Statement of Changes in Beneficial Ownership (4)
03 3월 2020 - 6:53AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Merwe Jaco van der |
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC
[
ASTE
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Group President-Infrastructure |
(Last)
(First)
(Middle)
1725 SHEPHERD RD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/28/2020 |
(Street)
CHATTANOOGA, TN 37421
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/28/2020 | | A | | 5742 (2) | A | $38.65 | 12620 | D | |
Common Stock | 2/28/2020 | | F | | 317 (3) | D | $38.65 | 12303 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | (1) | | | | | | | (1) | (1) | Common Stock | 702.8198 (1) | | 702.8198 (1) | D | |
Explanation of Responses: |
(1) | Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. |
(2) | Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan. |
(3) | Reported transaction represents 317 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,068 RSUs. Total holdings include 751 shares of common stock issued upon the vesting of the aforementioned RSUs. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Merwe Jaco van der 1725 SHEPHERD RD CHATTANOOGA, TN 37421 |
|
| Group President-Infrastructure |
|
Signatures
|
Robert Taylor, attorney in fact for Jaco van der Merwe | | 3/2/2020 |
**Signature of Reporting Person | Date |
Astec Industries (NASDAQ:ASTE)
과거 데이터 주식 차트
부터 7월(7) 2024 으로 8월(8) 2024
Astec Industries (NASDAQ:ASTE)
과거 데이터 주식 차트
부터 8월(8) 2023 으로 8월(8) 2024