Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
29 5월 2024 - 4:54AM
Edgar (US Regulatory)
Nuveen
Nasdaq
100
Dynamic
Overwrite
Fund
Portfolio
of
Investments
March
31,2024
(Unaudited)
Shares
Description
(a)
Value
LONG-TERM
INVESTMENTS
-
101.0%
X
–
COMMON
STOCKS
-
99
.3
%
X
1,276,556,540
Automobiles
&
Components
-
2.8%
40,233
Ford
Motor
Co
$
534,294
4,110
Lear
Corp
595,457
195,730
(b)
Tesla
Inc
34,407,377
Total
Automobiles
&
Components
35,537,128
Capital
Goods
-
1.5%
1,478
(b)
Axon
Enterprise
Inc
462,437
1,024
(b)
Boeing
Co/The
197,622
9,138
Caterpillar
Inc
3,348,437
3,812
(b),(c)
Enovix
Corp
30,534
7,764
Fortive
Corp
667,859
30,184
General
Electric
Co
5,298,197
584
HEICO
Corp
111,544
2,990
Howmet
Aerospace
Inc
204,606
6,441
(b),(c)
Plug
Power
Inc
22,157
7,632
Rockwell
Automation
Inc
2,223,430
116
TransDigm
Group
Inc
142,866
4,996
United
Rentals
Inc
3,602,666
5,734
Vertiv
Holdings
Co,
Class
A
468,296
1,840
Watsco
Inc
794,825
1,390
WW
Grainger
Inc
1,414,047
Total
Capital
Goods
18,989,523
Commercial
&
Professional
Services
-
0.6%
21,698
(b)
ACV
Auctions
Inc,
Class
A
407,271
634
Booz
Allen
Hamilton
Holding
Corp
94,111
1,124
Equifax
Inc
300,693
19,936
Robert
Half
Inc
1,580,526
7,070
Rollins
Inc
327,129
4,378
Tetra
Tech
Inc
808,660
9,596
Veralto
Corp
850,781
7,562
Waste
Connections
Inc
1,300,740
9,915
Waste
Management
Inc
2,113,382
Total
Commercial
&
Professional
Services
7,783,293
Consumer
Discretionary
Distribution
&
Retail
-
7.3%
3,906
(b)
Abercrombie
&
Fitch
Co,
Class
A
489,539
383,020
(b),(d)
Amazon.com
Inc
69,089,148
5,446
American
Eagle
Outfitters
Inc
140,452
940
(b)
AutoZone
Inc
2,962,551
1,817
(b)
Burlington
Stores
Inc
421,889
1,711
(b)
Carvana
Co
150,414
52,348
(b)
Coupang
Inc
931,271
8,039
Dick's
Sporting
Goods
Inc
1,807,650
1,571
Dillard's
Inc,
Class
A
740,946
12,343
(b)
Etsy
Inc
848,211
2,402
(b)
Five
Below
Inc
435,675
5,972
Gap
Inc/The
164,529
14,472
Genuine
Parts
Co
2,242,147
20,421
LKQ
Corp
1,090,686
4,325
Lowe's
Cos
Inc
1,101,707
14,611
(b)
Ollie's
Bargain
Outlet
Holdings
Inc
1,162,597
7,621
Pool
Corp
3,075,074
4,547
(b)
Savers
Value
Village
Inc
87,666
24,886
TJX
Cos
Inc/The
2,523,938
Nuveen
Nasdaq
100
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
March
31,2024
(Unaudited)
Shares
Description
(a)
Value
Consumer
Discretionary
Distribution
&
Retail
(continued)
6,915
Tractor
Supply
Co
$
1,809,794
2,331
(b)
Ulta
Beauty
Inc
1,218,833
4,507
(b)
Wayfair
Inc,
Class
A
305,935
3,191
Williams-Sonoma
Inc
1,013,238
Total
Consumer
Discretionary
Distribution
&
Retail
93,813,890
Consumer
Durables
&
Apparel
-
0.4%
2,696
(b)
Deckers
Outdoor
Corp
