- Statement of Changes in Beneficial Ownership (4)
13 12월 2012 - 1:33AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BASTIANI RICHARD
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2. Issuer Name
and
Ticker or Trading Symbol
ABAXIS INC
[
ABAX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O ABAXIS, INC., 3240 WHIPPLE ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/10/2012
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(Street)
UNION CITY, CA 94587
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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12/10/2012
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S
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200
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D
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$37.75
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46700
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D
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Common Stock
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12/10/2012
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S
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1800
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D
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$38
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44900
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D
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Common Stock
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12/10/2012
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S
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200
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D
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$38.005
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44700
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D
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Common Stock
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12/10/2012
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S
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974
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D
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$38.01
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43726
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.025
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43626
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.03
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43526
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.04
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43426
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.054
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43326
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D
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Common Stock
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12/10/2012
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S
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1193
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D
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$38.06
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42133
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D
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Common Stock
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12/10/2012
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S
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400
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D
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$38.08
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41733
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D
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Common Stock
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12/10/2012
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S
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300
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D
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$38.09
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41433
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D
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Common Stock
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12/10/2012
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S
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1123
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D
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$38.1
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40310
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D
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Common Stock
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12/10/2012
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S
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982
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D
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$38.11
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39328
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D
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Common Stock
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12/10/2012
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S
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200
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D
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$38.12
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39128
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D
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Common Stock
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12/10/2012
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S
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300
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D
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$38.13
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38828
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D
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Common Stock
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12/10/2012
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S
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305
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D
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$38.14
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38523
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.16
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38423
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.18
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38323
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D
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Common Stock
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12/10/2012
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S
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415
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D
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$38.21
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37908
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D
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Common Stock
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12/10/2012
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S
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20
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D
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$38.22
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37888
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D
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Common Stock
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12/10/2012
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S
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13
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D
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$38.25
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37875
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.31
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37775
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.5
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37675
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D
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Common Stock
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12/10/2012
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S
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275
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D
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$38.51
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37400
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D
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Common Stock
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12/10/2012
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S
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300
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D
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$38.52
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37100
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.545
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37000
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D
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Common Stock
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12/10/2012
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S
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100
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D
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$38.61
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36900
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D
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Common Stock
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12/11/2012
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M
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4000
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A
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$13.55
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40900
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D
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Common Stock
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12/11/2012
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M
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4000
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A
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$13.00
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44900
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option Exercise
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$13.55
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12/11/2012
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M
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4000
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9/26/2004
(1)
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9/26/2013
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Common Stock
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4000
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$0
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0
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D
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Option Exercise
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$13.00
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12/11/2012
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M
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4000
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9/27/2005
(1)
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9/27/2014
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Common Stock
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4000
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$0
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0
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D
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Explanation of Responses:
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(
1)
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Option exercisable to the extent vested.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BASTIANI RICHARD
C/O ABAXIS, INC.
3240 WHIPPLE ROAD
UNION CITY, CA 94587
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X
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Signatures
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/s/ Richard Bastiani
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12/12/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Abaxis, Inc. (delisted) (NASDAQ:ABAX)
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부터 9월(9) 2024 으로 10월(10) 2024
Abaxis, Inc. (delisted) (NASDAQ:ABAX)
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부터 10월(10) 2023 으로 10월(10) 2024
Abaxis, Inc. (delisted) (나스닥)의 실시간 뉴스: 최근 기사 0
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