Form 8 (OPD) Management Shareholders
23 4월 2010 - 12:24AM
UK Regulatory
TIDMAKG
RNS Number : 6528K
Astek Group PLC
22 April 2010
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
+-----------------+--------------+
| (a) | Management |
| Identity | Shareholders |
| of the | in Astek |
| party to | Group plc |
| the | |
| offer | |
| making | |
| the | |
| disclosure: | |
+-----------------+--------------+
| (b) | n/a |
| Owner | |
| or | |
| controller | |
| of | |
| interests | |
| and short | |
| positions | |
| disclosed, | |
| if | |
| different | |
| from 1(a): | |
| The | |
| naming of | |
| nominee or | |
| vehicle | |
| companies | |
| is | |
| insufficient | |
+-----------------+--------------+
| (c) | Astek |
| Name | Group |
| of | plc |
| offeror/offeree | |
| in relation to | |
| whose relevant | |
| securities this | |
| form relates: | |
| Use a | |
| separate form | |
| for each party | |
| to the offer | |
+-----------------+--------------+
| (d) Is | OFFEROR |
| the | |
| party | |
| to the | |
| offer | |
| making | |
| the | |
| disclosure | |
| the | |
| offeror or | |
| the | |
| offeree? | |
+-----------------+--------------+
| (e) | 15 |
| Date | April |
| position | 2010 |
| held: | |
+-----------------+--------------+
| (f) | No |
| Has | |
| the | |
| party | |
| previously | |
| disclosed, | |
| or is it | |
| today | |
| disclosing, | |
| under the | |
| Code in | |
| respect of | |
| any other | |
| party to | |
| this offer? | |
+-----------------+--------------+
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates
+----------------+--------+--------+--------+--------+
| Class | Ordinary Shares of 0.5p each |
| of | |
| relevant | |
| security: | |
| | |
+----------------+-----------------------------------+
| | Interests |Short positions |
| | | |
+ +-----------------+-----------------+
| |Number | % |Number | % |
+----------------+--------+--------+--------+--------+
| (1) | | | | |
| Relevant | | | | |
| securities | | | | |
| owned | | | | |
| and/or | | | | |
| controlled: | | | | |
+----------------+--------+--------+--------+--------+
| (2) | | | | |
| Derivatives | | | | |
| (other than | | | | |
| options): | | | | |
+----------------+--------+--------+--------+--------+
| (3) | | | | |
| Options | | | | |
| and | | | | |
| agreements | | | | |
| to | | | | |
| purchase/sell: | | | | |
+----------------+--------+--------+--------+--------+
| | | | | |
| | | | | |
| TOTAL: | | | | |
+----------------+--------+--------+--------+--------+
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
+--------------+--------+
| Class | |
| of | |
| relevant | |
| security | |
| in | |
| relation | |
| to which | |
| subscription | |
| right | |
| exists: | |
+--------------+--------+
| Details, | |
| including | |
| nature of | |
| the | |
| rights | |
| concerned | |
| and | |
| relevant | |
| percentages: | |
+--------------+--------+
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
+---------------+
| Details |
| of any |
| irrevocable |
| commitments |
| or letters |
| of intent |
| procured by |
| the party |
| to the |
| offer |
| making the |
| disclosure |
| or any |
| person |
| acting in |
| concert |
| with it |
| (see Note 3 |
| on Rule |
| 2.11 of the |
| Code): |
+---------------+
| An |
| irrevocable |
| undertaking |
| to vote in |
| favour of |
| the |
| Proposals |
| has been |
| received |
| from |
| Reverse |
| Take-Over |
| Investments |
| plc in |
| respect of |
| its |
| beneficial |
| holding of |
| 20,000,000 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 28.57 per |
| cent. of the |
| existing |
| issued |
| ordinary |
| share capital |
| of Astek |
| Group plc). |
| |
| |
| |
+---------------+
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER
MAKING THE DISCLOSURE
+---------------+
| Details |
| of any |
| interests, |
| short |
| positions |
| and rights |
| to |
| subscribe |
| of any |
| person |
| acting in |
| concert |
| with the |
| party to |
| the offer |
| making the |
| disclosure: |
+---------------+
| The |
| following |
| persons |
| are |
| acting in |
| concert |
| as the |
| Management |
| Shareholders. |
| Their |
| interests and |
| rights to |
| subscribe are |
| set out |
| below: |
| |
| Alan Julian |
| Segal |
| 11,414,506 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 16.31% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| and |
| 4,565,803 |
| warrants that |
| can be |
| converted |
| into |
| 4,565,803 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011. |
| |
| Mark Shupac |
| 4,135,036 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 5.91% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| 1,654,014 |
| warrants that |
| can be |
| converted |
| into |
