Statement of Changes in Beneficial Ownership (4)
22 11월 2019 - 6:02AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Miller Michael O |
2. Issuer Name and Ticker or Trading Symbol
GENESEE & WYOMING INC
[
GWR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, North America |
(Last)
(First)
(Middle)
C/O GENESEE & WYOMING INC., 20 WEST AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/18/2019 |
(Street)
DARIEN, CT 06820
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock, $.01 par value | 11/18/2019 | | M | | 3711 | A | $98.59 | 36574 | D | |
Class A Common Stock, $.01 par value | 11/18/2019 | | F | | 3380 | D | $111.36 | 33194 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $98.59 | 11/18/2019 | | M | | | 3711 | (1) | 11/27/2019 | Class A Common Stock, $.01 par value | 3711 | $0.00 | 0 | D | |
Explanation of Responses: |
(1) | This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Miller Michael O C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN, CT 06820 |
|
| President, North America |
|
Signatures
|
Allison M. Fergus, Attorney-in-Fact for Michael O. Miller | | 11/21/2019 |
**Signature of Reporting Person | Date |
Genesee and Wyoming (NYSE:GWR)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
Genesee and Wyoming (NYSE:GWR)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024
Genesee and Wyoming Inc (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
More Genesee & Wyoming Inc News Articles