- Current report filing (8-K)
20 1월 2012 - 1:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC
20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION
13 OR 15(D) OF THE
SECURITIES EXCHANGE
ACT OF 1934
Date of report (Date of earliest
event reported)
January 19, 2012 (January 17,
2012)
Baldwin
Technology Company, Inc.
|
(Exact Name of Registrant as
Specified in Its Charter)
|
|
Delaware
|
(State or Other Jurisdiction of
Incorporation)
|
1-9334
|
13-3258160
|
(Commission File Number)
|
(IRS Employer Identification
No.)
|
2000 NW
Corporate Boulevard, Suite 101, Boca Raton, FL
|
33431
|
(Address of Principal Executive
Offices)
|
(Zip
Code)
|
561-367-2950
|
(Registrants Telephone Number,
Including Area Code)
|
|
|
(Former Name or Former Address, if
Changed Since Last Report)
|
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation
of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
¨
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events
On January 17, 2012 Baldwin
Technology Company, Inc. (the Company) was served with a summons in connection
with a class action complaint filed on January 10, 2012 in the Circuit Court of
the 15th Judicial Circuit in and for Palm Beach County, Florida, naming as
defendants the Company, Forsyth Capital Investors, LLC, Forsyth Baldwin
Mezzanine, Inc., Forsyth Baldwin, LLC, Forsyth Baldwin, Inc. and each member of
the Board of Directors (the Board) of the Company, such members being Claes
Warnander, Paul J. Griswold, Samuel B. Fortenbaugh III, Rolf Bergstrom, Mark T.
Becker, Gerald A. Nathe and Ronald B. Salvagio, regarding the proposed
acquisition of the Company by Forsyth Baldwin, LLC (the Proposed Transaction).
The complaint purports to be on behalf of a putative class of the stockholders
of the Company, other than the defendants and their affiliates. The complaint
alleges that the individual members of the Board breached their fiduciary duty
in connection with the Proposed Transaction, and that the Company, Forsyth
Baldwin, LLC, Forsyth Capital Investors, LLC, Forsyth Baldwin, Inc. and Forsyth
Baldwin Mezzanine, Inc. aided and abetted the alleged breach of fiduciary duty.
The complaint seeks: a declaration that the Proposed Transaction and related
agreement and plan of merger are unenforceable; to enjoin the Proposed
Transaction or, in the event the Proposed Transaction is consummated, rescission
of the Proposed Transaction or an award of rescissory damages; compensatory
damages; and costs and attorneys fees. The defendants believe that the
allegations in the class action complaint are without merit and intend to defend
the lawsuit vigorously, including opposing any efforts to enjoin the Proposed
Transaction; however there can be no assurance regarding the ultimate outcome of
this lawsuit.
As reported by the Company in its
current report on Form 8-K filed on January 4, 2012, a similar class action
complaint was filed on December 29, 2011 in the Court of Chancery of the State
of Delaware.
This information shall not be deemed
filed for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the Exchange Act), or incorporated by reference in any filing under
the Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
ADDITIONAL INFORMATION AND WHERE TO
FIND IT
In connection with the Proposed
Transaction, the Company will prepare a proxy statement to be filed with the
Securities and Exchange Commission (the SEC) that will provide additional
important information concerning the Proposed Transaction, including the
necessary procedures to be followed by stockholders who wish to exercise
appraisal rights. When completed, a definitive proxy statement will be mailed to
the stockholders of the Company. The Companys stockholders will be able to
obtain, without charge, a copy of the proxy statement (when available) and other
relevant documents filed with the SEC from the SECs website at
http://www.sec.gov.
Information about the Companys
directors and executive officers and their ownership of the Companys common
stock is set forth in the proxy statement for the Companys 2011 Annual Meeting
of Stockholders, which was filed with the SEC on October 21, 2011. Stockholders
may obtain additional information regarding the interests of the Company and its
directors and executive officers in the Proposed Transaction by reading the
proxy statement and other relevant documents regarding the Proposed Transaction,
when filed with the SEC.
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, as amended, the Registrant has duly caused this
report to be signed on its behalf by the undersigned, hereunto duly authorized.
BALDWIN TECHNOLOGY COMPANY,
INC.
|
(Registrant)
|
|
By:
|
/s/Ivan R.
Habibe
|
|
Ivan R. Habibe
|
Vice President, Chief Financial
Officer and Treasurer
|
Dated: January 19, 2012
Baldwin (AMEX:BLD)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Baldwin (AMEX:BLD)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025