Form 8.5 (EPT/RI)
01 12월 2010 - 8:55PM
UK Regulatory
TIDMBRE TIDMBSY TIDMBA59
RNS Number : 1698X
Bank of America Merrill Lynch
01 December 2010
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to |Brit Insurance Holdings NV |
| | whose | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Apollo |
| | which exempt | Management VII LP and |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | principal trader is connected: | CVC Capital Partners |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 30/11/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 49,507 | GBP 10.33 | GBP 10.32 |
| | NL0009347863 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 44,990 | GBP 10.33 | GBP 10.32 |
| | NL0009347863 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 12462 |GBP 10.32 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 3791 |GBP 10.32 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 4154 |GBP 10.32 |
| | NL0009347863 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-----------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) Writing, selling, purchasing or varying |
+---+-----------------------------------------------------------------------------+
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 01/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Contact name: | Lucy Hayes |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Telephone number: | +44 20 7995 9850 |
+---+------------------------------------+--------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | British Sky Broadcasting |
| | whose | Group Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to British Sky |
| | which exempt | Broadcasting |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | principal trader is connected: | Group Plc |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 30/11/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 360,603 | GBP 7.22 | GBP 7.20 |
| | GB0001411924 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 457,792 | GBP 7.22 | GBP 7.20 |
| | GB0001411924 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 65317 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 247 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 275 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 350 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 726 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1470 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1630 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1630 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1820 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 2100 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 4000 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 4284 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 174 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 15035 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 5228 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 42 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 68067 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 65317 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 40801 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 7729 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 5609 | GBP 7.20 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 4977 | GBP 7.20 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 4000 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 2290 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 742 | GBP 7.21 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 726 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 449 | GBP 7.22 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 103 | GBP 7.20 |
| | GB0001411924 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-----------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) Writing, selling, purchasing or varying |
+---+-----------------------------------------------------------------------------+
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------+--------------------+----------+--------------------+-----------------+
| | Class of | Nature of dealing | | Details | Price per unit |
| | relevant | | | | (if |
+---+-----------------+--------------------+----------+--------------------+-----------------+
+---+-----------------+----------------------------------------+-----------------+
| | security | | applicable) |
+---+-----------------+----------------------------------------+-----------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 01/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Contact name: | Lucy Hayes |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Telephone number: | +44 20 7995 9850 |
+---+------------------------------------+--------------------------------------+
+------------------------------------------------------------+--------------------+
| | FORM 8.5 (EPT/RI) |
+------------------------------------------------------------+--------------------+
+---------+--------------------------------------------------------------+
| |PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
| | CAPACITY |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | |
+---------+--------------------------------------------------------------+
+---------+--------------------------------------------------------------+
| | Rule 8.5 of the Takeover Code (the "Code") |
+---------+--------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (a) Name of exempt principal trader: | Bank of America Merrill |
| | | Lynch |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (b) Name of offeror/offeree in relation to | Capital Shopping Centres |
| | whose | Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | relevant securities this form relates: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (c) Name of the party to the offer with | Advisor to Capital |
| | which exempt | Shopping Centres Plc |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | principal trader is connected: |
+---+-----------------------------------------------------------------------------+
+---+----------------------------------------------+----------------------------+
| | (d) Date dealing undertaken: | 30/11/2010 |
+---+----------------------------------------------+----------------------------+
+---+----------------------------------------------+----------------------------+
| | (e) Has the EPT previously disclosed, or is | NO |
| | it today | |
+---+----------------------------------------------+----------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosing, under the Code in respect of any other |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | party to this offer? |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | 2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Purchases and sales |
+---+-----------------------------------------------------------------------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | Class of | Purchase/ |Total number | Highest | Lowest |
| | | | | price | price |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+--------------+--------------+------------+-------------+
| | relevant | Sales | of | per unit | per unit |
| | | | securities | | |
+---+--------------------+--------------+--------------+------------+-------------+
+---+--------------------+----------------------------+---------------+---------------+
| | security | |paid/received |paid/received |
+---+--------------------+----------------------------+---------------+---------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Purchase | 1,406,316 | GBP 4.04 | GBP 3.91 |
| | GB0006834344 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+--------------------+----------+--------------+--------------+-------------+-------------+
| | Common - | | Sale | 1,385,676 | GBP 4.01 | GBP 3.92 |
| | GB0006834344 | | | | | |
+---+--------------------+----------+--------------+--------------+-------------+-------------+