2,537,637
27,957
NIKE
Inc,
Class
B
2,627,399
3,437
(b)
Skechers
USA
Inc,
Class
A
210,550
Total
Consumer
Durables
&
Apparel
5,375,586
Consumer
Services
-
3.1%
6,160
Booking
Holdings
Inc
22,347,741
1,740
(b)
Chipotle
Mexican
Grill
Inc
5,057,780
21,002
Darden
Restaurants
Inc
3,510,484
433
Domino's
Pizza
Inc
215,149
13,319
(b)
DraftKings
Inc,
Class
A
604,816
602
(b)
Duolingo
Inc
132,789
26,996
Hilton
Worldwide
Holdings
Inc
5,758,517
4,279
McDonald's
Corp
1,206,464
10,345
Service
Corp
International/US
767,702
1,480
Wingstop
Inc
542,272
Total
Consumer
Services
40,143,714
Consumer
Staples
Distribution
&
Retail
-
2.3%
25,248
(b)
BJ's
Wholesale
Club
Holdings
Inc
1,910,011
2,618
Casey's
General
Stores
Inc
833,702
210,528
(b)
HF
Foods
Group
Inc
736,848
24,681
Kroger
Co/The
1,410,026
22,357
(b)
Performance
Food
Group
Co
1,668,727
25,877
(b)
Sprouts
Farmers
Market
Inc
1,668,549
60,824
Sysco
Corp
4,937,692
17,183
Target
Corp
3,044,999
46,686
(b)
US
Foods
Holding
Corp
2,519,643
179,118
Walmart
Inc
10,777,530
Total
Consumer
Staples
Distribution
&
Retail
29,507,727
Energy
-
0.3%
4,902
(b)
Clean
Energy
Fuels
Corp
13,137
666
ConocoPhillips
84,768
5,519
Hess
Corp
842,420
32,582
NOV
Inc
636,001
3,259
Pioneer
Natural
Resources
Co
855,488
8,314
Schlumberger
NV
455,690
5,484
Select
Water
Solutions
Inc
50,617
21,805
TechnipFMC
PLC
547,524
423
Texas
Pacific
Land
Corp
244,710
698
(b)
Weatherford
International
PLC
80,563
Total
Energy
3,810,918
Equity
Real
Estate
Investment
Trusts
(REITs)
-
0.2%
55,254
CubeSmart
2,498,586
Total
Equity
Real
Estate
Investment
Trusts
(REITs)
2,498,586
Financial
Services
-
2.4%
3,005
(b)
Affirm
Holdings
Inc
111,966
5,861
(b)
Berkshire
Hathaway
Inc,
Class
B
2,464,668
666
(b)
Coinbase
Global
Inc,
Class
A
176,570
Shares
Description
(a)
Value
Financial
Services
(continued)
11,527
Jack
Henry
&
Associates
Inc
$
2,002,586
8,130
Mastercard
Inc,
Class
A
3,915,164
8,682
Moody's
Corp
3,412,286
19,418
Morgan
Stanley
1,828,399
143,943
(b)
PayPal
Holdings
Inc
9,642,742
3,079
S&P
Global
Inc
1,309,960
11,343
SEI
Investments
Co
815,562
11,700
(b)
Toast
Inc,
Class
A
291,564
17,825
Visa
Inc,
Class
A
4,974,601
Total
Financial
Services
30,946,068
Food,
Beverage
&
Tobacco
-
3.0%
1,462
(b)
Boston
Beer
Co
Inc/The,
Class
A
445,062
70,834
(b)
Bridgford
Foods
Corp
794,049
35,266
Brown-Forman
Corp,
Class
B
1,820,431
7,539
Bunge
Global
SA
772,898
10,507
Cal-Maine
Foods
Inc
618,337
37,908
(b)
Celsius
Holdings
Inc
3,143,331
97,069
Coca-Cola
Co/The
5,938,682
190
Coca-Cola
Consolidated
Inc
160,818
7,494
Constellation
Brands
Inc,
Class
A
2,036,570
4,567
(b)
Freshpet
Inc
529,133
