr-2023 |
|
| |
ISIN |
US4781601046 |
|
|
|
Agenda |
935776813 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Darius
Adamczyk |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Mary C.
Beckerle |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: D. Scott
Davis |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Jennifer
A. Doudna |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Joaquin
Duato |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Marillyn
A. Hewson |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Paula
A. Johnson |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Hubert
Joly |
Management |
|
For |
|
For |
|
|
| |
1I. |
Election of Director: Mark B.
McClellan |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Anne M.
Mulcahy |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Mark A.
Weinberger |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Nadja
Y. West |
Management |
|
For |
|
For |
|
|
| |
2. |
Advisory Vote to Approve Named
Executive Officer Compensation |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory Vote on the Frequency
of Voting to Approve Named Executive Officer Compensation |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of Appointment
of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management |
|
For |
|
For |
|
|
| |
5. |
Proposal Withdrawn (Federal
Securities Laws Mandatory Arbitration Bylaw) |
Shareholder |
|
Abstain |
|
|
|
|
| |
6. |
Vaccine Pricing Report |
Shareholder |
|
Against |
|
For |
|
|
| |
7. |
Executive Compensation Adjustment
Policy |
Shareholder |
|
Against |
|
For |
|
|
| |
8. |
Impact of Extended Patent Exclusivities
on Product Access |
Shareholder |
|
Against |
|
For |
|
|
| |
AMERICAN
EXPRESS COMPANY |
|
|
| |
Security |
025816109 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
AXP |
|
|
|
Meeting Date |
02-May-2023 |
|
| |
ISIN |
US0258161092 |
|
|
|
Agenda |
935784808 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director for a term
of one year: Thomas J. Baltimore |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director for a term
of one year: John J. Brennan |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director for a term
of one year: Peter Chernin |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director for a term
of one year: Walter J. Clayton III |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director for a term
of one year: Ralph de la Vega |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director for a term
of one year: Theodore J. Leonsis |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director for a term
of one year: Deborah P. Majoras |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director for a term
of one year: Karen L. Parkhill |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director for a term
of one year: Charles E. Phillips |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director for a term
of one year: Lynn A. Pike |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director for a term
of one year: Stephen J. Squeri |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director for a term
of one year: Daniel L. Vasella |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director for a term
of one year: Lisa W. Wardell |
Management |
|
For |
|
For |
|
|
| |
1n. |
Election of Director for a term
of one year: Christopher D. Young |
Management |
|
For |
|
For |
|
|
| |
2. |
Ratification of appointment
of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. |
Management |
|
For |
|
For |
|
|
| |
3. |
Approval, on an advisory basis,
of the Company’s executive compensation. |
Management |
|
For |
|
For |
|
|
| |
4. |
Advisory resolution to approve
the frequency of future advisory say-on-pay votes. |
Management |
|
1 Year |
|
For |
|
|
| |
5. |
Shareholder proposal relating
to shareholder ratification of excessive termination pay. |
Shareholder |
|
Against |
|
For |
|
|
| |
6. |
Shareholder proposal relating
to abortion & consumer data privacy. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
GENERAL
ELECTRIC COMPANY |
|
|
| |
Security |
369604301 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
GE |
|
|
|
Meeting Date |
03-May-2023 |
|
| |
ISIN |
US3696043013 |
|
|
|
Agenda |
935786408 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Stephen
Angel |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Sébastien
Bazin |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: H. Lawrence
Culp, Jr. |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Edward
Garden |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Isabella
Goren |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Thomas
Horton |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Catherine
Lesjak |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Darren
McDew |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Paula
