Appendix 3B
08 5월 2009 - 8:21PM
UK Regulatory
TIDMBKY
RNS Number : 9445R
Berkeley Resources Limited
08 May 2009
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
+-------------------------------------------------------------------+
| Name of entity |
+-------------------------------------------------------------------+
| Berkeley Resources |
| Limited |
+-------------------------------------------------------------------+
+------------------------------------------------+
| ABN |
+------------------------------------------------+
| 40 |
| 052 |
| 468 |
| 569 |
+------------------------------------------------+
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
+----+----------+----------+----------+----------+--------------------------------------------------------+------------------------------------------+----------+
| 1 | +Class of +securities issued or to be | A. Ordinary Shares |
| | issued | (Placement) |
| | | B. Ordinary Shares |
| | | (Placement) |
| | | C. Options (Placement) |
| | | D. Options (Placement) |
| | | E. Options (Transaction |
| | | Fee) |
| | | F. Ordinary Shares |
| | | (Rights Issue) |
| | | G. Options (Rights Issue) |
| | | H. Options (Director |
| | | Incentive) |
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| 2 | Number of +securities issued or to be | A. 10,000,000 |
| | issued (if known) or maximum number which | B. 4,000,000 |
| | may be issued | C. 5,000,000 |
| | | D. 2,000,000 |
| | | E. 2,500,000 |
| | | F. 5,879,584 |
| | | G. 2,939,792 |
| | | H. 3,000,000 |
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| 3 | Principal terms of the +securities (eg, | A. Fully paid ordinary |
| | if options, exercise price and expiry | shares |
| | date; if partly paid +securities, the | B. Fully paid ordinary |
| | amount outstanding and due dates for | shares |
| | payment; if +convertible securities, the | C. Options exercisable at |
| | conversion price and dates for | $0.75 on or before the date |
| | conversion) | that is 4 years from the |
| | | date the options are first |
| | | granted, which is |
| | | anticipated to be 15 May |
| | | 2013. |
| | | D. Options exercisable at |
| | | $0.75 on or before the date |
| | | that is 4 years from the |
| | | date the options are first |
| | | granted, which is |
| | | anticipated to be 15 May |
| | | 2013. |
| | | E. Options exercisable at |
| | | $1.00 on or before 31 May |
| | | 2013 |
| | | F. Fully paid ordinary |
| | | shares |
| | | G. Options exercisable at |
| | | $0.75 on or before the date |
| | | that is 4 years from the |
| | | date the options are first |
| | | granted, which is |
| | | anticipated to be 15 May |
| | | 2013. |
| | | H. Options exercisable at |
| | | $0.75 on or before the date |
| | | that is 4 years from the |
| | | date the options are first |
| | | granted, which is |
| | | anticipated to be 15 May |
| | | 2013. |
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| 4 | Do the +securities rank equally in all | A. Yes |
| | respects from the date of allotment with | B. Yes |
| | an existing +class of quoted +securities? | C. No - New security |
| | If the additional securities do not rank | D. No - New security |
| | equally, please state:* | E.N/A - unlisted security |
| | the date from which they do* | F. Yes |
| | the extent to which they participate for | G. No - New security |
| | the next dividend, (in the case of a | H. No - New security |
| | trust, distribution) or interest | |
| | payment* | |
| | the extent to which they do not rank | |
| | equally, other than in relation to the | |
| | next dividend, distribution or interest | |
| | payment | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| 5 | Issue price or consideration | A. |
| | | $0.50 |
| | | |
| | | B. |
| | | $0.50 |
| | | C.Nil - |
| | | Free |
| | | attaching |
| | | options |
| | | on the |
| | | basis of |
| | | 1 option |
| | | for every |
| | | 2 shares |
| | | issued |
| | | D. Nil |
| | | - Free |
| | | attaching |
| | | options |
| | | on the |
| | | basis of |
| | | 1 option |
| | | for every |
| | | 2 shares |
| | | issued |
| | | E. Nil |
| | | - Option |
| | | issued as |
| | | consideration |
| | | to Advisor on |
| | | transaction |
| | | completion |
| | | F.$0.50 |
| | | G. Nil - |
| | | Free |
| | | attaching |
| | | options on |
| | | the basis of |
| | | 1 option for |
| | | every 2 |
| | | shares issued |
| | | H. Nil - |
| | | To be issued |
| | | to Directors |
| | | as a |
| | | performance |
| | | incentive |
| | | |
+----+-------------------------------------------+---------------------------------------------------------------------------------------------------+
| | | |
+----+-------------------------------------------+--------------------------------------------------------------------------------------------------------------+
| 6 | Purpose of the issue | To provide funding for a Feasibility |
| | (If issued as consideration for the | Study on the Company's Salamanca |
| | acquisition of assets, clearly identify | Uranium Project and for general working |
| | those assets) | capital. |
| | | |
+----+-------------------------------------------+--------------------------------------------------------------------------------------------------------------+
| | | |
+---------------+---------------------+--------------------------------------------------------------------------------------------------------------+
| 7 | Dates of entering | A. Expected on or around 15 May 2009 |
| | +securities into | B. Expected on or around 15 May 2009 |
| | uncertificated | C. Expected on or around 15 May 2009 |
| | holdings or | D. Expected on or around 15 May 2009 |
| | despatch of | E. Expected on or around 15 May 2009 |
| | certificates | F. 10 June 2009 |
| | | G. 10 June 2009 |
| | | H. Expected on or around 15 May 2009 |
| | | |
+--------------------------+---------------------+--------------------------------------------------------------------------------------------------------------+
| | | |