40,685
General
Mills
Inc
2,846,730
853
Ingredion
Inc
99,673
22,636
(b)
Laird
Superfood
Inc
54,326
17,629
Lamb
Weston
Holdings
Inc
1,878,017
20,310
McCormick
&
Co
Inc/MD
1,560,011
242,394
(b)
Monster
Beverage
Corp
14,369,116
10,703
(b)
Post
Holdings
Inc
1,137,515
3,676
(b)
Simply
Good
Foods
Co/The
125,094
12,843
Tyson
Foods
Inc,
Class
A
754,269
Total
Food,
Beverage
&
Tobacco
39,084,062
Health
Care
Equipment
&
Services
-
1.8%
26,882
Abbott
Laboratories
3,055,408
1,197
(b)
Align
Technology
Inc
392,520
13,236
(b)
Alphatec
Holdings
Inc
182,524
11,805
(b)
Axonics
Inc
814,191
2,837
Becton
Dickinson
&
Co
702,016
45,774
(b)
Boston
Scientific
Corp
3,135,061
9,791
Cardinal
Health
Inc
1,095,613
845
Cencora
Inc
205,327
1,020
(b)
Cooper
Cos
Inc/The
103,489
10,457
(b)
Edwards
Lifesciences
Corp
999,271
768
Embecta
Corp
10,191
1,777
(b)
Glaukos
Corp
167,553
11,126
(b)
Inari
Medical
Inc
533,826
2,477
(b)
Inspire
Medical
Systems
Inc
532,035
17,865
(b)
LENSAR
Inc
63,421
4,308
McKesson
Corp
2,312,750
313
(b)
Novocure
Ltd
4,892
271
(b)
Penumbra
Inc
60,482
2,672
(b)
PROCEPT
BioRobotics
Corp
132,050
2,655
(b)
RxSight
Inc
136,945
5,192
(b)
Schrodinger
Inc/United
States
140,184
1,347
(b)
Shockwave
Medical
Inc
438,624
19,914
Stryker
Corp
7,126,623
695
(b),(c)
TransMedics
Group
Inc
51,388
929
UnitedHealth
Group
Inc
459,576
2,900
(b)
Veeva
Systems
Inc,
Class
A
671,901
Nuveen
Nasdaq
100
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
March
31,2024
(Unaudited)
Shares
Description
(a)
Value
Health
Care
Equipment
&
Services
(continued)
1
(b)
Venus
Concept
Inc
$
1
Total
Health
Care
Equipment
&
Services
23,527,862
Household
&
Personal
Products
-
0.2%
1,256
Colgate-Palmolive
Co
113,103
4,331
(b)
elf
Beauty
Inc
849,006
1,884
Estee
Lauder
Cos
Inc/The,
Class
A
290,418
11,199
Procter
&
Gamble
Co/The
1,817,038
Total
Household
&
Personal
Products
3,069,565
Insurance
-
0.0%
4,744
(b),(c)
Lemonade
Inc
77,849
Total
Insurance
77,849
Materials
-
0.3%
4,212
Ball
Corp
283,720
6,845
(b)
comScore
Inc
105,413
4,584
Linde
PLC
2,128,443
3,839
Sherwin-Williams
Co/The
1,333,400
Total
Materials
3,850,976
Media
&
Entertainment
-
16.0%
416,655
(b)
Alphabet
Inc,
Class
A
62,885,739
298,496
(b),(d)
Alphabet
Inc,
Class
C
45,449,001
448
(b)
AMC
Entertainment
Holdings
Inc,
Class
A
1,667
642,116
Comcast
Corp,
Class
A
27,835,729
11,325
(b)
Lions
Gate
Entertainment
Corp,
Class
A
112,684
10,553
(b)
Live
Nation
Entertainment
Inc
1,116,191
37,991
(b)
Match
Group
Inc
1,378,313
124,999
Meta
Platforms
Inc
60,697,014
25,957
New
York
Times
Co/The,
Class
A
1,121,862
6,270
News
Corp,
Class
B
169,666
15,223
(b)
ROBLOX
