Nortel Networks - Blocklisting Interim Reviews
17 1월 2000 - 4:01PM
UK Regulatory
RNS Number:8163D
Nortel Networks Corp
14 January 2000
BLOCKLISTING SIX MONTHLY REVIEW
1. NAME OF COMPANY: Nortel Networks Corporation
2. NAME OF SCHEME: Nortel Networks Corporation Dividend Reinvestment Plan
3. PERIOD OF RETURN: FROM: 01/07/99 TO: 31/12/99
4. NUMBER AND CLASS OF SHARES(S)
(AMOUNT OF STOCK/DEBT SECURITY) 15,796,800
NOT ISSUED UNDER SCHEME
AT END OF THE LAST PERIOD:
5. NUMBER OF SHARES ISSUED/ALLOTTED 33,873
UNDER SCHEME DURING PERIOD:
6. BALANCE UNDER SCHEME NOT YET ISSUED/ 15,762,927
ALLOTTED AT END OF PERIOD:
7. NUMBER AND CLASS OF SHARE(S)
(AMOUNT OF STOCK/DEBT SECURITIES) (See Schedule A below for details)
ORIGINALLY LISTED AND THE DATE OF
ADMISSION:
PLEASE CONFIRM TOTAL NUMBER OF SHARES IN ISSUE AT THE END OF THE PERIOD
IN ORDER FOR US TO UPDATE OUR RECORDS.
204,106,910 under all plans
1,377,154,698 total shares issued and outstanding
CONTACT FOR QUERIES
NAME: Karen E McCarthy
TELEPHONE: 905-863-1192
Nortel Networks Corporation
Dividend Reinvestment Plan
Schedule A
June 1984 (original listing amount)
December 1986 2 500 000
May 1987 2 500 000 (stock split)
March 1989 7 000 000
May 1994 5 000 000
January 1998 4 006 652 (stock split)
August 1999 67,000,000 (stock dividend)
BLOCKLISTING SIX MONTHLY REVIEW
1. NAME OF COMPANY: Nortel Networks Corporation
2. NAME OF SCHEME: Nortel Networks Corporation 1986 Stock Option Plan
As amended and restated
3. PERIOD OF RETURN: FROM: 01/07/99 TO: 31/12/99
4. NUMBER AND CLASS OF SHARES(S)
(AMOUNT OF STOCK/DEBT SECURITY) 48,064,728 (pre-dividend)
NOT ISSUED UNDER SCHEME
AT END OF THE LAST PERIOD:
5. NUMBER OF SHARES ISSUED/ALLOTTED 1,091,261 July 1 to August 17
UNDER SCHEME DURING PERIOD: (pre-dividend)
10,186,783 August 18 to December 31
(post-dividend)
11,278,044
6. BALANCE UNDER SCHEME NOT YET ISSUED/ 179,544,351 (see Schedule B)
ALLOTTED AT END OF PERIOD:
7. NUMBER AND CLASS OF SHARE(S)
(AMOUNT OF STOCK/DEBT SECURITIES) (See Schedule A below for details)
ORIGINALLY LISTED AND THE DATE OF
ADMISSION:
PLEASE CONFIRM TOTAL NUMBER OF SHARES IN ISSUE AT THE END OF THE PERIOD
IN ORDER FOR US TO UPDATE OUR RECORDS.
204,106,910 under all plans
1,377,154,698 total shares issued and outstanding
CONTACT FOR QUERIES
NAME: Karen E McCarthy
TELEPHONE: 905-863-1192
Nortel Networks Corporation
1986 Stock Option Plan As Amended and Restated
Schedule A
July 1986 1 000 000
May 1987 1 000 000 (stock split)
April 1988 8 000 000
June 1993 7 000 000
January 1995 8 000 000
January 1997 10 000 000
January 1998 35,000,000 (stock split)
August 1999 70,000,000 (stock dividend)
November 1999 94,859,020
Sub-Total 234,859,020
Nortel Networks NA Inc. (formerly Bay Networks, Inc.)
Stock Options assumed by Nortel Networks Corporation,
in connection with the acquisition of Bay Networks, Inc.
on August 31, 1998 47,287,800
Stock Options assumed by Nortel Networks Corporation
in connection with the acquisition of Periphonics
Corporation in November, 1999. 925,180
Total:
283,072,000
Nortel Networks Corporation
1986 Stock Option Plan As Amended and Restated
Schedule B
48,064,728 number of common shares not issued at end of last period
(1,091,261) common shares issued under the Nortel Stock Plan
from July 1 - August 17, 1999
46,973,467 number of common shares not issued on August 17, 1999
+ 46,973,467 additional listing of common shares in connection with the
stock dividend
93,946,934 number of common shares available for issuance under the
Nortel Stock Option Plan
(10,186,783) common shares issued under the Nortel Stock Option Plan
August 18 -December 31, 1999
83,760,151
94,859,020 new listing of common shares available for issuance under the
Nortel Stock Option Plan
925,180 listing of common shares in connection with the assumption of
the Periphonies Stock Option Plan
179,544,351
END
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