Holding(s) in Company
21 12월 2011 - 6:22PM
UK Regulatory
TIDMOXIG
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying Oxford Instruments plc
issuer of existing shares to which voting
rights are attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights Yes
An acquisition or disposal of qualifying financial instruments which No
may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect No
to qualifying financial instruments
An event changing the breakdown of voting rights No
Other (please No
specify):
3. Full name of person(s) subject to Kames Capital
the notification obligation: iii
4. Full name of shareholder(s) (if
different from 3.):iv
5. Date of the transaction and date 16th December 2011
on which the threshold is crossed or
reached: v
6. Date on which issuer notified: 20th December 2011
7. Threshold(s) that is/are crossed 3%
or reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after
shares to the triggering the triggering
transaction transaction
if possible Number Number % of voting
using Number of Number of rights x
the ISIN CODE of Voting of voting
Shares Rights shares rights
Direct Direct xi Indirect Direct Indirect
xii
GB00006650450 1,612,253 1,612,253 1,252,637 1,252,637 615,116 2.27% 1.11%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period rights that may be rights
xiv acquired if the
instrument is
exercised/
converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of finan Exercise Expiration Exercise/ Number of voting % of voting
cial price date xvii Conversion rights instrument rights xix, xx
instrument period refers to
xviii
Nominal Delta
Contract for 1
difference
Total (A+B+C)
Number of voting rights Percentage of voting rights
1,867,753 3.38%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Kames Capital:-
Kames Capital plc
Kames Capital Management Ltd
Kames Capital ICVC
Kames Capital VCIC
Proxy Voting:
10. Name of the proxy holder: Kames Capital
11. Number of voting rights proxy
holder will cease to hold:
12. Date on which proxy holder will
cease to hold voting rights:
13. Additional information: Oxford Instruments plc
14. Contact name: Susan Johnson-Brett (Company Secretary)
15. Contact telephone number: 01865 393324
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal
entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for
legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information(e.g.
functional relationship with the person
or legal entity subject to the
notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
END
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