Corp,
Class
A
581,214
12,831
(b)
Roku
Inc
836,196
42,393
Saga
Communications
Inc,
Class
A
945,788
8,142
TKO
Group
Holdings
Inc
703,550
11,379
Walt
Disney
Co/The
1,392,334
Total
Media
&
Entertainment
205,226,948
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
4.8%
3,964
(b)
89bio
Inc
46,141
21,953
Agilent
Technologies
Inc
3,194,381
66,016
(d)
Amgen
Inc
18,769,669
803
(b)
Arcus
Biosciences
Inc
15,161
1,819
(b)
Arvinas
Inc
75,088
4,186
(b)
Biohaven
Ltd
228,932
1,796
(b)
BioMarin
Pharmaceutical
Inc
156,863
3,399
(b)
Blueprint
Medicines
Corp
322,429
4,277
(b)
Bridgebio
Pharma
Inc
132,245
2,012
(b)
Cerevel
Therapeutics
Holdings
Inc
85,047
5,019
(b)
Charles
River
Laboratories
International
Inc
1,359,898
5,067
(b)
Cytokinetics
Inc
355,247
16,193
Danaher
Corp
4,043,716
22,400
(b)
Day
One
Biopharmaceuticals
Inc
370,048
6,554
(b)
Editas
Medicine
Inc
48,631
2,706
Eli
Lilly
&
Co
2,105,160
5,556
(b)
Exelixis
Inc
131,844
172,825
Gilead
Sciences
Inc
12,659,431
48,226
(b),(c)
ImmunityBio
Inc
258,974
13,603
(b)
Insmed
Inc
369,049
Shares
Description
(a)
Value
Pharmaceuticals,
Biotechnology
&
Life
Sciences
(continued)
3,844
(b)
Ionis
Pharmaceuticals
Inc
$
166,637
7,172
(b)
Iovance
Biotherapeutics
Inc
106,289
22,160
(b)
Kura
Oncology
Inc
472,673
1,618
(b)
Madrigal
Pharmaceuticals
Inc
432,071
7,810
(b)
Neurocrine
Biosciences
Inc
1,077,155
13,272
(b)
Regeneron
Pharmaceuticals
Inc
12,774,167
4,581
(b)
Revance
Therapeutics
Inc
22,539
4,032
(b)
REVOLUTION
Medicines
Inc
129,951
14,185
(b)
Roivant
Sciences
Ltd
149,510
3,102
(b)
SpringWorks
Therapeutics
Inc
152,681
7,934
(b)
Twist
Bioscience
Corp
272,216
8,154
(b)
Ultragenyx
Pharmaceutical
Inc
380,710
193
West
Pharmaceutical
Services
Inc
76,372
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
60,940,925
Semiconductors
&
Semiconductor
Equipment
-
21.6%
166,423
(b),(d)
Advanced
Micro
Devices
Inc
30,037,687
94,350
Analog
Devices
Inc
18,661,486
165,056
Applied
Materials
Inc
34,039,499
9,301
(b)
Axcelis
Technologies
Inc
1,037,248
37,356
Broadcom
Inc
49,512,016
15,643
(b)
Cirrus
Logic
Inc
1,447,916
5,054
(b)
Credo
Technology
Group
Holding
Ltd
107,094
2,309
(b)
Enphase
Energy
Inc
279,343
10,198
Entegris
Inc
1,433,227
6,555
(b)
First
Solar
Inc
1,106,484
2,690
(b)
FormFactor
Inc
122,745
420,372
Intel
Corp
18,567,831
37,130
(b)
Lattice
Semiconductor
Corp
2,904,680
13,569
(b)
MACOM
Technology
Solutions
Holdings
Inc
1,297,739
2,974
(b),(c)
Maxeon
Solar
Technologies
Ltd
9,903
6,123
Monolithic
Power
Systems
Inc
4,147,843
9,503
(b)
Navitas
Semiconductor
Corp
45,329
84,542
NVIDIA
Corp
76,388,769
7,607
(b)
Onto
Innovation
Inc
1,377,476