Rosput Reynolds |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Jessica
Uhl |
Management |
|
For |
|
For |
|
|
| |
2. |
Advisory Approval of Our Named
Executives’ Compensation. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory Vote on the Frequency
of Future Advisory Votes to Approve Our Named Executives’ Compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of Deloitte as
Independent Auditor for 2023. |
Management |
|
For |
|
For |
|
|
| |
5. |
Independent Board Chairman. |
Shareholder |
|
Against |
|
For |
|
|
| |
6. |
Sale of the Company. |
Shareholder |
|
Against |
|
For |
|
|
| |
7. |
Fiduciary Carbon-Emission Relevance
Report. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
8. |
Assess Energy-Related Asset
Resilience. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
ITT
INC. |
|
|
| |
Security |
45073V108 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
ITT |
|
|
|
Meeting Date |
10-May-2023 |
|
| |
ISIN |
US45073V1089 |
|
|
|
Agenda |
935786307 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Donald
DeFosset, Jr. |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Nicholas
C. Fanandakis |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Richard
P. Lavin |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Rebecca
A. McDonald |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Timothy
H. Powers |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Luca Savi |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Cheryl
L. Shavers |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Sabrina
Soussan |
Management |
|
For |
|
For |
|
|
| |
2. |
Ratification of the appointment
of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2023 fiscal year |
Management |
|
For |
|
For |
|
|
| |
3. |
Approval of a non-binding advisory
vote on executive compensation |
Management |
|
For |
|
For |
|
|
| |
4. |
Approval of a non-binding advisory
vote on the frequency of future shareholder votes on executive compensation |
Management |
|
1 Year |
|
For |
|
|
| |
5. |
Approval of adoption of the
Company’s Employee Stock Purchase Plan |
Management |
|
For |
|
For |
|
|
| |
6. |
A shareholder proposal regarding
special shareholder meetings |
Shareholder |
|
Against |
|
For |
|
|
| |
TRAVELCENTERS
OF AMERICA INC |
|
|
| |
Security |
89421B109 |
|
|
|
Meeting Type |
Special |
| |
Ticker Symbol |
TA |
|
|
|
Meeting Date |
10-May-2023 |
|
| |
ISIN |
US89421B1098 |
|
|
|
Agenda |
935818902 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1. |
To
approve the merger (the “merger”) contemplated by the Agreement and Plan of Merger, dated as of February 15, 2023, among
the Company, BP Products North America Inc., a Maryland corporation (“BP”) and Bluestar RTM Inc., a Maryland corporation
and an indirect wholly- owned subsidiary of BP (“Merger Subsidiary”), pursuant to which Merger Subsidiary will be merged
with and into the Company, with the Company surviving the merger. |
Management |
|
No Action |
|
|
|
|
| |
2. |
To approve, on a non-binding,
advisory basis, the compensation that may be paid or become payable to TravelCenters’s named executive officers in connection with
the merger, as described in the accompanying proxy statement. |
Management |
|
No Action |
|
|
|
|
| |
3. |
To approve an adjournment of
the special meeting, if necessary, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal
1 at the special meeting. |
Management |
|
No Action |
|
|
|
|
| |
VERIZON
COMMUNICATIONS INC. |
|
|
| |
Security |
92343V104 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
VZ |
|
|
|
Meeting Date |
11-May-2023 |
|
| |
ISIN |
US92343V1044 |
|
|
|
Agenda |
935790700 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1A. |
Election of Director: Shellye
Archambeau |
Management |
|
For |
|
For |
|
|
| |
1B. |
Election of Director: Roxanne
Austin |
Management |
|
For |
|
For |
|
|
| |
1C. |
Election of Director: Mark Bertolini |
Management |
|
For |
|
For |
|
|
| |
1D. |
Election of Director: Vittorio
Colao |
Management |
|
For |
|
For |
|
|
| |
1E. |
Election of Director: Melanie
Healey |
Management |
|
For |
|
For |
|
|
| |
1F. |
Election of Director: Laxman
Narasimhan |
Management |
|
For |
|
For |
|
|
| |
1G. |
Election of Director: Clarence
Otis, Jr. |
Management |
|
For |
|
For |
|
|
| |
1H. |
Election of Director: Daniel
Schulman |
Management |
|
For |
|
For |
|
|
| |
1I. |
Election of Director: Rodney
Slater |
Management |
|
For |
|
For |
|
|
| |
1J. |
Election of Director: Carol
Tomé |
Management |
|
For |
|
For |
|
|
| |
1K. |
Election of Director: Hans Vestberg |
Management |
|
For |
|
For |
|
|
| |
1L. |
Election of Director: Gregory
Weaver |
Management |
|
For |
|
For |
|
|
| |
2. |
Advisory vote to approve executive
compensation |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory vote on the frequency
of future advisory votes to approve executive compensation |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of appointment
