Barclays PLC Form 8.5 (EPT/NON-RI) BIFFA PLC (6223Z)
15 9월 2022 - 7:17PM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 6223Z
Barclays PLC
15 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
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(b) Name of offeror/offeree in relation to whose BIFFA PLC
------------------------------------
relevant securities this form relates:
------- --------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt Energy Capital Partners, LLC
------------------------------------
principal trader is connected
------- --------------------------------------------------------------------- --------------------------------
(d) Date position held/dealing undertaken: 14 September 2022
------- ----------------------------------------------------------------------- ------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
------- ----------------------------------------------------------------------- --------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
------------------- -------------------
Interests Short Positions
------------------- -------------------
Number (%) Number (%)
------------------------------------------------- ----------- ------ ----------- ------
(1) Relevant securities owned
and/or controlled: 18,146,719 5.93% 1,633,248 0.53%
(2) Cash-settled derivatives:
1,401,108 0.46% 18,022,969 5.89%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,547,827 6.39% 19,656,217 6.42%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
-----------
which subscription right exists
-------------------------------------------- ------------ ----------------------------------------------------------
Details, including nature of the rights
-----------
concerned and relevant percentages:
---------------------------------------------------------- ----------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
------------ ------------------------------ ------------ ----------- ------ -------------- ---------------------
Class of Purchase/sale Total Highest price Lowest price per
relevant number of per unit unit
security securities paid/received paid/received
------------ ------------- --------------- ------------ ----------- ------ -------------- ---------------------
1p ordinary Purchase 157,790 3.9614 GBP 3.914 GBP
1p ordinary Sale 121,983 3.9760 GBP 3.91 GBP
----------------------------- ------------------- -------------- ---------------------
(b) Cash-settled derivative transactions
------------ -------------------------------------------- ----------- ------ -------------- ---------------------
Class of Product Nature of Number of Price per
dealing
relevant description reference unit
security securities
------------ ------------- --------------- ------------ ----------- ------ -------------- ---------------------
1p ordinary SWAP Decreasing Long 477 3.9260 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Long 2,131 3.9469 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 100 3.9159 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 532 3.9140 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 970 3.9660 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 2,156 3.9096 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 2,403 3.9399 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 3,066 3.9582 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 4,180 3.9177 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 5,478 3.9332 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 7,589 3.9390 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 10,292 3.9355 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Decreasing Short 22,057 3.9340 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary CFD Increasing Long 6,546 3.9529 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 245 3.9295 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 477 3.9260 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 695 3.9614 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 823 3.9476 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 971 3.9374 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 2,131 3.9469 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 5,532 3.9244 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 7,372 3.9346 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 22,057 3.9340 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 22,875 3.9222 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 40,561 3.9336 GBP
----------------------------- ------------------- -------------- ---------------------
1p ordinary SWAP Increasing Short 63,958 3.9239 GBP
----------------------------- ------------------- -------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
------------- --------------- ------------ ----------- ------ -------------- ---------------------
(ii) Exercising
Class of relevant Product description Exercising/ Number of Exercise price per
exercised against
security securities unit
------------ ------------- --------------- ------------ -------------- ---------------------
(d) Other dealings (including subscribing for new securities)
Class of Nature of Details Price per
relevant Dealings unit (if
security applicable)
------------ ------------- --------------- ------------ -------------- ---------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
------------------------------------------------------------------------------- -------------- ---------------------
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
-------------------------------------------- ------------ ----------- ------ -------------- ---------------------
NONE
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
----------------------------------------------------------
Date of disclosure: 15 Sep
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
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September 15, 2022 06:17 ET (10:17 GMT)
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