UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of
1934
(Amendment No. 4)*
Information to be Included in Statements
Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)
Vimicro
International Corporation
(Name of Issuer)
Ordinary
Shares, par value US$0.0001 per share **
(Title of Class of Securities)
G9366M103
(CUSIP Number)
Zhonghan (John) Deng |
Shengda Zan |
Zhaowei (Kevin) Jin |
Room 906, Bank of Shanghai Tower |
Xiaodong (Dave) Yang |
168 Middle Yincheng Road, Shanghai |
15/F Shining Tower |
People’s Republic of China |
No. 35 Xueyuan Road |
|
Haidian District, Beijing 100083 |
|
People’s Republic of China |
|
With copies to:
Steven Liu, Esq.
Jerome J. Ku, Esq.
Gunderson Dettmer Stough Villeneuve Franklin
&
Hachigian, LLP
Suite 2101, Building C, Yintai Center,
#2 Jianguomenwai Ave., Chaoyang District
Beijing 100022, PRC
Facsimile: + (8610) 5680 3889
|
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
December 18, 2015 |
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are
to be sent.
* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
** |
Not for trading, but only in connection with the listing on NASDAQ Global Market of American depositary shares, each representing four ordinary shares. |
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Zhonghan (John) Deng (“Mr. Deng”) |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
People’s Republic of China |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
1 ordinary share(1) |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
1 ordinary share(1) |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1 ordinary share(1) |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
100% |
|
|
14. |
TYPE OF REPORTING PERSON |
|
|
|
IN |
(1) This amount includes 1 ordinary share held by Vimicro China
(Parent) Limited (the “Parent”). Mr. Deng is a member of the board of directors of the Parent. Mr. Deng together with
his holding company Vimicro Beijing Corporation hold more than 50% of shares in the Parent.
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Vimicro Beijing Corporation |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
British Virgin Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
1 ordinary share(1) |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
1 ordinary share (1) |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1 ordinary share (1) |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
100% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
CO |
(1) This amount includes 1 ordinary share held by Parent. Mr.
Deng is a member of the board of directors of the Parent. Mr. Deng together with his holding company Vimicro Beijing Corporation
hold more than 50% of shares in the Parent.
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Zhaowei (Kevin) Jin |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
People’s Republic of China |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
0 |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
0 |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
IN |
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Vimicro Shenzhen Corporation |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(see instructions) |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
British Virgin Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
0 ordinary shares |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
0 |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
0% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
CO |
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Shengda Zan (“Mr. Zan”) |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
AF, WC |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
People’s Republic of China |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
0 |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
0 |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
IN |
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Xiaodong (Dave) Yang |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
People’s Republic of China |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
0 |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
0 |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
IN |
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Vimicro Tianjin Corporation |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
British Virgin Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
0 |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
0 |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
CO |
CUSIP No. G9366M103
1. |
NAMES OF REPORTING PERSONS |
|
|
|
Vimicro China (Parent) Limited |
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ¨ |
|
(b) ¨ |
|
|
3. |
SEC USE ONLY |
|
|
4. |
SOURCE OF FUNDS |
|
|
|
PF, OO |
|
|
5. |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨ |
|
|
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Cayman Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH |
7. |
SOLE VOTING POWER
1 ordinary share |
|
|
8. |
SHARED VOTING POWER
0 |
|
|
9. |
SOLE DISPOSITIVE POWER
1 ordinary share |
|
|
10. |
SHARED DISPOSITIVE POWER
0 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1 ordinary share |
|
|
12. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
|
(see instructions) ¨ |
|
|
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
100% |
|
|
14. |
TYPE OF REPORTING PERSON (see instructions) |
|
|
|
CO |
Preamble
This Amendment No. 4 (this “Amendment No. 4”) amends
the Schedule 13D filed by the Reporting Persons (other than Parent) relating to the beneficial ownership of ordinary shares, par
value US$0.0001 per share (“Ordinary Shares”) and American depositary shares (the “ADSs”), each representing
four Ordinary Shares of the Issuer listed on the NASDAQ Global Market under the symbol “VIMC” (the “Issuer”
or the “Company”) on August 17, 2015, as amended and supplemented by the Amendment No. 1 to the Schedule 13D filed
on September 14, 2015, the Amendment No. 2 to the Schedule 13D filed on September 25, 2015 and the Amendment No. 3 to the Schedule
13D filed on November 13, 2015 (the “Schedule 13D”). Except as specifically amended by this Amendment No. 4, the Schedule
13D remains in full force and effect. Capitalized terms used but not defined in this Amendment No. 4 have the same respective meanings
provided to them in the Schedule 13D.
