American Financial Group Inc - Amended Statement of Changes in Beneficial Ownership (4/A)
20 8월 2008 - 2:56AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LINDNER CARL H
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2. Issuer Name
and
Ticker or Trading Symbol
AMERICAN FINANCIAL GROUP INC
[
AFG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
Chairman of the Board
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(Last)
(First)
(Middle)
ONE EAST FOURTH STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/14/2008
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(Street)
CINCINNATI, OH 45202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/18/2008
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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4/25/2008
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P
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V
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10269.75
(1)
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A
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$26.485
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138392
(2)
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I
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#3
(3)
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Common Stock
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7/25/2008
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P
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V
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9560.386
(1)
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A
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$28.59
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147952
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I
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#3
(3)
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Common Stock
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4/25/2008
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P
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V
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20.917
(1)
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A
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$26.485
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4275
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I
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#4
(4)
(5)
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Common Stock
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7/25/2008
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P
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V
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19.472
(1)
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A
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$28.59
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4294
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I
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#4
(5)
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Common Stock
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3000000
(2)
(6)
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I
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#5
(7)
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Common Stock
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5000000
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I
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#6
(6)
(8)
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Common Stock
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0
(6)
(9)
(10)
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I
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#8
(11)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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This is a distribution from the Company DRIP Plan.
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(
2)
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On July 25, 2008, Indirect #1 transferred 2,970,000 shares of the Company Stock to Indirect #5.
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(
3)
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Indirect #3 EBL TTEE of the Edyth B. Lindner Family Trust Dated 4/13/04.
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(
4)
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Indirect #1 By Carl H. Lindner J., et al, TTEE for the CHL Amended and restated Family Trust dated 12/23/83.
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(
5)
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Indirect #4: By Carl H. Lindner, Jr., et al, Trustee of the CHL Amended and Restated FamilyTrust dated 1/22/82.
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(
6)
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On April 29, 2008, Indirect #8 transferred 53,775 shares of common stock to Indirect #2 and on July 21, 2008, Indirect #2 transferred 3,039,207 shares of common stock to Indirect #6. On July 25, Indirect #1 transferred 30,000 shares of common stock to Indirect #5. Also on July 21, 2008, Indirect #3 transferred 1,960,793 shares of common stock to Indirect #6.
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(
7)
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Indirect #5: C&E Investments LLC, a limited liability company in which the members are the reporting person's spouse (1%) and a charitable lead annuity trust (99%). The reporting person disclaims beneficial interest in any shres to the extent he has no pecuniary interest.
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(
8)
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Indirect #6: EBL 2008-1 Qualified Annuity Trust dtd 7/21/08
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(
9)
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On April 4, 2008, Indirect #8 transferred 240,604 shares of Common Stock to Indirect #2.
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(
10)
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On July 21, 2008, Indirect #8 transferred 1,890,882 to family members of the Reporting Person.
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(
11)
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Indirect #8: By Joseph A. Pedoto TTEE of the Edyth B. Lindner 2005-1 Quality Annuity trusted dated 4/26/2005.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LINDNER CARL H
ONE EAST FOURTH STREET
CINCINNATI, OH 45202
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X
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X
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Chairman of the Board
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Signatures
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Carl H. Lindner
By: Karl J. Grafe as Attorney-in-Fact
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8/19/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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American Financial (NYSE:AFG)
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American Financial (NYSE:AFG)
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부터 7월(7) 2023 으로 7월(7) 2024