Holding(s) in Company
15 3월 2007 - 8:27PM
UK Regulatory
RNS Number:0189T
August Equity Trust PLC
15 March 2007
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached (ii):
August Equity Trust plc
2. Reason for the notification (please place an X inside the appropriate bracket
/s):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify): (X) - Transitional notification of major holdings.
3. Full name of person(s) subject to the notification obligation (iii):
UBS Investment Bank
4. Full name of shareholder(s) (if different from 3.) (iv):
N/A
5. Date of the transaction (and date on which the threshold is crossed or
reached if different) (v):
12 March 2007
6. Date on which issuer notified:
15 March 2007
7. Threshold(s) that is/are crossed or reached:
Below 3%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible Situation previous to the Triggering transaction (vi)
using the ISIN CODE
Number of shares Number of voting Rights (viii)
GB0030955313 4,970,426 Below 3%
Resulting situation after the triggering transaction (vii)
Class/type of shares if Number of shares Number of voting rights (ix) % of voting rights
possible using the ISIN
CODE
Direct Direct (x) Indirect (xi) Direct Indirect
GB0030955313 Non-Notifiable Non-Notifiable Below 3%
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Date Exercise/Conversion Number of voting rights % of voting rights
financial (xiii) Period/ Date (xiv) that may be acquired if the
instrument instrument is exercised/
converted.
N/A N/A N/A N/A N/A
Total (A+B)
Number of voting rights % of voting rights
Non-Notifiable Below 3%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
N/A
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
This disclosure has been made to fulfil the below FSA requirement:
The Transparency Directive states that where a major shareholder has not been
required (because of an acquisition or disposal of voting rights or due to a
change in the total of voting rights in issue) to make an announcement to the
issuer prior to the 20 March 2007, then we must do so by that date in any event.
In addition to the please note that UBS are no longer required to include prime
brokerage holdings in the disclosure under DTR5 under the Transparency
Directive.
14. Contact name for queries on this announcement:
Susan Venables, BNP Paribas Secretarial Services Limited
15. Contact telephone number:
020 7410 5971
Date: 15 March 2007
This information is provided by RNS
The company news service from the London Stock Exchange
END
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