Barclays PLC Form 8.5 (EPT/NON-RI) BIFFA PLC (7765Z)
16 9월 2022 - 6:51PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 7765Z
Barclays PLC
16 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer Energy Capital Partners, LLC
with which exempt
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 15 September 2022
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 18,195,372 5.94% 1,635,865 0.53%
(2) Cash-settled derivatives:
1,403,051 0.46% 18,074,375 5.91%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,598,423 6.40% 19,710,240 6.44%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 96,042 3.9242 3.8518 GBP
GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary Sale 50,006 3.9242 3.852 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 52 3.8800 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Long 1,975 3.8941 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 34 3.9173 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 47 3.9144 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 52 3.8800 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 291 3.8973 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 773 3.8788 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 1,106 3.9134 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 1,417 3.8540 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 2,115 3.8839 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 3,368 3.9003 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 5,132 3.8841 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 6,259 3.8881 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 6,789 3.8999 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 6,857 3.8549 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 8,141 3.8519 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Increasing Long 1 3.8500 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Increasing Long 2,753 3.8794 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 877 3.8801 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,076 3.8900 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,452 3.9006 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,975 3.8941 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 2,536 3.8926 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 8,205 3.8956 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 31,576 3.8514 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 35,525 3.8528 GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for
new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
---------------------------------------------- ----------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 16 Sep
2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOSFASUMEESELU
(END) Dow Jones Newswires
September 16, 2022 05:51 ET (09:51 GMT)
Biffa (LSE:BIFF)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Biffa (LSE:BIFF)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024