12,494
Power
Integrations
Inc
893,946
12,202
(b)
Qorvo
Inc
1,401,156
140,959
QUALCOMM
Inc
23,864,359
11,536
(b)
Rambus
Inc
713,040
9,889
(b)
Silicon
Laboratories
Inc
1,421,247
20,407
Skyworks
Solutions
Inc
2,210,486
16,275
(b)
SYNAPTICS
INC
1,587,789
9,086
Taiwan
Semiconductor
Manufacturing
Co
Ltd,
Sponsored
ADR
1,236,150
3,690
Teradyne
Inc
416,343
9,995
Universal
Display
Corp
1,683,658
Total
Semiconductors
&
Semiconductor
Equipment
277,952,489
Software
&
Services
-
16.5%
1,868
(b)
Appfolio
Inc,
Class
A
460,910
6,319
(b)
AppLovin
Corp,
Class
A
437,401
52,492
(b)
Autodesk
Inc
13,669,967
4,846
Bentley
Systems
Inc,
Class
B
253,058
6,843
(b)
Braze
Inc,
Class
A
303,145
11,942
(b),(c)
C3.ai
Inc,
Class
A
323,270
5,650
(b)
Cleanspark
Inc
119,837
20,252
(b)
Confluent
Inc,
Class
A
618,091
9,383
(b)
Dayforce
Inc
621,248
5,238
(b)
DocuSign
Inc
311,923
15,187
(b)
DoubleVerify
Holdings
Inc
533,975
16,008
(b)
Dropbox
Inc,
Class
A
388,994
Nuveen
Nasdaq
100
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
March
31,2024
(Unaudited)
Shares
Description
(a)
Value
Software
&
Services
(continued)
20,808
(b)
Dynatrace
Inc
$
966,324
2,978
(b)
Elastic
NV
298,515
1,335
(b)
Fair
Isaac
Corp
1,668,229
14,290
(b)
Freshworks
Inc,
Class
A
260,221
5,922
(b)
Gitlab
Inc,
Class
A
345,371
8,062
(b)
Guidewire
Software
Inc
940,916
7,482
(b)
HashiCorp
Inc,
Class
A
201,640
2,688
(b)
HubSpot
Inc
1,684,193
3,345
(b)
Intapp
Inc
114,734
9,067
(b)
Manhattan
Associates
Inc
2,268,835
5,006
(b)
Marathon
Digital
Holdings
Inc
113,035
365,081
Microsoft
Corp
153,596,878
393
(b),(c)
MicroStrategy
Inc,
Class
A
669,892
11,808
(b)
Nutanix
Inc,
Class
A
728,790
40,479
Oracle
Corp
5,084,567
80,164
(b)
Palantir
Technologies
Inc,
Class
A
1,844,574
1,053
(b)
Paylocity
Holding
Corp
180,969
7,008
(b)
Procore
Technologies
Inc
575,847
24,964
(b)
PTC
Inc
4,716,698
4,804
(b)
Qualys
Inc
801,643
3,549
(b)
Riot
Platforms
Inc
43,440
22,714
Salesforce
Inc
6,841,003
21,736
(b)
SentinelOne
Inc,
Class
A
506,666
6,953
(b)
ServiceNow
Inc
5,300,967
5,606
(b)
Smartsheet
Inc,
Class
A
215,831
16,980
(b)
Sprinklr
Inc,
Class
A
208,345
7,614
(b)
Sprout
Social
Inc,
Class
A
454,632
6,834
(b)
Tenable
Holdings
Inc
337,805
2,332
(b)
Tyler
Technologies
Inc
991,123
36,872
(b)
UiPath
Inc,
Class
A
835,888
10,300
(b)
Varonis
Systems
Inc
485,851
1,869
(b)
Workiva
Inc
158,491
4,315
(b)
Zoom
Video
Communications
Inc,
Class
A
282,072
Total
Software
&
Services
211,765,804
Technology
Hardware
&
Equipment
-
11.9%
742,091
(d)
Apple
Inc
127,253,765
497,907
Cisco
Systems
Inc
24,850,538
8,099
(b)
Keysight
Technologies
Inc
1,266,522
Total
Technology