+--------------------------+---------------------+--------------------------------------------------------------------------------------------------------------+
| | | Number | +Class |
+--------------------------+---------------------+--------------------------------------------------------+-----------------------------------------------------+
| 8 | Number and +class | 123,471,279 | Ordinary |
| | of all +securities | 12,939,792 | shares |
| | quoted on ASX | | $0.75 |
| | (including the | | Options |
| | securities in | | |
| | clause 2 if | | |
| | applicable) | | |
| | | | |
+----+----------+----------+----------+----------+--------------------------------------------------------+------------------------------------------+----------+
+-----+-------------------------+-------------------------------------------------------+------------------------------------------------------+
| | | Number | +Class |
+-----+-------------------------+-------------------------------------------------------+------------------------------------------------------+
| 9 | Number and +class of | 10,600,000 | $0.70 |
| | all +securities not | 2,500,000 | Options |
| | quoted on ASX | 2,160,000 | $1.00 |
| | (including the | 787,500 | Unlisted |
| | securities in clause 2 | | Options |
| | if applicable) | | $1.86 |
| | | | Incentive |
| | | | Options |
| | | | $1.00 |
| | | | Incentive |
| | | | Options |
| | | | |
+-----+-------------------------+-------------------------------------------------------+------------------------------------------------------+
| | | |
+-----+-------------------------+--------------------------------------------------------------------------------------------------------------+
| 10 | Dividend policy (in the | Not |
| | case of a trust, | applicable |
| | distribution policy) on | |
| | the increased capital | |
| | (interests) | |
+-----+-------------------------+-------------------------------------------------------+------------------------------------------------------+
Part 2 ? Bonus issue or pro rata issue
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 11 | Is security holder | No |
| | approval required? | |
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 12 | Is the issue | Non-renounceable |
| | renounceable or | |
| | non-renounceable? | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 13 | Ratio in which the | 1 |
| | +securities will be | for |
| | offered | 20 |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 14 | +Class of +securities to | Ordinary |
| | which the offer relates | shares |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 15 | +Record date to | 19 May 2009 |
| | determine entitlements | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 16 | Will holdings on | Yes |
| | different registers (or | |
| | subregisters) be | |
| | aggregated for | |
| | calculating | |
| | entitlements? | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 17 | Policy for deciding | Rounded |
| | entitlements in relation | down |
| | to fractions | |
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 18 | Names | Channel Islands, Costa Rica, |
| | of | France, United Kingdom, Hong |
| | countries | Kong, Mozambique, New Zealand, |
| | in which | Philippines, Singapore, Unites |
| | the | States of America |
| | entity | |
| | has | |
| | +security | |
| | holders | |
| | who will | |
| | not be | |
| | sent new | |
| | issue | |
| | documents | |
| | Note: | |
| | Security | |
| | holders | |
| | must be | |
| | told how | |
| | their | |
| | entitlements | |
| | are to be | |
| | dealt with. | |
| | Cross | |
| | reference: | |
| | rule 7.7. | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 19 | Closing date for receipt | 9 |
| | of acceptances or | June |
| | renunciations | 2009 |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 20 | Names of any | None |
| | underwriters | |
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 21 | Amount of any | Not |
| | underwriting fee or | applicable |
| | commission | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 22 | Names of any brokers to | None |
| | the issue | |
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 23 | Fee or commission | Not |
| | payable to the broker to | Applicable |
| | the issue | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 24 | Amount of any handling | None |
| | fee payable to brokers | |
| | who lodge acceptances or | |
| | renunciations on behalf | |
| | of +security holders | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 25 | If the issue is | Not |
| | contingent on +security | applicable |
| | holders' approval, the | |
| | date of the meeting | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 26 | Date entitlement and | 25 |
| | acceptance form and | May |
| | prospectus or Product | 2009 |
| | Disclosure Statement | |
| | will be sent to persons | |
| | entitled | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 27 | If the entity has issued | Notices |
| | options, and the terms | sent on |
| | entitle option holders | 5 May |
| | to participate on | 2009 |
| | exercise, the date on | |
| | which notices will be | |
| | sent to option holders | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 28 | Date rights trading will | Not |
| | begin (if applicable) | applicable |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 29 | Date rights trading will | Not |
| | end (if applicable) | applicable |
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 30 | How do +security holders | Not |
| | sell their entitlements | applicable |
| | in full through a | |
| | broker? | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 31 | How do +security holders | Not |
| | sell part of their | applicable |
| | entitlements through a | |
| | broker and accept for | |
| | the balance? | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 32 | How do +security holders | Not |
| | dispose of their | applicable |
| | entitlements (except by | |
| | sale through a broker)? | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| | | |
