Panmure Gordon (UK) Ltd (Broking) Form 8.3 re Zwanziger Family re EKF Diagnostics (1499D)
22 10월 2015 - 10:26PM
UK Regulatory
TIDMEKF
RNS Number : 1499D
Panmure Gordon (UK) Ltd (Broking)
22 October 2015
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Zwanziger Family Ventures LLC
---------------------------------------------------------- ----------------------------------------------------------
(b) Owner or controller of interests and short positions The Zwanziger Family 2012 Irrevocable Trust holds a
disclosed, if different from 1(a): controlling interest in Zwanziger Family
The naming of nominee or vehicle companies is Ventures LLC
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named. Trustees: Orit Goldstein and Evan Heller
Settlor: Ron Zwanziger
Beneficiaries: The Zwanziger family
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant EKF Diagnostics Holdings plc
securities this form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(d) If an exempt fund manager connected with an -
offeror/offeree, state this and specify identity
of offeror/offeree:
---------------------------------------------------------- ----------------------------------------------------------
(e) Date position held/dealing undertaken: 21 October 2015
For an opening position disclosure, state the latest
practicable date prior to the disclosure
---------------------------------------------------------- ----------------------------------------------------------
(f) In addition to the company in 1(c) above, is the YES / NO / N/A
discloser making disclosures in respect If YES, specify which:
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A" No
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary Shares
------------------------------------------------------------------------------ --------------------------------------
Interests Short positions
------------------------------------------------------------------------------ ------------------ ------------------
Number % Number %
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(1) Relevant securities owned and/or controlled: 33,661,694 7.98 - -
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(2) Cash-settled derivatives: - - - -
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to - - - -
purchase/sell:
------------------------------------------------------------------------------ ----------- ----- ------------- ---
TOTAL: 33,661,694 7.98 - -
------------------------------------------------------------------------------ ----------- ----- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: -
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages: -
----------------------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- --------------------------- --------------------- ---------------
Ordinary Shares Purchase (21 October 2015) 7,092 GBP0.205
--------------------------- --------------------------- --------------------- ---------------
Ordinary Shares Purchase (21 October 2015) 17,908 GBP0.205
--------------------------- --------------------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
- - - - -
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
- - - - - - - -
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
- - - - -
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
- - - -
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None.
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