of independent registered public accounting firm |
Management |
|
For |
|
For |
|
|
| |
5. |
Government requests to remove
content |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
6. |
Prohibit political contributions |
Shareholder |
|
Against |
|
For |
|
|
| |
7. |
Amend clawback policy |
Shareholder |
|
Against |
|
For |
|
|
| |
8. |
Shareholder ratification of
annual equity awards |
Shareholder |
|
Against |
|
For |
|
|
| |
9. |
Independent chair |
Shareholder |
|
Against |
|
For |
|
|
| |
JPMORGAN
CHASE & CO. |
|
|
| |
Security |
46625H100 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
JPM |
|
|
|
Meeting Date |
16-May-2023 |
|
| |
ISIN |
US46625H1005 |
|
|
|
Agenda |
935797223 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Linda
B. Bammann |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Stephen
B. Burke |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Todd A.
Combs |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: James
S. Crown |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Alicia
Boler Davis |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: James
Dimon |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Timothy
P. Flynn |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Alex Gorsky |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Mellody
Hobson |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Michael
A. Neal |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Phebe
N. Novakovic |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Virginia
M. Rometty |
Management |
|
For |
|
For |
|
|
| |
2. |
Advisory resolution to approve
executive compensation |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory vote on frequency of
advisory resolution to approve executive compensation |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of independent
registered public accounting firm |
Management |
|
For |
|
For |
|
|
| |
5. |
Independent board chairman |
Shareholder |
|
Against |
|
For |
|
|
| |
6. |
Fossil fuel phase out |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
7. |
Amending public responsibility
committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
8. |
Special shareholder meeting
improvement |
Shareholder |
|
Against |
|
For |
|
|
| |
9. |
Report on climate transition
planning |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
10. |
Report on ensuring respect for
civil liberties |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
11. |
Report analyzing the congruence
of the company’s political and electioneering expenditures |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
12. |
Absolute GHG reduction goals |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
CROWN
CASTLE INC. |
|
|
| |
Security |
22822V101 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
CCI |
|
|
|
Meeting Date |
17-May-2023 |
|
| |
ISIN |
US22822V1017 |
|
|
|
Agenda |
935796788 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: P. Robert
Bartolo |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Jay A.
Brown |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Cindy
Christy |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Ari Q.
Fitzgerald |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Andrea
J. Goldsmith |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Tammy
K. Jones |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Anthony
J. Melone |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: W. Benjamin
Moreland |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Kevin
A. Stephens |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Matthew
Thornton, III |
Management |
|
For |
|
For |
|
|
| |
2. |
The ratification of the appointment
of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2023. |
Management |
|
For |
|
For |
|
|
| |
3. |
The non-binding, advisory vote
to approve the compensation of the Company’s named executive officers. |
Management |
|
For |
|
For |
|
|
| |
4. |
The amendment to the Company’s
Restated Certificate of Incorporation, as amended, regarding officer exculpation. |
Management |
|
For |
|
For |
|
|
| |
HALLIBURTON
COMPANY |
|
|
| |
Security |
406216101 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
HAL |
|
|
|
Meeting Date |
17-May-2023 |
|
| |
ISIN |
US4062161017 |
|
|
|
Agenda |
935798528 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Abdulaziz
F. Al Khayyal |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: William
E. Albrecht |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: M. Katherine
Banks |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Alan M.
Bennett |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Milton
Carroll |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Earl M.
Cummings |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Murry
S. Gerber |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Robert
A. Malone |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Jeffrey
A. Miller |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Bhavesh
V. Patel |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Maurice
S. Smith |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Janet
L. Weiss |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Tobi M.
Edwards Young |
Management |
|
For |
|
For |
|
|
| |
2. |
Ratification of Selection of
Principal Independent Public Accountants. |
Management |
|
For |
|
For |
|
|
| |
3. |
Advisory Approval of Executive
Compensation. |
Management |
|
For |
|
For |
|
|
| |
4. |
Advisory Vote on the Frequency
of Future Advisory Votes on Executive Compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
5. |
Approval of an Amendment to
the Certificate of Incorporation Regarding Officer Exculpation. |
Management |
|
For |
|
For |
|
|
| |
6. |
Approval of Miscellaneous Amendments
to the Certificate of Incorporation. |
Management |
|
For |
|
For |
|
|
| |
STATE
STREET CORPORATION |
|
|
| |
Security |
857477103 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
STT |
|
|
|
Meeting Date |
17-May-2023 |
|
| |
ISIN |
US8574771031 |
|
|
|
Agenda |
935809155 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: P. de
Saint-Aignan |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: M. Chandoha |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: D. DeMaio |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: A. Fawcett |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: W. Freda |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: S. Mathew |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: W. Meaney |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: R. O’Hanley |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: S. O’Sullivan |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: J. Portalatin |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: J. Rhea |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: G. Summe |
Management |
|
For |
|
For |
|
|
| |
2. |
To approve an advisory proposal
on executive compensation. |
Management |
|
For |
|
For |
|
|
| |
3. |
To recommend, by advisory vote,
the frequency of future advisory votes on executive compensation. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
To approve the Amended and Restated
2017 Stock Incentive Plan. |
Management |
|
For |
|
For |
|
|
| |
5. |
To ratify the selection of Ernst
& Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2023. |
Management |
|
For |
|
For |
|
|
| |
6. |
Shareholder proposal relating
to asset management stewardship practices, if properly presented. |
Shareholder |
|
Against |
|
For |
|
|
| |
MORGAN
STANLEY |
|
|
| |
Security |
617446448 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
MS |
|
|
|
Meeting Date |
19-May-2023 |
|
| |
ISIN |
US6174464486 |
|
|
|
Agenda |
935808646 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Alistair
Darling |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Thomas
H. Glocer |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: James
P. Gorman |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Robert
H. Herz |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Erika
H. James |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Hironori
Kamezawa |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Shelley
B. Leibowitz |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Stephen
J. Luczo |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Jami Miscik |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Masato
