FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

PENTEL RANDOLPH M
2. Issuer Name and Ticker or Trading Symbol

CAPSOURCE FINANCIAL INC [ CPSO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

717 EATON STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

11/12/2008
(Street)

ST. PAUL, MN 55118
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/12/2008     P    2820000   A $187500   (1) 16281221   D    
Common Stock   11/12/2008     P    2875000   A $187500   (1) 19156221   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to purchase Common Stock   (2) $0.90   11/12/2008        2500000       5/1/2006   5/1/2011   Common Stock   2500000   $0   2500000   D    
Warrants to purchase Common Stock   (2) $0.90   11/12/2008        375000       10/30/2006   10/30/2011   Common Stock   375000   $0   375000   D    
Warrants to purchase Common Stock   (2) $0.90   11/12/2008        375000       10/30/2006   10/3/2011   Common Stock   375000   $0   375000   D    
Warrants to purchase Common Stock   (2) $0.90   11/12/2008        2500000       5/1/2006   5/1/2011   Common Stock   2500000   $0   2500000   D    
Warrants to purchase Common Stock   $0.90                   5/1/2006   5/1/2011   Common Stock   2179664     2179664   D    
Warrants to purchase Common Stock   $0.70                   1/3/2006   1/3/2011   Common Stock   50000     50000   D    
Warrants to purchase Common Stock   $0.80                   12/31/2004   12/31/2009   Common Stock   50000     50000   D    
Warrants to purchase Common Stock   $1.75                   12/31/2003   12/31/2008   Common Stock   50000     50000   D    

Explanation of Responses:
( 1)  Represents aggregate purchase price of Common Stock.
( 2)  This warrant was acquired in connection with the private transactions for the purchases of Common Stock reported in Table I.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
PENTEL RANDOLPH M
717 EATON STREET
ST. PAUL, MN 55118
X X


Signatures
/s/ Steven E. Reichert, attorney-in-fact 11/13/2008
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Capsource Financial (CE) (USOTC:CPSO)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024 Capsource Financial (CE) 차트를 더 보려면 여기를 클릭.
Capsource Financial (CE) (USOTC:CPSO)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024 Capsource Financial (CE) 차트를 더 보려면 여기를 클릭.