EMM Disclosure
24 1월 2004 - 3:10AM
UK Regulatory
RNS Number:6093U
SLK Hull Derivatives, LLC
23 January 2004
EMM DISCLOSURE
FORM 38.5 (SUMMARY)
Lodge with a RIS and the Takeover Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT MARKET- MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM
SLK Hull Derivatives, LLC
Date of disclosure
23 January 2004
Contact name
Peter Highton
Telephone number
44-207-774-1935
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
General Electric Co.
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should be
given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date), the
exercise price and any option money paid or received. For derivatives this
should include, at least, the number of reference securities to which they
relate (when relevant), the maturity date (or if applicable the closing out
date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129.
Email: monitoring@disclosure.org.uk
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in (name of company)
General Electric Co.
Class of security
Ordinary Shares
Date of disclosure
23 January 2004
Date of dealing
22 January 2004
Name of EMM
SLK Hull Derivatives, LLC
Name of offeree/offeror with whom connected
General Electric Co.
Total number of securities purchased
85,150
Highest price paid*
34.00 USD
Lowest price paid*
33.42 USD
Total number of securities sold
134,550
Highest price received*
33.98 USD
Lowest price received*
33.45USD
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in (name of company)
General Electric Co.
Date of disclosure
23 January 2004
Name of EMM
SLK Hull Derivatives, LLC
Name of offeree/offeror with whom connected
General Electric Co.
Product Date Firm Buy/ Exercise Expiry Date Option Money Paid/ Underlying number Exercise
Name Executed Sell Price (USD) Received (USD)* of shares to which Date
indicates highest the option is
and lowest price referenced
Call Option 01/22/04 Sell 25 03/19/04 8.60 1,000
Call Option 01/22/04 Buy 25 06/18/04 8.60 100
Call Option 01/22/04 Sell 25 06/18/04 8.70 2,300
Call Option 01/22/04 Sell 27.5 03/19/04 6.30 400
Call Option 01/22/04 Buy 27.5 06/18/04 6.20 100
Call Option 01/22/04 Buy 30 02/20/04 3.50 500
Call Option 01/22/04 Sell 30 02/20/04 4.10 500
Call Option 01/22/04 Buy 30 03/19/04 3.60 - 4.00* 1,500
Call Option 01/22/04 Sell 30 03/19/04 3.80 - 3.90* 1,100
Call Option 01/22/04 Buy 30 06/18/04 4.00 200
Call Option 01/22/04 Sell 30 06/18/04 4.10 800
Call Option 01/22/04 Buy 32.5 02/20/04 1.35 - 1.45* 32,800
Call Option 01/22/04 Buy 32.5 03/19/04 1.55 - 1.90* 3,100
Call Option 01/22/04 Sell 32.5 03/19/04 1.60 - 1.90* 1,700
Call Option 01/22/04 Buy 32.5 06/18/04 2.15 800
Call Option 01/22/04 Sell 32.5 06/18/04 2.20 - 2.35* 5,400
Call Option 01/22/04 Buy 35 02/20/04 0.25 - 0.30* 2,300
Call Option 01/22/04 Sell 35 02/20/04 0.25 3,300
Call Option 01/22/04 Buy 35 03/19/04 0.40 - 0.55* 7,500
Call Option 01/22/04 Sell 35 03/19/04 0.45 - 0.55* 12,500
Call Option 01/22/04 Buy 35 06/18/04 0.90 - 1.10* 7,500
Call Option 01/22/04 Sell 35 06/18/04 0.95 - 1.15* 12,000
Call Option 01/22/04 Buy 35 09/17/04 1.40 1,000
Call Option 01/22/04 Sell 35 09/17/04 1.45 500
Call Option 01/22/04 Sell 37.5 03/19/04 0.05 2,000
Call Option 01/22/04 Buy 37.5 06/18/04 0.30 - 0.35* 2,100
Call Option 01/22/04 Sell 37.5 06/18/04 0.35 500
Call Option 01/22/04 Buy 37.5 09/17/04 0.60 - 0.65* 9,100
Call Option 01/22/04 Sell 37.5 09/17/04 0.65 - 0.70* 300
Call Option 01/22/04 Buy 40 09/17/04 0.25 - 0.30* 2,200
Call Option 01/22/04 Sell 40 09/17/04 0.30 1,000
Call Option 01/22/04 Sell 42.5 09/17/04 0.10 5,000
Put Option 01/22/04 Sell 22.5 06/18/04 0.05 13,300
Put Option 01/22/04 Buy 25 03/19/04 0.05 10,800
Put Option 01/22/04 Sell 25 03/19/04 0.05 39,100
Put Option 01/22/04 Sell 25 06/18/04 0.10 3,300
Put Option 01/22/04 Buy 27.5 03/19/04 0.10 17,700
Put Option 01/22/04 Sell 27.5 03/19/04 0.05 - 0.10* 30,700
Put Option 01/22/04 Sell 27.5 06/18/04 0.15 5,000
Put Option 01/22/04 Buy 27.5 09/17/04 0.45 500
Put Option 01/22/04 Sell 30 02/20/04 0.05 8,800
Put Option 01/22/04 Sell 30 03/19/04 0.15 3,000
Put Option 01/22/04 Buy 30 06/18/04 0.50 2,500
Put Option 01/22/04 Sell 37.5 06/18/04 4.20 - 4.70* 500
Put Option 01/22/04 Sell 40 02/20/04 6.10 200
Put Option 01/22/04 Buy 30 06/18/04 0.50 2,500
Put Option 01/22/04 Buy 32.5 02/20/04 0.25 - 0.35* 22,900
Put Option 01/22/04 Sell 32.5 02/20/04 0.20 30,000
Put Option 01/22/04 Buy 32.5 03/19/04 0.60 - 0.65* 2,200
Put Option 01/22/04 Sell 32.5 03/19/04 0.55 200
Put Option 01/22/04 Buy 32.5 06/18/04 1.15 1000
Put Option 01/22/04 Sell 32.5 06/18/04 1.10 - 1.15* 500
Put Option 01/22/04 Buy 35 02/20/04 1.65 100
Put Option 01/22/04 Sell 35 02/20/04 1.25 31,000
Put Option 01/22/04 Buy 35 03/19/04 1.85 - 2.05* 8,800
Put Option 01/22/04 Buy 35 06/18/04 2.15 300
Put Option 01/22/04 Buy 37.5 06/18/04 4.00 400
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMILFITLRIVFIS