Current Report Filing (8-k)
12 9월 2019 - 6:20AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report:
September 10, 2019
(Date of
earliest event reported)
Yuma Energy, Inc.
(Exact name of
registrant as specified in its charter)
DELAWARE
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001-37932
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94-0787340
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(State or other
jurisdiction of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1177 West Loop
South, Suite 1825
Houston, Texas
77027
(Address of
principal executive offices) (Zip Code)
(713)
968-7000
(Registrant’s
telephone number, including area code)
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(Former name or
former address, if changed since last report)
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Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
☐ Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
☐ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to
Section 12(b) of the Act:
Title of each
class
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Trading
Symbol(s)
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Name of each exchange on which
registered
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Common Stock,
$0.001 par value per share
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YUMA
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NYSE American
LLC
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of
the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of
this chapter).
Emerging growth company
☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
Item 7.01.
Regulation FD Disclosure.
On September 10, 2019, Yuma Energy,
Inc. (the “Company”) issued a press release regarding
the third party purchase of the Company’s senior secured bank
debt and entry into a non-binding restructuring letter of intent,
which press release is included as Exhibit 99.1 to this Current
Report on Form 8-K and is incorporated herein by
reference.
The information in this Current
Report on Form 8-K furnished pursuant to Item 7.01, including
Exhibit 99.1, shall not be deemed to be “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to
liability under that section, and it shall not be deemed
incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, except as shall be expressly
set forth by specific reference in such filing. By filing this
Current Report on Form 8-K and furnishing this information pursuant
to Item 7.01, the Company makes no admission as to the materiality
of any information in this Current Report on Form 8-K, including
Exhibit 99.1, that is required to be disclosed solely by Regulation
FD.
Item 9.01.
Financial Statements and Exhibits.
The following exhibit is furnished
with this Current Report on Form 8-K:
Exhibit
No.
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Description
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Press Release dated September 10,
2019.
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SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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YUMA ENERGY,
INC.
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By:
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/s/
Anthony C. Schnur
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Name:
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Anthony C.
Schnur
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Date: September 11,
2019
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Title:
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Interim Chief Executive Officer,
Interim Chief Financial Officer and Chief Restructuring
Officer
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Yuma Energy (AMEX:YUMA)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Yuma Energy (AMEX:YUMA)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024