+---+-----------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+---+-----------------------------------------------------------------------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 35300 | GBP 3.96 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 12398 |ZAR 44.18 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 166247 | GBP 3.98 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 235 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 38289 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 16834 | GBP 3.96 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 14954 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 9185 | GBP 3.96 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 8143 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 7561 | GBP 4.00 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 1382 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 806 | GBP 4.00 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 403 |ZAR 44.18 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | LONG | 64700 | GBP 3.96 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Class of | Product | Nature of | Number of |Price per |
| | | | dealing | | unit |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+
| | relevant | description | | reference |
| | | | | securities |
+---+-------------------+---------------+--------------+---------------+
+---+-------------------+---------------+
| | security | eg. CFD |
+---+-------------------+---------------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 8373 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 133227 | GBP 3.97 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 82493 | GBP 3.97 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 34164 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 21468 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 14954 | GBP 3.98 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 403 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 48 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 67 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 68 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 90 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 108 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 234 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 12398 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 255 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 8819 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 524 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 806 | GBP 3.97 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1013 | GBP 3.99 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1017 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 1545 | GBP 4.00 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 6904 | GBP 4.01 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 8000 | GBP 3.95 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-------------------+---------------+--------------+---------------+-----------+
| | Common - | Swap | SHORT | 235 | GBP 3.97 |
| | GB0006834344 | | | | |
+---+-------------------+---------------+--------------+---------------+-----------+
+---+-----------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) Writing, selling, purchasing or varying |
+---+-----------------------------------------------------------------------------+
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
| | Class | | Product |Writing, | Number |Exercise | Type |Expiry | Option |
| | of | | | | of | | | | |
+---+--------+----------+-----------+----------+----------+----------+----------+--------+---------+
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
| |relevant | |description |purchasing, |securities | price | | date | money |
+---+----------+----------+-------------+-------------+------------+---------+----------+--------+---------+
+---+----------+-----------+----------+----------+---------+-----------------+---------+
| |security | |selling, |to which | per | | paid/ |
| | | | | | unit | | |
+---+----------+-----------+----------+----------+---------+-----------------+---------+
+-----------------------+----------+----------+--------------------------+----------+
| | varying | option | |received |
| | etc. | | | |
+-----------------------+----------+----------+--------------------------+----------+
+---------------------------------+----------+--------------------------+---------+
| | relates | | per |
| | | | unit |
+---------------------------------+----------+--------------------------+---------+
+---+-----------------------------------------------------------------------------+
| | (ii) Exercising |
+---+-----------------------------------------------------------------------------+
+---+-----------------+----------------------+------------------+-----------------+
| | Class of | Product description | Number of | Exercise price |
| | relevant | | securities | per unit |
+---+-----------------+----------------------+------------------+-----------------+
+---+-----------------+
| | security |
+---+-----------------+
+---+-----------------------------------------------------------------------------+
| | (d) Other dealings (including subscribing for new securities) |
+---+-----------------------------------------------------------------------------+
+---+-----------------+--------------------+----------+--------------------+-----------------+
| | Class of | Nature of dealing | | Details | Price per unit |
| | relevant | | | | (if |
+---+-----------------+--------------------+----------+--------------------+-----------------+
+---+-----------------+----------------------------------------+-----------------+
| | security | | applicable) |
+---+-----------------+----------------------------------------+-----------------+
+---+-----------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (a) Indemnity and other dealing arrangements |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any indemnity or option arrangement, or any agreement or |
| | understanding, |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | formal or informal, relating to relevant securities which may be an |
| | inducement to deal |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | or refrain from dealing entered into by the exempt principal trader making |
| | the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | disclosure and any party to the offer or any person acting in concert with |
| | a party to the |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | offer: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (b) Agreements, arrangements or understandings relating to options or |
| | derivatives |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | Details of any agreement, arrangement or understanding, formal or informal, |
| | between |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | the exempt principal trader making the disclosure and any other person |
| | relating to: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (i) the voting rights of any relevant securities under any option; or |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | (ii) the voting rights or future acquisition or disposal of any relevant |
| | securities to which |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | any derivative is referenced: |
+---+-----------------------------------------------------------------------------+
+---+-----------------------------------------------------------------------------+
| | NONE |
+---+-----------------------------------------------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Date of disclosure: | 01/12/2010 |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Contact name: | Lucy Hayes |
+---+------------------------------------+--------------------------------------+
+---+------------------------------------+--------------------------------------+
| | Telephone number: | +44 20 7995 9850 |
+---+------------------------------------+--------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERFFLFBBLFEFBX
Atlas 2022-1 60 (LSE:BA59)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Atlas 2022-1 60 (LSE:BA59)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025