+-----+---------------------------------------------------------+-------------------------------------------------------+
| 33 | +Despatch date | 15 |
| | | June |
| | | 2009 |
+-----+---------------------------------------------------------+-------------------------------------------------------+
Part 3 ? Quotation of securities
You need only complete this section if you are applying for quotation of
securities
+-----+-----+---------------------------------------------------------------+
| 34 | Type of securities |
| | (tick one) |
| | |
+-----+---------------------------------------------------------------------+
| (a) | | Securities described in Part 1 |
| | | |
+-----+-----+---------------------------------------------------------------+
| | | |
+-----+-----+---------------------------------------------------------------+
+-----+-----+------------------------------------------------------------+
| (b) | | All other securities |
| | | Example: restricted securities at the end of the escrowed |
| | | period, partly paid securities that become fully paid, |
| | | employee incentive share securities when restriction ends, |
| | | securities issued on expiry or conversion of convertible |
| | | securities |
+-----+-----+------------------------------------------------------------+
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
+------------------------------------+--------+----------------------------+
| Tick to indicate you are providing | | |
| the information or documents | | |
+------------------------------------+--------+----------------------------+
+-----+-----+------------------------------------------------------------+
| 35 | | If the +securities are +equity securities, the names of |
| | | the 20 largest holders of the additional +securities, and |
| | | the number and percentage of additional +securities held |
| | | by those holders |
+-----+-----+------------------------------------------------------------+
| | | |
+-----+-----+------------------------------------------------------------+
| 36 | | If the +securities are +equity securities, a distribution |
| | | schedule of the additional +securities setting out the |
| | | number of holders in the categories |
| | | 1 - 1,000 |
| | | 1,001 - 5,000 |
| | | 5,001 - 10,000 |
| | | 10,001 - 100,000 |
| | | 100,001 and over |
+-----+-----+------------------------------------------------------------+
| | | |
+-----+-----+------------------------------------------------------------+
| 37 | | A copy of any trust deed for the additional +securities |
+-----+-----+------------------------------------------------------------+
Entities that have ticked box 34(b)
+-----+--------------------------+-------------------------------------------------------+-----------------------------------+---------------+
| 38 | Number of securities for | Not |
| | which +quotation is | applicable |
| | sought | |
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| 39 | Class of +securities for | Not |
| | which quotation is | applicable |
| | sought | |
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| 40 | Do the +securities rank | Not |
| | equally in all respects | applicable |
| | from the date of | |
| | allotment with an | |
| | existing +class of | |
| | quoted +securities? | |
| | If the additional | |
| | securities do not rank | |
| | equally, please | |
| | state:* | |
| | the date from which they | |
| | do* | |
| | the extent to which they | |
| | participate for the next | |
| | dividend, (in the case | |
| | of a trust, | |
| | distribution) or | |
| | interest payment* | |
| | the extent to which they | |
| | do not rank equally, | |
| | other than in relation | |
| | to the next dividend, | |
| | distribution or interest | |
| | payment | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| 41 | Reason for request for | Not |
| | quotation now | applicable |
| | Example: In the case of | |
| | restricted securities, | |
| | end of restriction | |
| | period | |
| | (if issued upon | |
| | conversion of another | |
| | security, clearly | |
| | identify that other | |
| | security) | |
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| | | |
+-----+--------------------------+-------------------------------------------------------------------------------------------+
| | | Number | +Class |
+-----+--------------------------+-------------------------------------------------------+---------------------------------------------------+
| 42 | Number and +class of all | Not | |
| | +securities quoted on | applicable | |
| | ASX (including the | | |
| | securities in clause 38) | | |
| | | | |
+-----+--------------------------+-------------------------------------------------------+-----------------------------------+---------------+
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
· The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
· There is no reason why those +securities should not be
granted +quotation.
· An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for
the securities in order to be able to give this warranty
· Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and that
no-one has any right to return any +securities to be quoted under sections 737,
738 or 1016F of the Corporations Act at the time that we request that
the +securities be quoted.
·We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the +securities to be quoted, it has been
provided at the time that we request that the +securities be quoted.
·If we are a trust, we warrant that no person has the right to return
the +securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in
respect of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If
any information or document not available now, will give it to ASX
before +quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true and
complete.
Sign here: Date: 8 May 2009
(Director/Company secretary)
Print name: Clint McGhie
== == == == ==
This information is provided by RNS
The company news service from the London Stock Exchange
END
MSCEAFSPEFDNEFE
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