Amended Statement of Ownership (sc 13g/a)
14 2월 2017 - 8:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the
Securities Exchange Act of 1934
(Amendment No. 12)*
Kyocera Corporation
(Name
of Issuer)
Common Stock
(Title of Class of Securities)
501556203
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
19,747,586
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
19,747,586
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,747,586
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
5.4%
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12
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TYPE OF REPORTING
PERSON
FI
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2
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
5,076,678
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
5,076,678
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,076,678
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
1.4%
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12
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TYPE OF REPORTING
PERSON
FI
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3
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
14,215,800
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
14,215,800
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,215,800
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
3.9%
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12
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TYPE OF REPORTING
PERSON
FI
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4
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
5,623,100
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
5,623,100
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,623,100
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
1.5%
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12
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TYPE OF REPORTING
PERSON
FI
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5
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co.,Ltd.
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
455,108
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
455,108
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
455,108
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
0.1%
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12
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TYPE OF REPORTING
PERSON
FI
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6
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
432,508
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
432,508
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
432,508
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
0.1%
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12
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TYPE OF REPORTING
PERSON
FI
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7
CUSIP NO. 501556203
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1
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NAME OF REPORTING PERSON
kabu.com Securities Co., Ltd.
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP
(a)
(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
Tokyo, Japan
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
22,600
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6
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SHARED VOTING
POWER
-0-
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7
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SOLE DISPOSITIVE
POWER
22,600
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,600
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10
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CHECK IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12
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TYPE OF REPORTING
PERSON
FI
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8
CUSIP NO. 501556203
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ITEM 1
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(a)
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Name of Issuer
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Kyocera Corporation
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(b)
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Address of Issuers Principal Executive Offices
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6 Takeda, Tobadono-cho, Fushimi-ku, Kyoto 612-8501, Japan
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ITEM 2
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(a)
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Names of Persons Filing
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Mitsubishi UFJ Financial Group, Inc. (MUFG)
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The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU)
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Mitsubishi UFJ Trust and Banking Corporation (MUTB)
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Mitsubishi UFJ Kokusai Asset Management Co., Ltd. (MUKAM)
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Mitsubishi UFJ Securities Holdings Co., Ltd. (MUSHD)
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Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS)
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kabu.com Securities Co., Ltd. (KC)
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(b)
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Address of Principal Business Office or, if none, Residence
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MUFG :
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7-1 Marunouchi 2-chome, Chiyoda-ku
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Tokyo 100-8330, Japan
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BTMU :
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7-1 Marunouchi 2-chome, Chiyoda-ku
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Tokyo 100-8388, Japan
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MUTB :
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4-5 Marunouchi 1-chome, Chiyoda-ku
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Tokyo 100-8212, Japan
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MUKAM :
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12-1 Yurakucho 1-chome, Chiyoda-ku
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Tokyo 100-0006, Japan
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MUSHD :
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5-2, Marunouchi 2-chome, Chiyoda-ku
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Tokyo 100-0005, Japan
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MUMSS :
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5-2, Marunouchi 2-chome, Chiyoda-ku
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Tokyo 100-0005, Japan
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KC :
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3-2 Otemachi 1-chome, Chiyoda-ku
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Tokyo 100-0004, Japan
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(c)
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Citizenship
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Not applicable.