Hardware
&
Equipment
153,370,825
Telecommunication
Services
-
0.4%
32,495
Spok
Holdings
Inc
518,295
31,079
Telephone
and
Data
Systems
Inc
497,886
100,308
Verizon
Communications
Inc
4,208,924
Total
Telecommunication
Services
5,225,105
Transportation
-
0.8%
11,239
Delta
Air
Lines
Inc
538,011
228
FedEx
Corp
66,061
4,575
JB
Hunt
Transport
Services
Inc
911,569
26,971
(b)
Lyft
Inc,
Class
A
521,889
2,687
Norfolk
Southern
Corp
684,836
1,881
(b)
Saia
Inc
1,100,385
33,792
(b)
Uber
Technologies
Inc
2,601,646
10,994
Union
Pacific
Corp
2,703,754
4,685
(b)
XPO
Inc
571,710
Total
Transportation
9,699,861
Investments
in
Derivatives
Shares
Description
(a)
Value
Utilities
-
1.1%
4,894
American
Water
Works
Co
Inc
$
598,096
15,430
Atmos
Energy
Corp
1,834,164
13,565
CMS
Energy
Corp
818,512
10,727
Consolidated
Edison
Inc
974,119
13,604
Duke
Energy
Corp
1,315,643
19,654
FirstEnergy
Corp
759,037
17,908
NRG
Energy
Inc
1,212,193
69,334
PG&E
Corp
1,162,038
3,827
Public
Service
Enterprise
Group
Inc
255,567
22,816
Sempra
1,638,873
52,824
Southern
Co/The
3,789,594
Total
Utilities
14,357,836
Total
Common
Stocks
(cost
$397,950,578)
1,276,556,540
Shares
Description
(a)
Value
X
–
EXCHANGE-TRADED
FUNDS
-
1
.7
%
X
21,441,750
82,500
Vanguard
Total
Stock
Market
ETF
$
21,441,750
Total
Exchange-Traded
Funds
(cost
$20,139,642)
21,441,750
Type
Description
(e)
Number
of
Contracts
Notional
Amount
(f)
Exercise
Price
Expiration
Date
Value
OPTIONS
PURCHASED
-
0
.0
%
Put
S&P
500
Index
60
$
27,000,000
$
4500
4/19/24
$
10,050
Total
Options
Purchased
(cost
$24,142)
60
$
27,000,000
10,050
Total
Long-Term
Investments
(cost
$418,114,362)
1,298,008,340
Shares
Description
(a)
Coupon
Value
INVESTMENTS
PURCHASED
WITH
COLLATERAL
FROM
SECURITIES
LENDING
-
0.1%
1,568,680
(g)
State
Street
Navigator
Securities
Lending
Government
Money
Market
Portfolio
5.340%(h)
$
1,568,680
Total
Investments
Purchased
with
Collateral
from
Securities
Lending
(cost
$1,568,680)
1,568,680
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
SHORT-TERM
INVESTMENTS
-
0.1%
–
REPURCHASE
AGREEMENTS
-
0
.1
%
X
1,101,278
$
1,101
(i)
Fixed
Income
Clearing
Corp
(FICC)
1.600%
4/01/24
$
1,101,278
Total
Repurchase
Agreements
(cost
$1,101,278)
1,101,278
Total
Short-Term
Investments
(cost
$1,101,278)
1,101,278
Total
Investments
(cost
$
420,784,320
)
-
101
.2
%
1,300,678,298
Other
Assets
&
Liabilities,
Net
- (1.2)%
(
15,468,985
)
Net
Assets
Applicable
to
Common
Shares
-
100%
$
1,285,209,313
Nuveen
Nasdaq
100
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
March
31,2024
(Unaudited)
Part
F
of
Form
N-PORT
was
prepared
in
accordance
with
U.S.