| 1,654,014 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011; and |
| 500,000 |
| american call |
| options over |
| 500,000 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of each |
| option is |
| 5.25p and the |
| options lapse |
| at 5p.m. on |
| 24 October |
| 2016. |
| |
| Marilyn Joy |
| Segal |
| 4,807,187 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 6.87% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| and |
| 1,922,875 |
| warrants that |
| can be |
| converted |
| into |
| 1,922,875 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011. |
| |
| Joel Michael |
| Shupac |
| 1,444,823 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 2.06% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| and |
| 577,929 |
| warrants that |
| can be |
| converted |
| into 577,929 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011. |
| |
| Amy Debra |
| Segal |
| 650,707 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 0.93% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| and |
| 260,283 |
| warrants that |
| can be |
| converted |
| into 260,283 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011. |
| |
| Mark Kevin |
| Segal |
| 650,707 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 0.93% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| and |
| 260,283 |
| warrants that |
| can be |
| converted |
| into 260,283 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011. |
| |
| Richard |
| Alexander |
| Segal |
| 650,707 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 0.93% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| and |
| 260,283 |
| warrants that |
| can be |
| converted |
| into 260,283 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011. |
| |
| Anthony Simon |
| Segal |
| 821,593 |
| Ordinary |
| Shares of |
| 0.5p each |
| (representing |
| approximately |
| 1.17% of the |
| total issued |
| share capital |
| of Astek |
| Group plc); |
| 328,637 |
| warrants that |
| can be |
| converted |
| into 328,637 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of the |
| warrants is 5 |
| pence per |
| ordinary |
| share and the |
| expiry date |
| is 11 July |
| 2011; and |
| 250,000 |
| american call |
| options over |
| 250,000 |
| ordinary |
| shares of |
| 0.5p each. |
| The exercise |
| price of each |
| option is |
| 5.25p and the |
| options lapse |
| at 5p.m. on |
| 24 October |
| 2016. |
| |
+---------------+
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 3 for
each additional class of relevant security.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
+-----------------+
| Details |
| of any |
| indemnity |
| or option |
| arrangement, |
| or any |
| agreement or |
| understanding, |
| formal or |
| informal, |
| relating to |
| relevant |
| securities |
| which may be |
| an inducement |
| to deal or |
| refrain from |
| dealing |
| entered into |
| by the party |
| to the offer |
| making the |
| disclosure or |
| any person |
| acting in |
| concert with |
| it: |
| If there are |
| no such |
| agreements, |
| arrangements |
| or |
| understandings, |
| state "none" |
+-----------------+
| |
| None |
| |
+-----------------+
(b) Agreements, arrangements or understandings relating to options or
derivatives
+-----------------+
| Details |
| of any |
| agreement, |
| arrangement |
| or |
| understanding, |
| formal or |
| informal, |
| between the |
| party to the |
| offer making |
| the |
| disclosure, or |
| any person |
| acting in |
| concert with |
| it, and any |
| other person |
| relating to: |
| (i) the |
| voting rights |
| of any |
| relevant |
| securities |
| under any |
| option; or |
| (ii) the |
| voting rights |
| or future |
| acquisition or |
| disposal of |
| any relevant |
| securities to |
| which any |
| derivative is |
| referenced: |
| If there are |
| no such |
| agreements, |
| arrangements |
| or |
| understandings, |
| state "none" |
+-----------------+
| |
| None |
| |
+-----------------+
(c) Attachments
Are any Supplemental Forms attached?
+--------------+--------+
| Supplemental | NO |
| Form 8 (Open | |
| Positions) | |
+--------------+--------+
| Supplemental | NO |
| Form 8 (SBL) | |
+--------------+--------+
+-------------+---------------+
| Date | 22 |
| of | April |
| disclosure: | 2010 |
+-------------+---------------+
| Contact | Alan |
| name: | Segal |
+-------------+---------------+
| Telephone | 0161 942 3900 |
| number: | |
+-------------+---------------+
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available
for consultation in relation to the Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEEUURVRRBASUAR
Astek (LSE:AKG)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Astek (LSE:AKG)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024