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(d)
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Title of Class of Securities
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Common Stock
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(e)
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CUSIP Number
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501556203
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9
CUSIP NO. 501556203
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ITEM 3
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a:
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MUFG:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
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(e)[ ]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)[ ]
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)[ ]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
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(i)[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
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(j)[
Ö
]
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)[ ]
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the
type of institution: Parent holding company
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BTMU:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
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(e)[ ]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)[ ]
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)[ ]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
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(j)[
Ö
]
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)[ ]
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the
type of institution: Bank
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10
CUSIP NO. 501556203
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MUTB:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)[ ]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)[ ]
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)[ ]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
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(j)[
Ö
]
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)[ ]
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the
type of institution: Bank
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11
CUSIP NO. 501556203
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MUKAM:
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(a)[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)[ ]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)[ ]
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)[ ]
|
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
|
|
|
(h)[ ]
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
|
|
|
(i)[ ]
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
|
|
|
|
|
(j)[
Ö
]
|
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
|
|
|
(k)[ ]
|
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
|
|
|
|
|
|
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type
of institution: Investment adviser
|
|
|
|
|
|
|
MUSHD:
|
|
(a)[ ]
|
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
|
|
|
|
|
|
(b)[ ]
|
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
|
|
|
(c)[ ]
|
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
|
|
|
(d)[ ]
|
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
|
|
|
|
|
|
|
(e)[ ]
|
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
|
|
|
(f)[ ]
|
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
|
|
|
(g)[ ]
|
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
|
|
|
(h)[ ]
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
|
|
|
(i)[ ]
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
|
|
|
|
|
(j)[
Ö
]
|
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
|
|
|
(k)[ ]
|
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
|
|
|
|
|
|
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type
of institution: Broker-dealer
|
12
CUSIP NO. 501556203
|
|
|
|
|
|
|
|
|
|
|
MUMSS:
|
|
(a)[ ]
|
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
|
|
|
|
|
|
(b)[ ]
|
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
|
|
|
(c)[ ]
|
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
|
|
|
(d)[ ]
|
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
|
|
|
|
|
|
|
|
|
(e)[ ]
|
|
An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
|
|
|
(f)[ ]
|
|
An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
|
|
|
(g)[ ]
|
|
A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
|
|
|
(h)[ ]
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
|
|
|
(i)[ ]
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C.
80a-3);
|
|
|
|
|
|
|
|
|
(j)[
Ö
]
|
|
A
non-U.S.
institution in accordance with §
240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
|
|
|
(k)[ ]
|
|
Group, in accordance with §
240.13d-1(b)(1)(ii)(K).
|
|
|
|
|
|
|
|
If filing as a
non-U.S.
institution in accordance with §
240.13d-1(b)(1)(ii)(J),
please specify the type of
institution: Broker-dealer
|
|
|
|
|
|
|
KC:
|
|
(a)[ ]
|
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
|
|
|
|
|
|
(b)[ ]
|
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
|
|
|
(c)[ ]
|
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
|
|
|
|
|
|
|
(d)[ ]
|
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
|
|
|
|
|
|
|
|
|
(e)[ ]
|
|
An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
|
|
|
(f)[ ]
|
|
An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
|
|
|
(g)[ ]
|
|
A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
|
|
|
(h)[ ]
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
|
|
|
(i)[ ]
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C.
80a-3);
|
|
|
|
|
|
|
|
|
(j)[
Ö
]
|
|
A
non-U.S.
institution in accordance with §
240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
|
|
|
(k)[ ]
|
|
Group, in accordance with §
240.13d-1(b)(1)(ii)(K).
|
|
|
|
|
|
|
|
If filing as a
non-U.S.
institution in accordance with §
240.13d-1(b)(1)(ii)(J),
please specify the type of institution: Broker-dealer
|
13
CUSIP NO. 501556203
|
|
|
|
|
|
|
|
|
|
|
ITEM 4
|
|
|
|
Ownership
|
|
|
|
|
|
|
|
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of
the issuer identified in Item 1.
