Charter Court Financial Svs Grp PLC Form 8 (DD) - Charter Court Financial Svs Grp PLC (5616T)
21 3월 2019 - 5:05PM
UK Regulatory
TIDMCCFS TIDMOSB
RNS Number : 5616T
Charter Court Financial Svs Grp PLC
21 March 2019
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Peter Elcock
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant Charter Court Financial Services Group plc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(d) Status of person making the disclosure: Chief Executive Officer of offeree and person acting in
e.g. offeror, offeree, person acting in concert with the concert with offeree
offeror/offeree (specify name of
offeror/offeree)
----------------------------------------------------------
(e) Date dealing undertaken: 20 March 2019
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(f) In addition to the company in 1(c) above, is the NO
discloser making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of relevant security: Ordinary shares of 1 pence each (fully paid)
Interests Short positions
----------------------------- --------------------
Number % Number %
--------------- ------------ -------------- ----
(1) Relevant securities owned and/or controlled: 90,018 0.04% Nil
--------------- ------------ -------------- ----
(2) Cash-settled derivatives: Nil Nil
--------------- ------------ -------------- ----
(3) Stock-settled derivatives (including options) and agreements Nil Nil
to purchase/sell:
--------------- ------------ -------------- ----
TOTAL: 90,018 0.04% Nil
--------------- ------------ -------------- ----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant Ordinary shares of 1 pence each (fully
security in relation paid)
to which subscription
right exists:
Details, including Interest in Charter Court Financial
nature of the rights Services Group plc shares under a Performance
concerned and relevant Share Plan (PSP):
percentages: Grant Date Number Vesting Subscription
of Securities Date subject Price (GBP)
to performance
conditions
(where
applicable)
24 October 145,652 March 2020 Nil
2017 (0.06%
of shares)
--------------- ---------------- -------------
26 March 112,040 March 2021 Nil
2018 (0.05%
of shares)
--------------- ---------------- -------------
20 March 103,738 March 2022 Nil
2019 (0.04%
of shares)
--------------- ---------------- -------------
Interest in Charter Court Financial
Services Group plc shares under a Deferred
Bonus Plan scheme:
Grant Date Number Vesting Subscription
of Securities Date subject Price (GBP)
to performance
conditions
(where
applicable)
20 March 51,236 33% on Nil
2019 (0.02% 20 March
of shares) 2020
33% on
20 March
2021
Remainder
on 20 March
2022
--------------- ---------------- -------------
Interest in Charter Court Financial
Services Group plc shares under a Sharesave
scheme:
Grant Date Number Vesting Subscription
of Securities Date subject Price (GBP)
to performance
conditions
(where
applicable)
26 October 9,625 (<0.01% 25 October 187 pence
2017 of shares) 2020
--------------- ---------------- -------------
---------------------------------------------------------------
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant security Purchase/sale Number of securities Price per unit
n/a n/a n/a n/a
-------------- --------------------- ---------------
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
n/a n/a n/a n/a n/a
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
n/a n/a n/a n/a n/a
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
n/a n/a n/a n/a n/a n/a n/a n/a
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
n/a n/a n/a n/a n/a
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
Ordinary shares of 1 pence Grant of awards under the Grant of nil cost options n/a
each (fully paid) Charter Court Financial in respect of 103,738
Services Group plc shares of 1 pence each
Performance Share Plan
scheme Vesting date: March 2020
Grant of nil cost options
in respect of 51,236 shares
Grant of awards under the of 1 pence each
Charter Court Financial
Services Group plc Deferred Vesting dates:
Bonus Plan scheme 33% on 20 March 2020
33% on 20 March 2021
Remainder on 20 March 2022
---------------------------- ---------------------------- ----------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer or person acting in concert making the
disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer or person acting in concert making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
---
Date of disclosure: 20 March 2019
Contact name: Peter Elcock
---------------------
Telephone number: +44 (0) 19 3709 8248
---------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
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of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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