Amended Statement of Beneficial Ownership (sc 13d/a)
22 2월 2013 - 6:10AM
Edgar (US Regulatory)
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
02/20/13
1. NAME OF REPORTING PERSON
Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein, Andrew Dakos, Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
7. SOLE VOTING POWER
1,352,247
8. SHARED VOTING POWER
0
9. SOLE DISPOSITIVE POWER
1,352,247
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
1,352,247
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
13. PERCENT OF CLASS REPRESENTED BY ROW 11
34.08
14. TYPE OF REPORTING PERSON
IA
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #15 to the schedule 13d
filed January 13, 2012. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the DEF14A filed on January 9, 2013 there were 3,968,124 shares
of common stock outstanding as of 12/31/2012.
Phillip Goldstein, Andrew Dakos and Steven Samuels own Brooklyn Capital
Management, LLC (BCM), a registered investment advisor. As of February 20,
2013, BCM is deemed to be the beneficial owner of 1,352,247 shares of DHFT
(representing 34.08% of DHFT's outstanding shares) solely by virtue of BCM's
power to direct the vote of, and dispose of, these shares. These 1,352,247
shares of DHFT include 871,456 shares (representing 21.96% of DHFT's
outstanding shares) that are beneficially owned by the following entities
over which Messrs. Goldstein, Dakos and Mr. Samuels exercise control:
Opportunity Partners LP, Calapasas West Partners, LP, Full Value Special
Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP,
Opportunity Income Plus, LP, and MCM Opportunity Partners, LP (collectively,
Bulldog Investors). Bulldog Investors may be deemed to constitute a group.
All other shares included in the aforementioned 1,352,247 shares of DHFT
beneficially owned by BCM (solely by virtue of its power to sell or direct
the vote of these shares) are also beneficially owned by clients of BCM who
are not members of any group. The total number of these "non-group" shares is
480,791 shares (representing 12.12% of DHFT's outstanding shares).
c) Since the last filing on 1/19/13 the following shares were purchased:
Date: Shares: Price:
02/19/13 5,600 13.0529
02/20/13 34,200 13.0034
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d) Beneficiaries of managed accounts are entitled to receive any
dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 02/21/2013
By: /s/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
By: /S/ Steven Samuels
Name: Steven Samuels
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