Statement of Changes in Beneficial Ownership (4)
09 6월 2021 - 8:17AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
LGA HoldCo LLC |
2. Issuer Name and Ticker or Trading Symbol
Lazard Growth Acquisition Corp. I
[
LGAC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
30 ROCKEFELLER PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/7/2021 |
(Street)
NEW YORK, NY 10112
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Series A Membership Interests | (1)(2) | 6/7/2021 | | J (3) | | 0 (1)(2)(3) | | (1)(2) | (1)(2) | Class B Ordinary Shares | 25000 (1)(2)(3) | $0 | 1 (1)(2)(3) | I (1)(2)(3) | See footnotes (1)(2)(3) |
Explanation of Responses: |
(1) | As described in the registration statement on Form S-1 (File No. 333-252408) of Lazard Growth Acquisition Corp. I, a Cayman Island exempted company (the "Issuer"), under the heading "Principal Shareholders", the reporting person holds all of the limited liability company interests (the "Series Membership Interests") in Series A of LGACo 1 LLC, a Delaware series limited liability company and the Issuer's sponsor (the "Sponsor"), which entitles the reporting person to economic interests in respect of 9,975,000 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"). The Founder Shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. |
(2) | Pursuant to the amended and restated operating agreement of the Sponsor, Lazard Group LLC, a Delaware limited liability company, is the sole manager of the Sponsor and each series thereof and, accordingly, maintains the voting rights attributable to, and the dispositive power in respect of, all of the Founder Shares underlying the Series Membership Interests. The reporting person, as the Series A Member of the Sponsor, has full power to appoint, remove or replace the sole manager of the Sponsor at any time. |
(3) | Pursuant to a share transfer agreement, dated as of June 7, 2021 (the "Share Transfer Agreement"), 25,000 Class B ordinary shares of the Issuer were transferred from a former director of the Issuer to Series A of the Sponsor, in connection with the former director's resignation as a director of the Issuer. Following such transfer of 25,000 Class B ordinary shares of the Issuer to Series A of the Sponsor, the reporting person is entitled to economic interests in respect of a total of 9,975,000 Class B ordinary shares. The consummation of the transaction contemplated by the Share Transfer Agreement did not result in a change in the amount of Series A membership interests owned by the reporting person. |
Remarks: Alexander F. Stern, who serves as President of the reporting person, is the Executive Chairman and a Director of the Issuer. For the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting person may be deemed a director by deputization with respect to the Issuer on the basis of Mr. Stern's service on the Issuer's board of directors. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LGA HoldCo LLC 30 ROCKEFELLER PLAZA NEW YORK, NY 10112 | X | X |
|
|
Signatures
|
/s/ Alexander Stern, as President for LGA HoldCo LLC | | 6/8/2021 |
**Signature of Reporting Person | Date |
Lazard Growth Acquisitio... (NASDAQ:LGAC)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Lazard Growth Acquisitio... (NASDAQ:LGAC)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
Lazard Growth Acquisition Corporation I (나스닥)의 실시간 뉴스: 최근 기사 0
More Lazard Growth Acquisition Corp. I News Articles