Amended Statement of Changes in Beneficial Ownership (4/a)
29 12월 2020 - 8:56AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Lee Grace G. |
2. Issuer Name and Ticker or Trading Symbol
CUBIC CORP /DE/
[
CUB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, Chief HR & Diversity Ofc. |
(Last)
(First)
(Middle)
9333 BALBOA AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/27/2020 |
(Street)
SAN DIEGO, CA 92123
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
12/1/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/27/2020 | | A | | 6553 (1) | A | $0 | 30618 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Restricted Stock Units ("RSUs") vest in three equal annual installments on October 1, 2021, 2022, and 2023, subject to Reporting Person's continuous service through each applicable vesting date. Vested shares will be delivered to the Reporting Person following each vesting date. |
(2) | This Form 4 amendment is filed to report all stock-settled restricted stock units held by the reporting person that were previously reported on Table II as directly owned securities on Table I to be consistent with the reporting of stock-settled restricted stock units granted on November 27, 2020. Accordingly, the total reported in Column 5 now includes 15,307 restricted stock units previously reported on Table II. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lee Grace G. 9333 BALBOA AVENUE SAN DIEGO, CA 92123 |
|
| SVP, Chief HR & Diversity Ofc. |
|
Signatures
|
Hilary L. Hageman, Attorney-in-fact for Grace Lee | | 12/28/2020 |
**Signature of Reporting Person | Date |
Cubic (NYSE:CUB)
과거 데이터 주식 차트
부터 1월(1) 2025 으로 2월(2) 2025
Cubic (NYSE:CUB)
과거 데이터 주식 차트
부터 2월(2) 2024 으로 2월(2) 2025
Cubic Corp (뉴욕 증권거래소)의 실시간 뉴스: 최근 기사 0
More Cubic Corp /de/ News Articles