generally
accepted
accounting
principles
(“U.S.
GAAP”)
and
in
conformity
with
the
applicable
rules
and
regulations
of
the
U.S.
Securities
and
Exchange
Commission
(“SEC”)
related
to
interim
filings.
Part
F
of
Form
N-PORT
does
not
include
all
information
and
footnotes
required
by
U.S.
GAAP
for
complete
financial
statements.
Certain
footnote
disclosures
normally
included
in
financial
statements
prepared
in
accordance
with
U.S.
GAAP
have
been
condensed
or
omitted
from
this
report
pursuant
to
the
rules
of
the
SEC.
For
a
full
set
of
the
Fund’s
notes
to
financial
statements,
please
refer
to
the
Fund’s
most
recently
filed
annual
or
semi-annual
report.
Fair
Value
Measurements
The
Fund’s
investments
in
securities
are
recorded
at
their
estimated
fair
value
utilizing
valuation
methods
approved
by
the
Board
of
Directors/
Trustees.
Fair
value
is
defined
as
the
price
that
would
be
received
upon
selling
an
investment
or
transferring
a
liability
in
an
orderly
transaction
to
an
independent
buyer
in
the
principal
or
most
advantageous
market
for
the
investment.
U.S.
GAAP
establishes
the
three-tier
hierarchy
which
is
used
to
maximize
the
use
of
observable
market
data
and
minimize
the
use
of
unobservable
inputs
and
to
establish
classification
of
fair
value
measurements
for
disclosure
purposes.
Observable
inputs
reflect
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Observable
inputs
are
based
on
market
data
obtained
from
sources
independent
of
the
reporting
entity.
Unobservable
inputs
reflect
management’s
assumptions
about
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Unobservable
inputs
are
based
on
the
best
information
available
in
the
circumstances.
The
following
is
a
summary
of
the
three-tiered
hierarchy
of
valuation
input
levels.
Level
1
–
Inputs
are
unadjusted
and
prices
are
determined
using
quoted
prices
in
active
markets
for
identical
securities.
Level
2
–
Prices
are
determined
using
other
significant
observable
inputs
(including
quoted
prices
for
similar
securities,
interest
rates,
credit
spreads,
etc.).
Level
3
–
Prices
are
determined
using
significant
unobservable
inputs
(including
management’s
assumptions
in
determining
the
fair
value
of
investments).
