Initial Statement of Beneficial Ownership (3)
06 9월 2019 - 1:22AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Brunker Steve A. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/21/2019
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3. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [LYTS]
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(Last)
(First)
(Middle)
C/O LSI INDUSTRIES INC., 10000 ALLIANCE RD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) CIO / |
(Street)
CINCINNATI, OH 45242
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 12500 | D | |
Common Shares (1) | 8890 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option to Buy | (3) | 8/19/2020 | Common Stock | 4000 | $5.21 | D | |
Option to Buy | (3) | 8/16/2022 | Common Stock | 10000 | $6.58 | D | |
Option to Buy | (3) | 8/23/2023 | Common Stock | 10000 | $7.20 | D | |
Option to Buy | (3) | 11/20/2024 | Common Stock | 20000 | $6.81 | D | |
Option to Buy | (2) | 7/1/2025 | Common Stock | 40000 | $9.39 | D | |
Option to Buy | (3) | 7/1/2025 | Common Stock | 20000 | $9.39 | D | |
Option to Buy | (3) | 7/1/2026 | Common Stock | 20000 | $11.06 | D | |
Option to Buy | (2) | 8/17/2027 | Common Stock | 18000 | $5.92 | D | |
Option to Buy | (2) | 8/16/2028 | Common Stock | 34000 | $4.94 | D | |
Explanation of Responses: |
(1) | Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
(2) | The options vest ratably over a three year time period. |
(3) | The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Brunker Steve A. C/O LSI INDUSTRIES INC. 10000 ALLIANCE RD CINCINNATI, OH 45242 |
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| CIO |
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Signatures
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/s/ F. Mark Reuter as Attorney-in-Fact for Steve A. Brunker | | 9/5/2019 |
**Signature of Reporting Person | Date |
LSI Industries (NASDAQ:LYTS)
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부터 6월(6) 2024 으로 7월(7) 2024
LSI Industries (NASDAQ:LYTS)
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부터 7월(7) 2023 으로 7월(7) 2024