- Annual Statement of Changes in Beneficial Ownership (5)
09 2월 2011 - 5:06AM
Edgar (US Regulatory)
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
[ ]
Form 3 Holdings Reported
[ ]
Form 4 Transactions Reported
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0362
Expires:
February 28, 2011
Estimated average burden
hours per response...
1.0
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
LINDNER CARL H
|
2. Issuer Name
and
Ticker or Trading Symbol
AMERICAN FINANCIAL GROUP INC [AFG]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Chairman of the Board
|
(Last)
(First)
(Middle)
ONE EAST FOURTH STREET
|
3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2010
|
(Street)
CINCINNATI, OH 45202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
|
|
|
|
|
|
1466819
(1)
|
I
|
#3
(2)
|
Common Stock
|
12/21/2010
|
|
G
|
800
|
D
|
$0.00
|
1047132
|
I
|
#4
(3)
|
Common Stock
|
12/28/2010
|
|
G
|
1288
|
D
|
$0.00
|
1045844
|
I
|
#4
(3)
|
Common Stock
|
|
|
|
|
|
|
0
|
I
|
#6
(4)
|
Common Stock
|
|
|
|
|
|
|
0
|
I
|
#7
(5)
|
Common Stock
|
|
|
|
|
|
|
4117093
(1)
|
I
|
#8
(6)
|
Common Stock
|
|
|
|
|
|
|
4116088
(1)
|
I
|
#9
(7)
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Phantom Stock
|
|
|
|
(8)
|
|
|
(8)
|
(8)
|
Common Stock
|
81173.7596
|
|
81173.7596
|
D
|
|
Phantom Stock
|
|
|
|
|
|
|
(9)
|
(9)
|
Common Stock
|
20844.8342
|
|
20844.8342
|
D
|
|
Explanation of Responses:
|
(
1)
|
On 12/31/2010 Indirect #8 transferred 231,387 shares of common stock to Indirect #3 and Indirect #9 transferred 231,288 shares of common stock to Indirect #3.
|
(
2)
|
Indirect #3: EBL TTEE of the Edyth B. Lindner Family Trust Dated 4/13/04.
|
(
3)
|
Indirect #4: By Carl H. Lindner, Jr., et al. TTEE of the CHL amended and Restated Family Trust dated 1/22/82.
|
(
4)
|
Indirect #6: EBL 2008-1 Qualified Annuity Trust dtd 7/21/08.
|
(
5)
|
Indirect #7: EBL 2009-1 Qualified Annuity Trust dtd 3/31/2009.
|
(
6)
|
Indirect #8: EBL 2010-1 Qualified Annuity Trust dtd 4/8/2010.
|
(
7)
|
Indirect #9: EBL 2010-2 Qualified Annuity Trust dtd 4/8/2010.
|
(
8)
|
Represents amounts held by the Reporting Person in the Issuer's retirement plan. Each share is the economic equivalent of one share of common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.
|
(
9)
|
Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
LINDNER CARL H
ONE EAST FOURTH STREET
CINCINNATI, OH 45202
|
X
|
X
|
|
Chairman of the Board
|
Signatures
|
Carl H. Lindner, Jr.
By: Karl J. Grafe, as Attorney-in-Fact
|
|
2/8/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
American Financial (NYSE:AFG)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
American Financial (NYSE:AFG)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024