ITEM 4. |
PURPOSE OF TRANSACTION |
Item 4 of the Schedule 13D hereby amended and supplemented as
follows:
On December 15, 2015, at 10:00 am (Hong Kong time), an extraordinary
general meeting of the shareholders of the Company was held at 26th Floor, Gloucester Tower, The Landmark, 15 Queen’s Road
Central, Hong Kong. At the extraordinary general meeting, the shareholders of the Company voted to authorize and approve the merger
agreement, the plan of merger substantially in the form attached as Annex A to the merger agreement (the “plan of merger”)
and the transactions contemplated by the merger agreement, including the merger.
On December 18, 2015, the Company filed the plan of merger with
the Cayman Islands Registrar of Companies, which was registered by the Cayman Islands Registrar of Companies as of December 18,
2015, pursuant to which the merger became effective on December 18, 2015. As a result of the merger, the Company became wholly
owned by Parent.
At the effective time of the merger, each outstanding Share
(including Shares represented by ADSs), other than (a) Shares (including Shares represented by ADSs) owned by Parent, Merger Sub
or the Company (as treasury shares, if any), or by any direct or indirect wholly-owned subsidiary of Parent, Merger Sub or the
Company, (b) Shares (including Shares represented by ADSs) reserved (but not yet allocated) by the Company for settlement upon
exercise of any options to purchase Shares outstanding under the Company’s 2004 Share Option Plan or 2005 Share Incentive
Plan (including any amendment and modification thereto, collectively, the “Company Share Plans”), (c) Shares (including
the Shares represented by ADSs) beneficially owned (as determined pursuant to Rule 13d-3 under the Securities Exchange Act of 1934,
as amended) by any of Mr. Zhonghan (John) Deng, Vimicro Beijing Corporation, Mr. Zhaowei (Kevin) Jin, Vimicro Shenzhen Corporation,
Mr. Xiaodong (Dave) Yang, Vimicro Tianjin Corporation and Alpha Spring Limited, but excluding (i) 2,356,434 Shares and 108,325
ADSs beneficially owned by Mr. Xiaodong (Dave) Yang, (ii) 4,453,192 Shares and 15,000 ADSs beneficially owned by Mr. Zhonghan (John)
Deng, and (iii) 1,391,851 Shares and 100,000 ADSs beneficially owned by Mr. Zhaowei (Kevin) Jin and (d) Shares owned by shareholders
who have validly exercised and have not effectively withdrawn or lost their dissenters’ rights under the Cayman Companies
Law (the “Dissenting Shares”) (Shares described under (a) through (d) above are collectively referred to herein as
the “Excluded Shares”), were cancelled in exchange for the right to receive $3.375 in cash without interest, and for
the avoidance of doubt, because each ADS represents four Shares, each issued and outstanding ADS (other than any ADS representing
Excluded Shares) represents the right to surrender the ADS in exchange for $13.50 in cash per ADS without interest (less $0.05
per ADS cancellation fees pursuant to the terms of the deposit agreement, dated as of October 24, 2005, by and among the Company,
J.P. Morgan Chase Bank, N.A., and the holders and beneficial owners of ADSs issued thereunder, in each case, net of any applicable
withholding taxes. The Excluded Shares other than Dissenting Shares, of which there were none, were cancelled for no consideration.