The
following
table
summarizes
the
market
value
of
the
Fund's
investments
as
of
the
end
of
the
reporting
period,
based
on
the
inputs
used
to
value
them:
Options
Written
Type
Description
(e)
Number
of
Contracts
Notional
Amount
(f)
Exercise
Price
Expiration
Date
Value
Call
Russell
2000
Index/Old
(112)
$
(
24,640,000
)
$
2,200
4/19/24
$
(
132,160
)
Call
NASDAQ
100
Stock
INDEX
(165)
(
295,350,000
)
17,900
4/19/24
(
8,655,075
)
Call
NASDAQ
100
Stock
INDEX
(30)
(
54,600,000
)
18,200
4/19/24
(
947,400
)
Call
NASDAQ
100
Stock
INDEX
(35)
(
64,400,000
)
18,400
4/19/24
(
728,000
)
Call
Invesco
QQQ
Trust
Series
1
(1,000)
(
44,500,000
)
445
4/26/24
(
818,500
)
Call
Invesco
QQQ
Trust
Series
1
(500)
(
22,350,000
)
447
4/26/24
(
368,000
)
Call
S&P
500
Index
(70)
(
36,750,000
)
5,250
4/30/24
(
553,700
)
Call
S&P
500
Index
(140)
(
73,640,000
)
5,260
4/30/24
(
1,029,000
)
Call
S&P
500
Index
(70)
(
37,100,000
)
5,300
4/30/24
(
364,000
)
Call
S&P
500
Index
(120)
(
63,600,000
)
5,300
5/10/24
(
840,000
)
Total
Options
Written
(premiums
received
$12,116,172)
(2,242)
$(716,930,000)
$(14,435,835)
Level
1
Level
2
Level
3
Total
Long-Term
Investments:
Common
Stocks
$
1,276,556,540
$
–
$
–
$
1,276,556,540
Exchange-Traded
Funds
21,441,750
–
–
21,441,750
Options
Purchased
10,050
–
–
10,050
Investments
Purchased
with
Collateral
from
Securities
Lending
1,568,680
–
–
1,568,680
Short-Term
Investments:
Repurchase
Agreements
–
1,101,278
–
1,101,278
Investments
in
Derivatives:
Options
Written
(14,435,835)
–
–
(14,435,835)
Total
$
1,285,141,185
$
1,101,278
$
–
$
1,286,242,463
For
Fund
portfolio
compliance
purposes,
the
Fund’s
industry
classifications
refer
to
any
one
or
more
of
the
industry
sub-classifications
used
by
one
or
more
widely
recognized
market
indexes
or
ratings
group
indexes,
and/or
as
defined
by
Fund
management.
This
definition
may
not
apply
for
purposes
of
this
report,
which
may
combine
industry
sub-classifications
into
sectors
for
reporting
ease.
(a)
All
percentages
shown
in
the
Portfolio
of
Investments
are
based
on
net
assets
applicable
to
common
shares
unless
otherwise
noted.
(b)
Non-income
producing;
issuer
has
not
declared
an
ex-dividend
date
within
the
past
twelve
months.
(c)
Investment,
or
a
portion
of
investment,
is
out
on
loan
for
securities
lending.
The
total
value
of
the
securities
out
on
loan
as
of
the
end
of
the
reporting
period
was
$1,429,366.
(d)
Investment,
or
portion
of
investment,
has
been
pledged
to
collateralize
the
net
payment
obligations
for
investments
in
derivatives.
(e)
Exchange-traded,
unless
otherwise
noted.
(f)
For
disclosure
purposes,
Notional
Amount
is
calculated
by
multiplying
the
Number
of
Contracts
by
the
Exercise
Price
by
100.
(g)
The
Fund
may
loan
securities
representing
up
to
one
third
of
the
value
of
its
total
assets
(which
includes
collateral
for
securities
on
loan)
to
broker
dealers,
banks,
and
other
institutions.
The
collateral
maintained
by
the
Fund
shall
have
a
value,
at
the
inception
of
each
loan,
equal
to
not
less
than
100%
of
the
value
of
the
loaned
securities.
The
cash
collateral
received
by
the
Fund
is
invested
in
this
money
market
fund.
(h)
The
rate
shown
is
the
one-day
yield
as
of
the
end
of
the
reporting
period.
(i)
Agreement
with
Fixed
Income
Clearing
Corporation,
1.600%
dated
3/28/24
to
be
repurchased
at
$1,101,474
on
4/1/24,
collateralized
by
Government
Agency
Securities,
with
coupon
rate
4.750%
and
maturity
date
2/15/41,
valued
at
$1,123,408.
ADR
American
Depositary
Receipt
ETF
Exchange-Traded
Fund
REIT
Real
Estate
Investment
Trust
S&P
Standard
&
Poor's
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