|
|
|
|
|
|
|
|
For MUFG
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
19,747,586
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
5.37%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
19,747,586
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
19,747,586
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
|
|
|
|
|
|
|
For BTMU
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
5,076,678
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
1.38%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
5,076,678
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
5,076,678
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
14
CUSIP NO. 501556203
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
For MUTB
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
14,215,800
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
3.87%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
14,215,800
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
14,215,800
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
|
|
|
|
|
|
|
For MUKAM
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
5,623,100
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
1.53%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
5,623,100
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
5,623,100
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
|
|
|
|
|
|
|
For MUSHD
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
455,108
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
0.12%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
455,108
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
455,108
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
|
|
|
|
|
|
|
For MUMSS
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
432,508
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
0.12%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
432,508
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
432,508
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
|
|
|
|
|
|
|
For KC
|
|
|
|
|
|
|
|
|
|
(a)
|
|
Amount beneficially owned:
|
|
22,600
|
|
|
|
|
|
|
|
|
|
(b)
|
|
Percent of class:
|
|
0.01%
|
|
|
|
|
|
|
|
|
|
(c)
|
|
Number of shares as to which the person has:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i) Sole power to vote or to direct the vote:
|
|
22,600
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Shared power to vote or to direct the vote:
|
|
-0-
|
|
|
|
|
|
|
|
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of:
|
|
22,600
|
|
|
|
|
|
|
|
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of:
|
|
-0-
|
15
CUSIP NO. 501556203
|
|
|
|
|
|
|
|
|
ITEM 5
|
|
|
|
Ownership of Five Percent or Less of a Class
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
ITEM 6
|
|
|
|
Ownership of More than Five Percent on Behalf of Another Person
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
ITEM 7
|
|
|
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person
|
|
|
|
|
|
|
|
As of December 31, 2016, MUFG beneficially owns 19,747,586 shares of the issuer indirectly through its
subsidiaries as follows: BTMU holds 5,076,678 shares; MUTB holds 14,215,800 shares (indirectly through a subsidiary, MUKAM); MUSHD holds 455,108 shares (indirectly through a subsidiary, MUMSS); an (indirectly through a subsidiary, KC).
|
|
|
|
ITEM 8
|
|
|
|
Identification and Classification of Members of the Group
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
ITEM 9
|
|
|
|
Notice of Dissolution of Group
|
|
|
|
|
|
|
|
Not applicable.
|
|
|
|
ITEM 10
|
|
|
|
Certifications
|
|
|
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that purpose or effect.
|
16
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14 , 2017
|
|
Mitsubishi UFJ Financial Group, Inc.
|
|
|
By:
|
|
/s/ Hikaru Umehara
|
|
|
Name:
|
|
Hikaru Umehara
|
|
|
Title:
|
|
Chief Manager, Credit & Investment Management Division
|
17
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14, 2017
|
|
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
|
|
|
By:
|
|
/s/ Hikaru Umehara
|
|
|
Name:
|
|
Hikaru Umehara
|
|
|
Title:
|
|
Chief Manager, Credit & Investment Management Division
|
18
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14, 2017
|
|
Mitsubishi UFJ Trust and Banking Corporation
|
|
|
By:
|
|
/s/ Takayuki Yasuda
|
|
|
Name:
|
|
Takayuki Yasuda
|
|
|
Title:
|
|
Executive Officer and General Manager, Trust Assets Planning Division
|
19
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14, 2017
|
|
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
|
|
|
By:
|
|
/s/ Hidemichi Kanesawa
|
|
|
Name:
|
|
Hidemichi Kanesawa
|
|
|
Title:
|
|
General Manager of Risk Management Division
|
20
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14, 2017
|
|
Mitsubishi UFJ Securities Holdings Co.,Ltd.
|
|
|
By:
|
|
/s/ Morio Hara
|
|
|
Name:
|
|
Morio Hara
|
|
|
Title:
|
|
Deputy General Manager of Corporate Planning Division
|
21
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14, 2017
|
|
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|
|
By:
|
|
/s/ Morio Hara
|
|
|
Name:
|
|
Morio Hara
|
|
|
Title:
|
|
Deputy General Manager of Corporate Planning Division
|
22
CUSIP NO. 501556203
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
|
|
February 14, 2017
|
|
kabu.com Securities Co., Ltd.
|
|
|
By:
|
|
/s/ Takeshi Amemiya
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Name:
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Takeshi Amemiya
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Title:
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Senior Managing Executive Officer, CFO
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23
Kyocera (PK) (USOTC:KYOCY)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Kyocera (PK) (USOTC:KYOCY)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024