At the effective time of the merger, each outstanding option
award (each a “Company Option”) issued by the Company pursuant to the Company Share Plans that has not vested was assumed
by Parent and became an option to purchase a number of ordinary shares of Parent equal to the number of Shares subject to such
Company Option. In addition, at the effective time of the merger, each outstanding Company Option issued by the Company pursuant
to the Company Share Plans that has vested, except for any vested Company Options held by the Rollover Shareholders, which were
cancelled pursuant to the merger agreement, was converted into the right to receive an amount in cash, equal to the excess of (i)
$3.375 over (ii) the exercise price of each Company Option, multiplied by the number of Shares underlying such Company Option.
Upon the consummation of the merger, the Company became a wholly-owned
subsidiary of Parent and the separate corporate existence of Merger Sub ceased. As a result of the merger, the ADSs ceased to trade
on the NASDAQ Global Select Market (“NASDAQ”) following the close of trading on December 18, 2015 and became eligible
for delisting from NASDAQ and termination of registration pursuant to Rules 12g-4(a)(1) and 12h-3(b)(1)(i) of the Act, as amended.
Item 5. |
INTEREST IN SECURITIES OF THE ISSUER |
Item 5 is hereby amended and restated
in its entirety to read as follows:
(a) – (b) As of the date of this Amendment No. 4, Parent
beneficially owns 1 ordinary share, representing 100% of the outstanding shares of the Issuer. Mr. Deng and his holding company
Vimicro Beijing Corporation collectively own more than 50% of the outstanding shares of the Parent. Pursuant to Section 13(d) of
the Act and the rules promulgated thereunder, Mr. Deng and Vimicro Beijing Corporation may be deemed to beneficially own all of
the shares directly held by Parent in the Company.
(c) Except as set forth in Item 3 above and incorporated herein
by reference, none of the Reporting Persons has effected any transactions in the Ordinary Shares or ADSs during the 60 days preceding
the filing of this Schedule 13D.
(d) Not applicable.
(e) Not applicable.
SIGNATURE
After reasonable inquiry and to the best
of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: December 28, 2015
|
ZHONGHAN (John) DENG |
|
|
|
|
By: |
/s/ Zhonghan (John) Deng |
|
|
|
|
Vimicro Beijing Corporation |
|
|
|
|
By: |
/s/ Zhonghan (John) Deng |
|
Name: |
Zhonghan (John) Deng |
|
Title: |
Director |
|
|
|
|
ZHAOWEI (Kevin) JIN |
|
|
|
|
By: |
/s/ Zhaowei (Kevin) Jin |
|
|
|
|
Vimicro Shenzhen Corporation |
|
|
|
|
By: |
/s/ Zhaowei (Kevin) Jin |
|
Name: |
Zhaowei (Kevin) Jin |
|
Title: |
Director |
|
|
|
|
XIAODONG (DAVE) YANG |
|
|
|
|
By: |
/s/ Xiaodong (Dave) Yang |
|
|
|
|
Vimicro Tianjin Corporation |
|
|
|
|
By: |
/s/ Xiaodong (Dave) Yang |
|
Name: |
Xiaodong (Dave) Yang |
|
Title: |
Director |
|
|
|
|
SHENGDA ZAN |
|
|
|
|
By: |
/s/ Shengda Zan |
|
|
|
|
Vimicro China (Parent) Limited |
|
|
|
|
By: |
/s/ Zhaowei (Kevin) Jin |
|
Name: |
Zhaowei (Kevin) Jin |
|
Title: |
Director |
(MM) (NASDAQ:VIMC)
과거 데이터 주식 차트
부터 12월(12) 2024 으로 1월(1) 2025
(MM) (NASDAQ:VIMC)
과거 데이터 주식 차트
부터 1월(1) 2024 으로 1월(1) 2025