Annual Statement of Changes in Beneficial Ownership (5)
14 8월 2020 - 10:24PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB Number:
3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bastian Jeffery S. | 2. Issuer Name and Ticker or Trading SymbolLSI INDUSTRIES INC [LYTS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Accounting Officer |
(Last)
(First)
(Middle)
10000 ALLIANCE ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 6/30/2020 |
(Street)
CINCINNATI, OH 45242
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 15798 | D | |
Common Stock (1) | 1/3/2020 | | A | 1397 | A | $6.12 | 10847 | D | |
Common Stock (1) | 1/17/2020 | | A | 183 | A | $6.29 | 11030 | D | |
Common Stock (1) | 1/31/2020 | | A | 172 | A | $6.65 | 11202 | D | |
Common Stock (1) | 2/14/2020 | | A | 167 | A | $6.84 | 11369 | D | |
Common Stock (1) | 2/28/2020 | | A | 173 | A | $6.64 | 11542 | D | |
Common Stock (1) | 3/13/2020 | | A | 279 | A | $4.09 | 11821 | D | |
Common Stock (1) | 3/27/2020 | | A | 311 | A | $3.69 | 12132 | D | |
Common Stock (1) | 4/9/2020 | | A | 265 | A | $4.3 | 12397 | D | |
Common Stock (1) | 4/24/2020 | | A | 199 | A | $5.77 | 12596 | D | |
Common Stock (1) | 5/8/2020 | | A | 187 | A | $6.11 | 12783 | D | |
Common Stock (1) | 5/22/2020 | | A | 192 | A | $5.97 | 12975 | D | |
Common Stock (1) | 6/5/2020 | | A | 125 | A | $6.41 | 13100 | D | |
Common Stock (1) | 6/19/2020 | | A | 92 | A | $6.30 | 13192 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bastian Jeffery S. 10000 ALLIANCE ROAD CINCINNATI, OH 45242 |
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| Chief Accounting Officer |
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Signatures
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/s/ F. Mark Reuter as Attorney-in-Fact for Jeffery Bastian | | 8/14/2020 |
**Signature of Reporting Person | Date |
LSI Industries (NASDAQ:LYTS)
과거 데이터 주식 차트
부터 9월(9) 2024 으로 10월(10) 2024
LSI Industries (NASDAQ:LYTS)
과거 데이터 주식 차트
부터 10월(10) 2023 으로 10월(10) 2024