Miyachi |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Dennis
M. Nally |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Mary L.
Schapiro |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Perry
M. Traquina |
Management |
|
For |
|
For |
|
|
| |
1n. |
Election of Director: Rayford
Wilkins, Jr. |
Management |
|
For |
|
For |
|
|
| |
2. |
To ratify the appointment of
Deloitte & Touche LLP as independent auditor |
Management |
|
For |
|
For |
|
|
| |
3. |
To approve the compensation
of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management |
|
For |
|
For |
|
|
| |
4. |
To vote on the frequency of
holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management |
|
1 Year |
|
For |
|
|
| |
5. |
Shareholder proposal requesting
adoption of improved shareholder right to call a special shareholder meeting |
Shareholder |
|
Against |
|
For |
|
|
| |
6. |
Shareholder proposal requesting
adoption of a policy to cease financing new fossil fuel development |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
MERCK
& CO., INC. |
|
|
| |
Security |
58933Y105 |
|
|
|
Meeting Type |
Annual |
| |
Ticker Symbol |
MRK |
|
|
|
Meeting Date |
23-May-2023 |
|
| |
ISIN |
US58933Y1055 |
|
|
|
Agenda |
935809080 - Management |
| |
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
Proposed
by |
|
| Vote |
For/Against
Management |
|
|
| |
1a. |
Election of Director: Douglas
M. Baker, Jr. |
Management |
|
For |
|
For |
|
|
| |
1b. |
Election of Director: Mary Ellen
Coe |
Management |
|
For |
|
For |
|
|
| |
1c. |
Election of Director: Pamela
J. Craig |
Management |
|
For |
|
For |
|
|
| |
1d. |
Election of Director: Robert
M. Davis |
Management |
|
For |
|
For |
|
|
| |
1e. |
Election of Director: Thomas
H. Glocer |
Management |
|
For |
|
For |
|
|
| |
1f. |
Election of Director: Risa J.
Lavizzo-Mourey, M.D. |
Management |
|
For |
|
For |
|
|
| |
1g. |
Election of Director: Stephen
L. Mayo, Ph.D. |
Management |
|
For |
|
For |
|
|
| |
1h. |
Election of Director: Paul B.
Rothman, M.D. |
Management |
|
For |
|
For |
|
|
| |
1i. |
Election of Director: Patricia
F. Russo |
Management |
|
For |
|
For |
|
|
| |
1j. |
Election of Director: Christine
E. Seidman, M.D. |
Management |
|
For |
|
For |
|
|
| |
1k. |
Election of Director: Inge G.
Thulin |
Management |
|
For |
|
For |
|
|
| |
1l. |
Election of Director: Kathy
J. Warden |
Management |
|
For |
|
For |
|
|
| |
1m. |
Election of Director: Peter
C. Wendell |
Management |
|
For |
|
For |
|
|
| |
2. |
Non-binding advisory vote to
approve the compensation of our named executive officers. |
Management |
|
For |
|
For |
|
|
| |
3. |
Non-binding advisory vote to
approve the frequency of future votes to approve the compensation of our named executive officers. |
Management |
|
1 Year |
|
For |
|
|
| |
4. |
Ratification of the appointment
of the Company’s independent registered public accounting firm for 2023. |
Management |
|
For |
|
For |
|
|
| |
5. |
Shareholder proposal regarding
business operations in China. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
6. |
Shareholder proposal regarding
access to COVID-19 products. |
Shareholder |
|
Against |
|
For |
|
|
| |
7. |
Shareholder proposal regarding
indirect political spending. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
8. |
Shareholder proposal regarding
patents and access. |
Shareholder |
|
Against |
|
For |
|
|
| |
9. |
Shareholder proposal regarding
a congruency report of partnerships with globalist organizations. |
Shareholder |
|
Abstain |
|
Against |
|
|
| |
10. |
Shareholder proposal regarding
an independent board chairman. |
Shareholder |
|
Against |
|
For |
|
|
Pursuant to the requirements
of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
*Print the name and title of each signing officer
under his or her signature.